0001019056-21-000574.txt : 20211109 0001019056-21-000574.hdr.sgml : 20211109 20211109163054 ACCESSION NUMBER: 0001019056-21-000574 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001088731 IRS NUMBER: 134044348 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06175 FILM NUMBER: 211392711 BUSINESS ADDRESS: STREET 1: 320 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-280-1170 MAIL ADDRESS: STREET 1: 320 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001088731 XXXXXXXX 09-30-2021 09-30-2021 false BOURGEON CAPITAL MANAGEMENT LLC

320 Post Road Darien CT 06820

13F HOLDINGS REPORT 028-06175 N John A. Zaro, III 203-280-1170 /s/ John A. Zaro, III Darien CT 11-09-2021 0 287 467743 INFORMATION TABLE 2 infotable.xml AFLAC INC COM 001055102 32 622 SH SOLE 622 0 0 AGF INVTS TR AGFIQ US MK ANTI 00110G408 39 2300 SH SOLE 2300 0 0 ALPS ETF TR CLEAN ENERGY 00162Q460 1 14 SH SOLE 14 0 0 ALX ONCOLOGY HLDGS INC COM 00166B105 1445 19570 SH SOLE 19570 0 0 AT&T INC COM 00206R102 5 186 SH SOLE 186 0 0 ARK ETF TR INNOVATION ETF 00214Q104 328 2964 SH SOLE 2964 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 10 130 SH SOLE 130 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 10 70 SH SOLE 70 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 8 159 SH SOLE 159 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 6 10 SH SOLE 10 0 0 AERSALE CORPORATION COM 00810F106 102 6000 SH SOLE 6000 0 0 AGNICO EAGLE MINES LTD COM 008474108 143 2750 SH SOLE 2750 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 3952 20682 SH SOLE 20682 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1 5 SH SOLE 5 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 815 31725 SH SOLE 31725 0 0 ALPHABET INC CAP STK CL C 02079K107 757 284 SH SOLE 284 0 0 ALPHABET INC CAP STK CL A 02079K305 12611 4717 SH SOLE 4609 0 108 AMAZON COM INC COM 023135106 227 69 SH SOLE 64 0 5 AMERICAN WTR WKS CO INC NEW COM 030420103 374 2215 SH SOLE 2215 0 0 AMERICAN WOODMARK CORPORATIO COM 030506109 78 1200 SH SOLE 1200 0 0 AMGEN INC COM 031162100 1320 6207 SH SOLE 6207 0 0 AMPHENOL CORP NEW CL A 032095101 2151 29366 SH SOLE 29366 0 0 ANALOG DEVICES INC COM 032654105 1373 8200 SH SOLE 8200 0 0 APPLE INC COM 037833100 8607 60826 SH SOLE 59606 0 1220 BP PLC SPONSORED ADR 055622104 1514 55400 SH SOLE 54300 0 1100 BAKER HUGHES COMPANY CL A 05722G100 3954 159900 SH SOLE 159900 0 0 BK OF AMERICA CORP COM 060505104 12813 301833 SH SOLE 296233 0 5600 BANK NEW YORK MELLON CORP COM 064058100 52 1000 SH SOLE 1000 0 0 BANKWELL FINL GROUP INC COM 06654A103 255 8679 SH SOLE 8679 0 0 BAXTER INTL INC COM 071813109 43 533 SH SOLE 533 0 0 BECTON DICKINSON & CO COM 075887109 36 145 SH SOLE 145 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1116 4089 SH SOLE 4089 0 0 BEYOND MEAT INC COM 08862E109 58 550 SH SOLE 550 0 0 BLACKROCK INC COM 09247X101 6110 7285 SH SOLE 7100 0 185 BLACKSTONE INC COM 09260D107 13 116 SH SOLE 116 0 0 BRIGHTHOUSE FINL INC COM 10922N103 0 2 SH SOLE 2 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 8 150 SH SOLE 150 0 0 CF INDS HLDGS INC COM 125269100 391 7000 SH SOLE 7000 0 0 CVS HEALTH CORP COM 126650100 13100 154374 SH SOLE 151289 0 3085 CABOT OIL & GAS CORP COM 127097103 83 3800 SH SOLE 3800 0 0 CATERPILLAR INC COM 149123101 221 1150 SH SOLE 1150 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 0 3 SH SOLE 3 0 0 CHART INDS INC COM 16115Q308 8658 45304 SH SOLE 44524 0 780 CHARTER COMMUNICATIONS INC N CL A 16119P108 30 41 SH SOLE 41 0 0 CHEMOURS CO COM 163851108 2783 95775 SH SOLE 95775 0 0 CHEVRON CORP NEW COM 166764100 908 8946 SH SOLE 8146 0 800 CHURCH & DWIGHT INC COM 171340102 14 166 SH SOLE 166 0 0 CISCO SYS INC COM 17275R102 1 20 SH SOLE 20 0 0 CITIGROUP INC COM NEW 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188 1300 SH SOLE 1300 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E232 346 11212 SH SOLE 11212 0 0 DISNEY WALT CO COM 254687106 5816 34379 SH SOLE 33557 0 822 DISCOVER FINL SVCS COM 254709108 18 150 SH SOLE 150 0 0 DISCOVERY INC COM SER A 25470F104 942 37100 SH SOLE 37100 0 0 DOW INC COM 260557103 1246 21651 SH SOLE 21651 0 0 DRAFTKINGS INC COM CL A 26142R104 0 9 SH SOLE 9 0 0 DUPONT DE NEMOURS INC COM 26614N102 129 1897 SH SOLE 1897 0 0 89BIO INC COM 282559103 432 22050 SH SOLE 22050 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1006 105000 SH SOLE 105000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 4250 196386 SH SOLE 196386 0 0 E2OPEN PARENT HOLDINGS INC COM CL A 29788T103 878 77675 SH SOLE 77675 0 0 EVGO INC CL A COM 30052F100 3648 447556 SH SOLE 440526 0 7030 EXXON MOBIL CORP COM 30231G102 611 10395 SH SOLE 10395 0 0 FACEBOOK INC CL A 30303M102 52 152 SH SOLE 122 0 30 FATE THERAPEUTICS INC COM 31189P102 10 175 SH SOLE 175 0 0 F5 NETWORKS INC COM 315616102 20 100 SH SOLE 100 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SH SOLE 1 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 762 15370 SH SOLE 15370 0 0 INSULET CORP COM 45784P101 6 20 SH SOLE 20 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2942 22000 SH SOLE 22000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 21 59 SH SOLE 59 0 0 INTUIT COM 461202103 24 44 SH SOLE 0 0 44 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 14 200 SH SOLE 200 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 21 70 SH SOLE 70 0 0 INVITAE CORP COM 46185L103 28 1000 SH SOLE 1000 0 0 ISHARES GOLD TR ISHARES NEW 464285204 21460 642330 SH SOLE 631503 0 10827 ISHARES INC MSCI CHILE ETF 464286640 21 800 SH SOLE 800 0 0 ISHARES TR TIPS BD ETF 464287176 97 760 SH SOLE 130 0 630 ISHARES TR RUS MDCP VAL ETF 464287473 29 260 SH SOLE 260 0 0 ISHARES TR RUS MD CP GR ETF 464287481 349 3116 SH SOLE 3116 0 0 ISHARES TR CORE S&P MCP ETF 464287507 105 400 SH SOLE 400 0 0 ISHARES TR ISHARES BIOTECH 464287556 52 320 SH SOLE 320 0 0 ISHARES TR COHEN STEER REIT 464287564 28 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 552 3528 SH SOLE 3528 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 370 1350 SH SOLE 1350 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 121 757 SH SOLE 757 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 82 281 SH SOLE 281 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 163 746 SH SOLE 746 0 0 ISHARES TR CORE S&P US GWT 464287671 3 27 SH SOLE 27 0 0 ISHARES TR U.S. TECH ETF 464287721 20 200 SH SOLE 0 0 200 ISHARES TR CORE S&P SCP ETF 464287804 80 734 SH SOLE 734 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 11058 510744 SH SOLE 503299 0 7445 ISHARES TR ISHS 5-10YR INVT 464288638 88 1470 SH SOLE 1470 0 0 ISHARES TR MSCI EURO FL ETF 464289180 16 800 SH SOLE 800 0 0 ISHARES SILVER TR ISHARES 46428Q109 74 3609 SH SOLE 3609 0 0 ISHARES TR CORE MSCI EAFE 46432F842 390 5251 SH SOLE 5251 0 0 ISHARES INC CORE MSCI EMKT 46434G103 182 2945 SH SOLE 2945 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 33 475 SH SOLE 475 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 41 989 SH SOLE 989 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 88 1703 SH SOLE 1703 0 0 ISHARES TR CORE DIV GRWTH 46434V621 25 502 SH SOLE 502 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 71 900 SH SOLE 900 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 2 36 SH SOLE 36 0 0 JPMORGAN CHASE & CO COM 46625H100 18989 116007 SH SOLE 114082 0 1925 JACOBS ENGR GROUP INC COM 469814107 14431 108886 SH SOLE 107016 0 1870 JOHNSON & JOHNSON COM 478160104 646 4000 SH SOLE 4000 0 0 KAMAN CORP COM 483548103 21 600 SH SOLE 600 0 0 KIMBERLY-CLARK CORP COM 494368103 66 500 SH SOLE 500 0 0 KINDER MORGAN INC DEL COM 49456B101 5927 354276 SH SOLE 353961 0 315 L3HARRIS TECHNOLOGIES INC COM 502431109 71 321 SH SOLE 321 0 0 LIBERTY MEDIA ACQUISITION CO UNIT 01/22/2026 53073L203 58 5600 SH SOLE 5600 0 0 LIMBACH HLDGS INC COM 53263P105 112 16983 SH SOLE 16983 0 0 LOCKHEED MARTIN CORP COM 539830109 2007 5815 SH SOLE 5815 0 0 LULULEMON ATHLETICA INC COM 550021109 486 1200 SH SOLE 1200 0 0 MP MATERIALS CORP COM CL A 553368101 0 12 SH SOLE 12 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 89 1943 SH SOLE 1943 0 0 MARATHON PETE CORP COM 56585A102 73 1175 SH SOLE 1175 0 0 MARSH & MCLENNAN COS INC COM 571748102 116 765 SH SOLE 765 0 0 MARRIOTT INTL INC NEW CL A 571903202 14996 101261 SH SOLE 99506 0 1755 MARTIN MARIETTA MATLS INC COM 573284106 1028 3010 SH SOLE 2975 0 35 MERCK & CO INC COM 58933Y105 12630 168152 SH SOLE 165142 0 3010 METLIFE INC COM 59156R108 8 125 SH SOLE 125 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 7 5 SH SOLE 5 0 0 MICROSOFT CORP COM 594918104 12925 45847 SH SOLE 44792 0 1055 MICROBOT MED INC COM NEW 59503A204 0 13 SH SOLE 13 0 0 MICRON TECHNOLOGY INC COM 595112103 3100 43675 SH SOLE 43675 0 0 MONDELEZ INTL INC CL A 609207105 6275 107850 SH SOLE 105150 0 2700 MONSTER BEVERAGE CORP NEW COM 61174X109 13 150 SH SOLE 150 0 0 MORGAN STANLEY COM NEW 617446448 19 200 SH SOLE 200 0 0 MOSAIC CO NEW COM 61945C103 16251 454968 SH SOLE 446753 0 8215 NEWELL BRANDS INC COM 651229106 16 725 SH SOLE 725 0 0 NEXTERA ENERGY INC COM 65339F101 4384 55834 SH SOLE 54369 0 1465 NIKE INC CL B 654106103 51 350 SH SOLE 350 0 0 NORDSTROM INC COM 655664100 2 78 SH SOLE 78 0 0 NORTHERN TR CORP COM 665859104 3 25 SH SOLE 25 0 0 NOVARTIS AG SPONSORED ADR 66987V109 65 800 SH SOLE 800 0 0 NVIDIA CORPORATION COM 67066G104 9922 47894 SH SOLE 47062 0 832 NUTRIEN LTD COM 67077M108 227 3500 SH SOLE 3500 0 0 OKTA INC CL A 679295105 12 50 SH SOLE 50 0 0 OLIN CORP COM PAR $1 680665205 386 8000 SH SOLE 8000 0 0 ORACLE CORP COM 68389X105 1 10 SH SOLE 10 0 0 ORAMED PHARMACEUTICALS INC COM NEW 68403P203 124 5627 SH SOLE 5627 0 0 ORGANON & CO COMMON STOCK 68622V106 7096 216405 SH SOLE 211839 0 4566 PNC FINL SVCS GROUP INC COM 693475105 495 2530 SH SOLE 2530 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 0 18 SH SOLE 18 0 0 PALO ALTO NETWORKS INC COM 697435105 7 15 SH SOLE 15 0 0 PARKER-HANNIFIN CORP COM 701094104 42 150 SH SOLE 150 0 0 PAYPAL HLDGS INC COM 70450Y103 4978 19132 SH SOLE 18582 0 550 PENN NATL GAMING INC COM 707569109 0 3 SH SOLE 3 0 0 PEPSICO INC COM 713448108 13 86 SH SOLE 86 0 0 PFIZER INC COM 717081103 448 10412 SH SOLE 10412 0 0 PIPER SANDLER COMPANIES COM 724078100 2 12 SH SOLE 12 0 0 PROCTER AND GAMBLE CO COM 742718109 25 178 SH SOLE 178 0 0 PROLOGIS INC. 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COM 86745K104 0 2 SH SOLE 2 0 0 TELADOC HEALTH INC COM 87918A105 1 4 SH SOLE 4 0 0 TERADYNE INC COM 880770102 6593 60396 SH SOLE 59331 0 1065 TESLA INC COM 88160R101 8 10 SH SOLE 10 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 11 20 SH SOLE 20 0 0 3M CO COM 88579Y101 22 126 SH SOLE 126 0 0 TOTALENERGIES SE SPONSORED ADS 89151E109 4171 87030 SH SOLE 87030 0 0 TRAVELERS COMPANIES INC COM 89417E109 39 254 SH SOLE 254 0 0 TREVENA INC COM 89532E109 25 20000 SH SOLE 20000 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 228 13000 SH SOLE 13000 0 0 UBER TECHNOLOGIES INC COM 90353T100 4 92 SH SOLE 92 0 0 UNDER ARMOUR INC CL A 904311107 3 150 SH SOLE 150 0 0 UNILEVER PLC SPON ADR NEW 904767704 51 942 SH SOLE 942 0 0 UNION PAC CORP COM 907818108 7 38 SH SOLE 38 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10 26 SH SOLE 26 0 0 VALERO ENERGY CORP COM 91913Y100 10168 144085 SH SOLE 141515 0 2570 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 18 118 SH SOLE 118 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 68 1068 SH SOLE 1068 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 18 206 SH SOLE 206 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 9 110 SH SOLE 110 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 102 1197 SH SOLE 1197 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 43 152 SH SOLE 152 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 8 50 SH SOLE 50 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 15 51 SH SOLE 51 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 4 26 SH SOLE 26 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 870 3919 SH SOLE 3919 0 0 VIATRIS INC COM 92556V106 1 88 SH SOLE 88 0 0 VILLAGE FARMS INTL INC COM 92707Y108 60 7153 SH SOLE 7153 0 0 VIRACTA THERAPEUTICS INC COM 92765F108 150 18750 SH SOLE 18750 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2 64 SH SOLE 64 0 0 VISA INC COM CL A 92826C839 5763 25871 SH SOLE 25026 0 845 VOR BIOPHARMA INC COM 929033108 95 6053 SH SOLE 6053 0 0 WABTEC COM 929740108 10055 116634 SH SOLE 114694 0 1940 WALMART INC COM 931142103 81 584 SH SOLE 584 0 0 WATERS CORP COM 941848103 9 25 SH SOLE 25 0 0 WATSCO INC COM 942622200 3 10 SH SOLE 10 0 0 WEBSTER FINL CORP CONN COM 947890109 0 4 SH SOLE 4 0 0 WELLS FARGO CO NEW COM 949746101 237 5108 SH SOLE 5108 0 0 WESTLAKE CHEM CORP COM 960413102 273 3000 SH SOLE 3000 0 0 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 256 10500 SH SOLE 10500 0 0 WESTROCK CO COM 96145D105 100 2000 SH SOLE 2000 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 85 2380 SH SOLE 2380 0 0 WILLIAMS COS INC COM 969457100 52 2015 SH SOLE 2015 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 38 507 SH SOLE 507 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 93 1467 SH SOLE 1467 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 76 1000 SH SOLE 1000 0 0 ZILLOW GROUP INC CL A 98954M101 3 32 SH SOLE 32 0 0 ZOETIS INC CL A 98978V103 9 47 SH SOLE 47 0 0 ZYNGA INC CL A 98986T108 2593 344390 SH SOLE 344390 0 0 BEYONDSPRING INC SHS G10830100 79 5000 SH SOLE 5000 0 0 BROOKFIELD ASSET MGMT REINS CL A EXCH LT VTG G16169107 0 1 SH SOLE 1 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1 28 SH SOLE 28 0 0 BUNGE LIMITED COM G16962105 163 2000 SH SOLE 2000 0 0 EATON CORP PLC SHS G29183103 6712 44951 SH SOLE 44296 0 655 LINDE PLC SHS G5494J103 18 62 SH SOLE 62 0 0 MEDTRONIC PLC SHS G5960L103 13959 111360 SH SOLE 109155 0 2205 APTIV PLC SHS G6095L109 4345 29168 SH SOLE 28714 0 454 MYOVANT SCIENCES LTD COM G637AM102 318 14150 SH SOLE 14150 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 49 2000 SH SOLE 2000 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 62 550 SH SOLE 550 0 0 TE CONNECTIVITY LTD REG SHS H84989104 60 436 SH SOLE 436 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 0 2 SH SOLE 2 0 0 GALMED PHARMACEUTICALS LTD SHS M47238106 1 500 SH SOLE 500 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 8059 85870 SH SOLE 84670 0 1200 NXP SEMICONDUCTORS N V COM N6596X109 41 210 SH SOLE 210 0 0