0001654954-21-010388.txt : 20210924 0001654954-21-010388.hdr.sgml : 20210924 20210924132230 ACCESSION NUMBER: 0001654954-21-010388 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210924 FILED AS OF DATE: 20210924 DATE AS OF CHANGE: 20210924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC HOLDINGS PLC CENTRAL INDEX KEY: 0001089113 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14930 FILM NUMBER: 211276477 BUSINESS ADDRESS: STREET 1: 8 CANADA SQUARE CITY: LONDON STATE: X0 ZIP: E145HQ BUSINESS PHONE: 442079913048 MAIL ADDRESS: STREET 1: 8 CANADA SQUARE CITY: LONDON STATE: X0 ZIP: E14 5HQ 6-K 1 a9561m.htm DIRECTOR/PDMR SHAREHOLDING a9561m
 
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of September
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
  
 
HSBC HOLDINGS PLC
 
24 September 2021
 
Notification of Transactions by Persons Discharging Managerial Responsibilities
 
Matching awards (the "Awards") of ordinary shares of US$0.50 each (the "Shares") in HSBC Holdings plc (the "Company") were granted under the HSBC International Employee Share Purchase Plan.
 
The Awards vested on 22 September 2021 and the following transactions took place in London and Hong Kong respectively:
 
Name
 
Total number of Shares vested1
 
Number of Shares sold on 22 September at £3.64892 per Share2
 
Net Shares vested
 
Nuno Matos
 
154.0008
62.6679
91.3329
Surendra Rosha
 
130.2324
17.3970
112.8354
 
 
Name
 
Total number of Shares vested1
 
Number of Shares sold on 23 September at HKD39.3154 per Share2,3
 
Net Shares vested
 
Surendra Rosha
 
25.7682
3.44242
22.32578
 
The price for the Awards is based on the closing Share price on the London Stock Exchange and Hong Kong Stock Exchange on 21 September 2021.
2 Includes shares sold to cover withholding tax.
As it was a public holiday in Hong Kong on 22 September 2021 and the Hong Kong Stock Exchange was closed, shares to cover withholding tax were sold on 23 September 2021.
 
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Nuno Matos
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Wealth and Personal Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-09-22
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC International Employee Share Purchase Plan
 
Price
 
Volume
Total
 
 
 
 
£3.60
154.0008
£554.02
 
 
Aggregated
£3.598
154.0008
£554.02
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-09-22
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£3.65
62.6679
£228.67
 
 
Aggregated
£3.649
62.6679
£228.67
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Surendra Rosha
 
 
 
 
2 - Reason for the notification
 
Position/status
Co-Chief Executive of Asia Pacific and The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-09-22
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition under the HSBC International Employee Share Purchase Plan
 
Price
 
Volume
Total
 
 
 
 
£3.60
130.2324
£468.51
 
 
Aggregated
£3.598
130.2324
£468.51
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-09-22
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£3.65
17.3970
£63.48
 
 
Aggregated
£3.649
17.3970
£63.48
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-09-22
Ordinary shares of US$0.50 each
GB0005405286
Hong Kong Stock Exchange
HKD - Hong Kong Dollar
 
 
Nature of Transaction:
 
Acquisition under the HSBC International Employee Share Purchase Plan
 
Price
 
Volume
Total
 
 
 
 
HKD38.80
25.7682
HKD999.81
 
 
Aggregated
HKD38.80
25.7682
HKD999.81
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2021-09-23
Ordinary shares of US$0.50 each
GB0005405286
Hong Kong Stock Exchange
HKD - Hong Kong Dollar
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
HKD39.32
3.44242
HKD135.34
 
 
Aggregated
HKD39.315
3.44242
HKD135.34
 
 
 
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
Lee Davis
Shareholder Services
020 7991 3048
 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Aileen Taylor
 
Title: Group Company Secretary and Chief Governance Officer
 
 
 
Date: 24 September 2021