0001437749-17-015535.txt : 20170901 0001437749-17-015535.hdr.sgml : 20170901 20170901190553 ACCESSION NUMBER: 0001437749-17-015535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170831 FILED AS OF DATE: 20170901 DATE AS OF CHANGE: 20170901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Joseph John CENTRAL INDEX KEY: 0001338936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 171067210 MAIL ADDRESS: STREET 1: COLLECTORS UNIVERSE, INC. STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658-6280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 rdgdoc.xml FORM 4 X0306 4 2017-08-31 0001089143 COLLECTORS UNIVERSE INC CLCT 0001338936 Wallace Joseph John C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH CA 92658 1 Chief Financial Officer Common Stock 2017-08-31 4 A 0 28125 0 A 76063 D Common Stock 2017-08-31 4 A 0 28125 0 A 104188 D Acquired on vesting of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934. Acquired on satisfaction of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, with vesting subject to the continued service of the undersigned with the Company to June 30, 2018. /s/ Joseph J. Wallace 2017-09-01