-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EeycPQUyGKCm5xgOG0S3jNvwuaoKxZtxDfshC2WqfaA+4QZ7uqhkQWRzEuLmCWTh UAnUycG7rU0Jr4dHsWExGg== 0000902664-02-000764.txt : 20021022 0000902664-02-000764.hdr.sgml : 20021022 20021022165729 ACCESSION NUMBER: 0000902664-02-000764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021022 FILED AS OF DATE: 20021022 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DICKS SPORTING GOODS INC CENTRAL INDEX KEY: 0001089063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 161241537 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31463 FILM NUMBER: 02795298 BUSINESS ADDRESS: STREET 1: 200 INDUSTRY DR CITY: PITTSBURGH STATE: PA ZIP: 15275 BUSINESS PHONE: 4128090100 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MANDEL STEPHEN F JR CENTRAL INDEX KEY: 0001084150 RELATIONSHIP: OWNER IRS NUMBER: 061484476 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLZ CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036181400 MAIL ADDRESS: STREET 1: TWO GREENWICH PLZ CITY: GREENWICH STATE: CT ZIP: 06830 4 1 srz9318408v1.txt LONE PINE GENERAL - -------- ----------------------------- FORM 4 OMB APPROVAL - -------- ----------------------------- - ----- Check this box if no longer OMB Number: 3235-0287 subject to Section 16. Form 4 Expires: January 31, 2005 - ----- or Form 5 obligations may Estimated average burden continue. SEE Instruction 1(b). hours per response .... 0.5 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - - --------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Lone Pine Capital LLC - - --------------------------------------------------- (Last) (First) (Middle) Two Greenwich Plaza - - ---------------------------------------------------- (Street) Greenwich CT 06830 - - ---------------------------------------------------- (City) (State) (Zip) - - --------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Dick's Sporting Goods, Inc. (DKS) - - --------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - - --------------------------------------------------------------------------- 4. Statement for Month/Day/Year 10/18/02 - - --------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) - - --------------------------------------------------------------------------- Page 1 of 6 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) - - --------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by One Reporting Person [X] Form filed by More than One Reporting Person - - --------------------------------------------------------------------------- TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ---------------------------------------------------------------------------- 1. Title of 2. Trans- 2A. Deemed 3. Trans- 4. Securities Acquired Security action Execution action (A) or Disposed of (D) (Instr. 3) Date Date, if Code (Instr. 3, 4 and 5) (Month/ any (Month/ (Instr. 8) ---------------------- Day/ Day/ ---------- Amount (A) or Price Year) Year) Code V (D) - ---------------------------------------------------------------------------- Dick's Sporting Goods, Inc., Common Stock, $0.01 par value per share ("Common Stock") 10/18/02 P 104,800 A $14.86 - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- Page 2 of 6 5. Amount of 6. Ownership 7. Nature of Securities Form: Direct Indirect Beneficially (D) or Indirect Beneficial Owned following (I) (Instr. 4) Ownership Reported (Instr. 4) Transactions (Instr. 3 and 4) - ---------------------------------------------------------------------------- 1,293,655 I(1)(2) (1)(2) - ---------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ---------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Transac- 4. Transac- 5. Number of Security (Instr. 3) sion or tion Date tion Code Derivative Exercise (Month/ (Instr. 8) Securities Price of Day/ ------------ Acquired (A) Deriv- Year) Code V or Disposed ative of (D) (Instr. Security 3, 4, and 5) ------------- (A) (D) - ---------------------------------------------------------------------------- 6. Date Exer- 7. Title and Amount 8. Price of cisable and of Underlying Derivative Expiration Date Securities Security (Month/Day/ (Instr. 3 and 4) (Instr. 5) Year) ------------------- - ----------------- Amount or Date Expira- Title Number of Exer- tion Shares cisable Date - ---------------------------------------------------------------------------- Page 3 of 6 - ---------------------------------------------------------------------------- 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at Direct (D) or (Instr. 4) End of Month Indirect (I) (Instr. 4) (Instr. 4) - ---------------------------------------------------------------------------- Explanation of Responses (1) The shares of Common Stock to which this note relates are held directly by Lone Spruce, L.P., a Delaware limited partnership ("Lone Spruce"), as to 3,773 shares; Lone Balsam, L.P., a Delaware limited partnership ("Lone Balsam"), as to 8,279 shares; Lone Sequoia, L.P., a Delaware limited partnership ("Lone Sequoia"), as to 6,917 shares; and Lone Cypress, Ltd., a Cayman Islands exempted company ("Lone Cypress"), as to 85,831 shares. (2) Lone Pine Capital LLC serves as investment manager to, and has investment discretion over the securities held by, Lone Cypress. Lone Pine Associates LLC serves as the general partner of, and has investment discretion over the securities held by, Lone Spruce, Lone Balsam and Lone Sequoia. Stephen F. Mandel, Jr. is the managing member of both Lone Pine Capital LLC and Lone Pine Associates LLC. Lone Pine Associates LLC, Lone Pine Capital LLC and Stephen F. Mandel, Jr. each disclaim any beneficial ownership of any of the Issuer's securities to which this Form 4 relates for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such securities representing in which each such person may be deemed to have an indirect pecuniary interest pursuant to Rule 16a-1(a)(2). Page 4 of 6 * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Lone Pine Capital LLC /s/ Stephen F. Mandel, Jr. 10/22/02 -------------------------------- -------- Name: Stephen F. Mandel, Jr. Date Title: Managing Member **Signature of Reporting Person Joint Filer Information Name: Lone Spruce, L.P. Address: Two Greenwich Plaza, Greenwich, Connecticut 06830 Designated Filer: Lone Pine Capital LLC Issuer & Ticker Symbol: Dick's Sporting Goods, Inc. (DKS) Date of Event Requiring Statement: 10/18/02 Signature: Lone Spruce, L.P. By: Lone Pine Associates LLC, its general partner By: /s/ Stephen F. Mandel, Jr. ----------------------------------------------------------- Name: Stephen F. Mandel, Jr. Title: Managing Member Name: Lone Balsam, L.P. Address: Two Greenwich Plaza, Greenwich, Connecticut 06830 Designated Filer: Lone Pine Capital LLC. Issuer & Ticker Symbol: Dick's Sporting Goods, Inc. (DKS) Date of Event Requiring Statement: 10/18/02 Signature: Lone Balsam, L.P. By: Lone Pine Associates LLC, its general partner By: /s/ Stephen F. Mandel, Jr. ----------------------------------------------------------- Name: Stephen F. Mandel, Jr. Title: Managing Member Name: Lone Sequoia, L.P. Address: Two Greenwich Plaza, Greenwich, Connecticut 06830 Designated Filer: Lone Pine Capital LLC Issuer & Ticker Symbol: Dick's Sporting Goods, Inc. (DKS) Date of Event Requiring Statement: 10/18/02 Signature: Lone Sequoia, L.P. By: Lone Pine Associates LLC, its general partner By: /s/ Stephen F. Mandel, Jr. ----------------------------------------------------------- Name: Stephen F. Mandel, Jr. Title: Managing Member Page 5 of 6 Name: Lone Pine Associates LLC Address: Two Greenwich Plaza, Greenwich, Connecticut 06830 Designated Filer: Lone Pine Capital LLC. Issuer & Ticker Symbol: Dick's Sporting Goods, Inc. (DKS) Date of Event Requiring Statement: 10/18/02 Signature: Lone Pine Associates LLC By: /s/ Stephen F. Mandel, Jr. ----------------------------------------------------------- Name: Stephen F. Mandel, Jr. Title: Managing Member Name: Stephen F. Mandel, Jr. Address: c/o Lone Pine Capital LLC, Two Greenwich Plaza, Greenwich, Connecticut 06830 Designated Filer: Lone Pine Capital LLC Issuer & Ticker Symbol: Dick's Sporting Goods, Inc. (DKS) Date of Event Requiring Statement: 10/18/02 Signature: /s/ Stephen F. Mandel, Jr. ----------------------------------------------------------- Name: Stephen F. Mandel, Jr. Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----