0001214659-20-007536.txt : 20200828 0001214659-20-007536.hdr.sgml : 20200828 20200828170020 ACCESSION NUMBER: 0001214659-20-007536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200826 FILED AS OF DATE: 20200828 DATE AS OF CHANGE: 20200828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STACK EDWARD W CENTRAL INDEX KEY: 0001198911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31463 FILM NUMBER: 201148597 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DICK'S SPORTING GOODS, INC. CENTRAL INDEX KEY: 0001089063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 161241537 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 345 COURT STREET CITY: CORAOPOLIS STATE: PA ZIP: 15108 BUSINESS PHONE: 7242733400 MAIL ADDRESS: STREET 1: 345 COURT STREET CITY: CORAOPOLIS STATE: PA ZIP: 15108 FORMER COMPANY: FORMER CONFORMED NAME: DICKS SPORTING GOODS INC DATE OF NAME CHANGE: 19990617 4 1 marketforms-49529.xml PRIMARY DOCUMENT X0306 4 2020-08-26 0001089063 DICK'S SPORTING GOODS, INC. DKS 0001198911 STACK EDWARD W 345 COURT STREET CORAOPOLIS PA 15108 true true true false Chairman and CEO Common Stock, par value $0.01 per share 2020-05-26 4 G false 713008 0 D 0 I By Grantor Retained Annuity Trust Common Stock, par value $0.01 per share 2020-08-26 4 S false 103675 51.3718 D 10629328 D Common Stock, par value $0.01 per share 2020-08-26 4 S false 109698 52.19 D 10519630 D Common Stock, par value $0.01 per share 2020-08-26 4 S false 36627 52.99 D 10483003 D Common Stock, par value $0.01 per share 3758888 I By Grantor Retained Annuity Trust On May 26, 2010, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust V ("GRAT V") for the benefit of his children. Shares have thereafter been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations. Upon termination of GRAT V on May 26, 2020, the remaining 713,008 shares held by the trust were gifted to the Edward W. Stack Irrevocable Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest. Pursuant to a currently effective Rule 10b5-1 Plan. The sales were executed in a series of transactions with a price range of $50.81 to $51.80, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Amount reflects shifts from indirect to direct ownership of the following shares of Class B Common Stock from the indicated Edward W. Stack Grantor Retained Annuity Trust to Mr. Stack directly to satisfy annual annuity payment obligations: (i) 474,465 shares from GRAT V on May 26, 2020 and (ii) 2,241,112 shares from the Edward W. Stack Grantor Retained Annuity Trust X ("GRAT X") on June 17, 2020. Amount includes 9,049,087 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. The sales were executed in a series of transactions with a price range of $51.81 to $52.80, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales were executed in a series of transactions with a price range of $52.81 to $53.35, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares are held by GRAT X. /s/ Edward W. Stack 2020-08-28