6-K 1 a9211p.htm HOLDING(S) IN COMPANY a9211p
CORPORATE
 
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of February
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X                                    Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes                                   No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
  
 
HSBC Holdings plc
Holding(s) in Company
 
The below notifications of major holdings were submitted by Norges Bank to HSBC Holdings plc on 12 January, 16 January and 13 February 2023 respectively.
 
 
 
 
TR-1: Standard form for notification of major holdings received by HSBC Holdings plc on 13 February 2023
 
1. Issuer Details
ISIN
GB0005405286
Issuer Name
HSBC HOLDINGS PLC
UK or Non-UK Issuer
UK
 
2. Reason for Notification
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
Name
Norges Bank
City of registered office (if applicable)
Oslo
Country of registered office (if applicable)
Norway
 
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reached
10-Feb-2023
 
6. Date on which Issuer notified
13-Feb-2023
 
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
 
Total number of voting rights held in issuer
 
Resulting situation on the date on which threshold was crossed or reached
 
2.998031
 
0.046320
 
3.044351
 
607,907,057
 
Position of previous notification (if applicable)
 
3.004780
 
0.045560
 
3.050340
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
 
% of indirect voting rights (DTR5.2.1)
 
GB0005405286
 
598,657,057
 
 
2.998030
 
 
US4042804066
 
105
 
 
0.000001
 
 
Sub Total 8.A
598,657,162
 
2.998031%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
 
% of voting rights
 
Shares on loan (right to recall)
 
N/A
 
At any time
 
9,249,895
 
0.046320
 
Sub Total 8.B1
 
9,249,895
 
0.046320%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
 
% of voting rights
 
 
 
 
 
 
 
 
Sub Total 8.B2
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
 
Total of both if it equals or is higher than the notifiable threshold
 
 
 
 
 
 
 
 
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
 
11. Additional Information
 
12. Date of Completion
13-Feb-2023
 
13. Place Of Completion
Oslo, Norway
 
-------------------------------------
 
 
 
 
TR-1: Standard form for notification of major holdings received by HSBC Holdings plc on 16 January 2023
 
 
1. Issuer Details
ISIN
GB0005405286
Issuer Name
HSBC HOLDINGS PLC
UK or Non-UK Issuer
UK
 
2. Reason for Notification
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
Name
Norges Bank
City of registered office (if applicable)
Oslo
Country of registered office (if applicable)
Norway
 
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reached
13-Jan-2023
 
6. Date on which Issuer notified
16-Jan-2023
 
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
 
Total number of voting rights held in issuer
 
Resulting situation on the date on which threshold was crossed or reached
 
3.004780
 
0.045560
 
3.050340
 
600,683,467
 
Position of previous notification (if applicable)
 
2.959120
 
0.045560
 
3.004680
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
 
% of indirect voting rights (DTR5.2.1)
 
GB0005405286
 
598,578,467
 
 
2.997640
 
 
US4042804066
 
285,308
 
 
0.007140
 
 
Sub Total 8.A
598,863,775
 
3.004780%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
 
% of voting rights
 
Shares on loan (right to recall)
 
N/A
 
At any time
 
1,819,692
 
0.045560
 
Sub Total 8.B1
 
1,819,692
 
0.045560%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
 
% of voting rights
 
 
 
 
 
 
 
 
Sub Total 8.B2
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
 
Total of both if it equals or is higher than the notifiable threshold
 
 
 
 
 
 
 
 
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
 
11. Additional Information
 
12. Date of Completion
16-Jan-2023
 
13. Place Of Completion
Oslo, Norway
 
------------------------------------
 
 
TR-1: Standard form for notification of major holdings received by HSBC Holdings plc on 12 January 2023
 
 
1. Issuer Details
ISIN
GB0005405286
Issuer Name
HSBC HOLDINGS PLC
UK or Non-UK Issuer
UK
 
2. Reason for Notification
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
Name
Norges Bank
City of registered office (if applicable)
Oslo
Country of registered office (if applicable)
Norway
 
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
 
 
5. Date on which the threshold was crossed or reached
11-Jan-2023
6. Date on which Issuer notified
12-Jan-2023
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
 
Total number of voting rights held in issuer
 
Resulting situation on the date on which threshold was crossed or reached
 
2.959120
 
0.045560
 
3.004680
 
599,985,983
 
Position of previous notification (if applicable)
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
 
% of indirect voting rights (DTR5.2.1)
 
GB0005405286
 
589,460,983
 
 
2.951980
 
 
US4042804066
 
1,426,540
 
 
0.007140
 
 
Sub Total 8.A
590,887,523
 
2.959120%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
 
% of voting rights
 
Shares on loan (right to recall)
 
N/A
 
At any time
 
9,098,460
 
0.045560
 
Sub Total 8.B1
 
9,098,460
 
0.045560%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
 
% of voting rights
 
 
 
 
 
 
 
 
Sub Total 8.B2
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
 
Total of both if it equals or is higher than the notifiable threshold
 
 
 
 
 
 
 
 
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
 
11. Additional Information
 
12. Date of Completion
12-Jan-2023
 
13. Place Of Completion
Oslo - Norway
 
 
 
 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Aileen Taylor
 
Title: Group Company Secretary and Chief Governance Officer
 
 
 
Date: 14 February 2023