8-K 1 form8k.htm COLLECTORS UNIVERSE INC 8K 5-9-2008 form8k.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):    May 9, 2008

 
COLLECTORS UNIVERSE, INC.
 
 
(Exact name of registrant as specified in its charter)
 

Delaware
 
0-27887
 
33-0846191
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)

1921 E. Alton Avenue, Santa Ana, California
 
92705
(Address of principal executive offices)
 
(Zip Code)

Registrant’s telephone number, including area code:    (949) 567-1234


 
N/A
 
 
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
£
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
£
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
£
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
£
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 

ITEM 2.02
RESULTS OF OPERATIONS AND FINANCIAL CONDITION
 
On May 9, 2008, Collectors Universe, Inc. issued a press release announcing its financial results for its third fiscal quarter of 2008 ended March 31, 2008. A copy of that press release is attached as Exhibit 99.1 to, and by this reference is incorporated into, this Current Report of Form 8-K.
 
In accordance with General Instruction B. 2 of Form 8-K, the information in this Current Report, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.
 
ITEM 9.01
Financial Statements and Exhibits.
 

 
(d)
Exhibits.


Exhibit No.
 
Description
     
99.1
 
Press release of Collectors Universe, Inc. issued May 9, 2008 announcing financial results for its third fiscal quarter of 2008 ended March 31, 2008.

 
 

 

SIGNATURES
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report to be signed on its behalf by the undersigned, hereunto duly authorized.


    COLLECTORS UNIVERSE, INC.  
         
         
Dated: May 9, 2008
 
By:
/s/ JOSEPH J. WALLACE
 
     
Joseph J. Wallace, Chief Financial Officer
 
 
 
2

 

EXHIBIT INDEX

Exhibit No.
 
Description
     
 
Press release of Collectors Universe, Inc. issued May 9, 2008 announcing financial results for its third fiscal quarter of 2008 ended March 31, 2008.

E-1