SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Klugman Jeffrey L

(Last) (First) (Middle)
2160 GOLD STREET
P.O. BOX 2160

(Street)
ALVISO CA 95002-2160

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TIVO INC [ TIVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Products & Revenue
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/20/2011 M 52 A $6.06 173,545 D
Common Stock 04/20/2011 S(1) 52 D $11.97 173,493 D
Common Stock 04/20/2011 M 862 A $7.24 174,355 D
Common Stock 04/20/2011 S(1) 862 D $11.97 173,493 D
Common Stock 04/20/2011 M 785 A $6.18 174,278 D
Common Stock 04/20/2011 S(1) 785 D $11.97 173,493 D
Common Stock 04/20/2011 M 4,014 A $6.18 177,507 D
Common Stock 04/20/2011 S(1) 4,014 D $11.97 173,493 D
Common Stock 04/20/2011 M 4,667 A $8.94 178,160 D
Common Stock 04/20/2011 S(1) 4,667 D $11.97 173,493 D
Common Stock 04/20/2011 M 750 A $7.49 174,243 D
Common Stock 04/20/2011 S(1) 750 D $11.97 173,493 D
Common Stock 04/20/2011 M 655 A $7.24 174,148 D
Common Stock 04/20/2011 S(1) 655 D $11.97 173,493 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) $6.06 04/20/2011 M(1) 52 05/22/2005 04/22/2015 Common Stock 52 $6.06 470 D
Incentive Stock Option (right to buy) $6.18 04/20/2011 M(1) 785 04/21/2007 03/21/2017 Common Stock 785 $6.18 16,069 D
Incentive Stock Option (right to buy) $7.24 04/20/2011 M(1) 862 04/29/2006 03/29/2016 Common Stock 862 $7.24 7,756 D
Non-Qualified Stock Option (right to buy) $6.18 04/20/2011 M(1) 4,014 04/21/2007 03/21/2017 Common Stock 4,014 $6.18 36,134 D
Non-Qualified Stock Option (right to buy) $7.24 04/20/2011 M(1) 655 04/29/2006 03/29/2016 Common Stock 655 $7.24 5,896 D
Non-Qualified Stock Option (right to buy) $7.49 04/20/2011 M(1) 750 08/01/2010 06/22/2017 Common Stock 750 $7.49 34,242 D
Non-Qualified Stock Option (right to buy) $8.94 04/20/2011 M(1) 4,667 04/26/2008 03/26/2018 Common Stock 4,667 $8.94 72,038 D
Explanation of Responses:
1. This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
By: Attorney-in-Fact Sheryl Andersen For: Jeffrey L Klugman 04/20/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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