0001088825-15-000097.txt : 20150513 0001088825-15-000097.hdr.sgml : 20150513 20150513160727 ACCESSION NUMBER: 0001088825-15-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150511 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS THOMAS S CENTRAL INDEX KEY: 0001264973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27141 FILM NUMBER: 15858442 MAIL ADDRESS: STREET 1: C/O TIVO INC STREET 2: 2160 GOLD ST CITY: ALVISO STATE: CA ZIP: 95002 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-11 0 0001088825 TIVO INC TIVO 0001264973 ROGERS THOMAS S 2160 GOLD STREET ALVISO CA 95002 1 1 0 0 President and CEO Common Stock 2015-05-11 4 M 0 37455.0 6.52 A 2041891 D Common Stock 2015-05-11 4 S 0 37455.0 10.8747 D 2004436 D Common Stock 2015-05-11 4 M 0 50000.0 6.52 A 2054436 D Common Stock 2015-05-11 4 D 0 30130.0 10.82 D 2024306 D Common Stock 2015-05-11 4 F 0 10288.0 10.82 D 2014018 D Non-Qualified Stock Option (right to buy) 6.52 2015-05-11 4 M 0 37455.0 6.52 D 2005-08-01 2015-07-01 Common Stock 37455 224729 D Stock Appreciation Rights 6.52 2015-05-11 4 M 0 50000.0 6.52 D 2005-08-01 2015-07-01 Common Stock 50000 300000 D These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of 7/1/2015. Weighted Average Sales Price - Actual sale prices range from $10.81 - $10.93. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range. The cost of the 50,000 shares was $326,000 equal to 30,130 shares of TiVo stock, with a remainder of 19,870 shares of which 10,288 were withheld for taxes. These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights. By: Attorney-in-fact Jacob Starkweather For: Thomas S. Rogers 2015-05-11