0001019056-20-000052.txt : 20200204 0001019056-20-000052.hdr.sgml : 20200204 20200204151256 ACCESSION NUMBER: 0001019056-20-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001088731 IRS NUMBER: 134044348 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06175 FILM NUMBER: 20573275 BUSINESS ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032801170 MAIL ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001088731 XXXXXXXX 12-31-2019 12-31-2019 false BOURGEON CAPITAL MANAGEMENT LLC

777 Post Road Darien CT 06820

13F HOLDINGS REPORT 028-06175 N John A. Zaro, III 203-280-1170 /s/ John A. Zaro, III Darien CT 02-04-2020 0 236 211721 INFORMATION TABLE 2 infotable.xml AFLAC INC COM 001055102 57 1080 SH SOLE 1080 0 0 AT&T INC COM 00206R102 46 1185 SH SOLE 1185 0 0 ARK ETF TR INNOVATION ETF 00214Q104 146 2925 SH SOLE 2925 0 0 ACTIVISION BLIZZARD INC COM 00507V109 752 12650 SH SOLE 12650 0 0 ALCOA CORP COM 013872106 253 11750 SH SOLE 11750 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1 5 SH SOLE 5 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 32 1250 SH SOLE 1250 0 0 ALPHABET INC CAP STK CL C 02079K107 560 419 SH SOLE 419 0 0 ALPHABET INC CAP STK CL A 02079K305 6438 4807 SH SOLE 4667 0 140 ALTRIA GROUP INC COM 02209S103 77 1543 SH SOLE 1543 0 0 AMAZON COM INC COM 023135106 100 54 SH SOLE 54 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 272 2215 SH SOLE 2215 0 0 AMGEN INC COM 031162100 994 4124 SH SOLE 4124 0 0 AMPHENOL CORP NEW CL A 032095101 68 630 SH SOLE 630 0 0 APPLE INC COM 037833100 4421 15056 SH SOLE 14516 0 540 ARCOSA INC COM 039653100 4 100 SH SOLE 100 0 0 ASCENA RETAIL GROUP INC COM NEW 04351G200 32 4200 SH SOLE 4200 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 3 67 SH SOLE 67 0 0 BP PLC SPONSORED ADR 055622104 476 12625 SH SOLE 11525 0 1100 BAIDU INC SPON ADR REP A 056752108 6 45 SH SOLE 45 0 0 BAKER HUGHES COMPANY CL A 05722G100 248 9690 SH SOLE 9690 0 0 BANK AMER CORP COM 060505104 5559 157832 SH SOLE 152632 0 5200 BANK NEW YORK MELLON CORP COM 064058100 50 1000 SH SOLE 1000 0 0 BANKWELL FINL GROUP INC COM 06654A103 144 5000 SH SOLE 5000 0 0 BAXTER INTL INC COM 071813109 45 533 SH SOLE 533 0 0 BECTON DICKINSON & CO COM 075887109 4152 15267 SH SOLE 14832 0 435 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 48 212 SH SOLE 212 0 0 BIOGEN INC COM 09062X103 31 105 SH SOLE 105 0 0 BLACKBERRY LTD COM 09228F103 16 2500 SH SOLE 2500 0 0 BLACKROCK INC COM 09247X101 4100 8156 SH SOLE 7861 0 295 BLACKROCK CR ALLCTN INC TR COM 092508100 210 15000 SH SOLE 15000 0 0 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 13 1119 SH SOLE 1119 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 1589 28400 SH SOLE 28400 0 0 BLUEBIRD BIO INC COM 09609G100 20 225 SH SOLE 225 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 22 375 SH SOLE 375 0 0 CVS HEALTH CORP COM 126650100 8235 110851 SH SOLE 107726 0 3125 CABOT OIL & GAS CORP COM 127097103 585 33600 SH SOLE 33600 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 147 16250 SH SOLE 16250 0 0 CANOPY GROWTH CORP COM 138035100 2 100 SH SOLE 100 0 0 CHART INDS INC COM PAR $0.01 16115Q308 310 4600 SH SOLE 4600 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 20 41 SH SOLE 41 0 0 CHEMOURS CO COM 163851108 129 7150 SH SOLE 7150 0 0 CHEVRON CORP NEW COM 166764100 2766 22948 SH SOLE 22148 0 800 CHURCH & DWIGHT INC COM 171340102 11 163 SH SOLE 163 0 0 CITIGROUP INC COM NEW 172967424 1885 23600 SH SOLE 23600 0 0 CLEVELAND CLIFFS INC COM 185899101 6 700 SH SOLE 700 0 0 CLOVIS ONCOLOGY INC COM 189464100 18 1750 SH SOLE 1750 0 0 COCA COLA CO COM 191216100 136 2460 SH SOLE 2460 0 0 COLGATE PALMOLIVE CO COM 194162103 18 257 SH SOLE 257 0 0 COMCAST CORP NEW CL A 20030N101 45 1000 SH SOLE 1000 0 0 CONOCOPHILLIPS COM 20825C104 1271 19541 SH SOLE 19541 0 0 CONSTELLATION BRANDS INC CL A 21036P108 3811 20083 SH SOLE 19533 0 550 COSTCO WHSL CORP NEW COM 22160K105 73 250 SH SOLE 250 0 0 COVETRUS INC COM 22304C100 1 80 SH SOLE 80 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 211 1485 SH SOLE 1485 0 0 DANAHER CORPORATION COM 235851102 8370 54534 SH SOLE 52934 0 1600 DEERE & CO COM 244199105 7 38 SH SOLE 38 0 0 DEVON ENERGY CORP NEW COM 25179M103 334 12850 SH SOLE 12850 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 4 25 SH SOLE 25 0 0 DIGITAL RLTY TR INC COM 253868103 156 1300 SH SOLE 1300 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 211 6000 SH SOLE 6000 0 0 DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 418 12000 SH SOLE 12000 0 0 DISNEY WALT CO COM DISNEY 254687106 67 463 SH SOLE 463 0 0 DISCOVER FINL SVCS COM 254709108 13 150 SH SOLE 150 0 0 DOMINION ENERGY INC COM 25746U109 18 215 SH SOLE 215 0 0 DOW INC COM 260557103 4041 73843 SH SOLE 71801 0 2042 DUPONT DE NEMOURS INC COM 26614N102 4129 64316 SH SOLE 62425 0 1891 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 160 12500 SH SOLE 12500 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 3633 129005 SH SOLE 129005 0 0 EXXON MOBIL CORP COM 30231G102 59 845 SH SOLE 845 0 0 F M C CORP COM NEW 302491303 1657 16600 SH SOLE 16600 0 0 FACEBOOK INC CL A 30303M102 197 960 SH SOLE 960 0 0 FATE THERAPEUTICS INC COM 31189P102 3 175 SH SOLE 175 0 0 FEDEX CORP COM 31428X106 8 50 SH SOLE 50 0 0 F5 NETWORKS INC COM 315616102 14 100 SH SOLE 100 0 0 FIREEYE INC COM 31816Q101 402 24320 SH SOLE 24320 0 0 FLUOR CORP NEW COM 343412102 58 3050 SH SOLE 3050 0 0 FLOWSERVE CORP COM 34354P105 15 300 SH SOLE 300 0 0 FORTY SEVEN INC COM 34983P104 8899 226034 SH SOLE 226034 0 0 FREEPORT-MCMORAN INC CL B 35671D857 262 20000 SH SOLE 20000 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 5 50 SH SOLE 50 0 0 GARRETT MOTION INC COM 366505105 0 10 SH SOLE 10 0 0 GENERAL ELECTRIC CO COM 369604103 194 17340 SH SOLE 17340 0 0 GILEAD SCIENCES INC COM 375558103 250 3850 SH SOLE 3850 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 120 3740 SH SOLE 3740 0 0 HERSHEY CO COM 427866108 22 150 SH SOLE 150 0 0 HOME DEPOT INC COM 437076102 44 200 SH SOLE 200 0 0 HONEYWELL INTL INC COM 438516106 6899 38975 SH SOLE 37675 0 1300 ILLUMINA INC COM 452327109 0 1 SH SOLE 1 0 0 INSULET CORP COM 45784P101 6 35 SH SOLE 35 0 0 INTEL CORP COM 458140100 72 1200 SH SOLE 1200 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 7 50 SH SOLE 50 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 32 150 SH SOLE 150 0 0 INTUIT COM 461202103 12 44 SH SOLE 44 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 16 70 SH SOLE 70 0 0 INVESCO EXCHNG TRADED FD TR S&P SMALLCAP 600 46138G664 3 50 SH SOLE 50 0 0 INVESCO EXCHNG TRADED FD TR S&P MDCP 400 REV 46138G672 6 100 SH SOLE 100 0 0 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 15 260 SH SOLE 260 0 0 ISHARES GOLD TRUST ISHARES 464285105 6002 413942 SH SOLE 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0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 87 1703 SH SOLE 1703 0 0 ISHARES TR CORE DIV GRWTH 46434V621 21 490 SH SOLE 490 0 0 JPMORGAN CHASE & CO COM 46625H100 9064 65020 SH SOLE 63095 0 1925 JOHNSON & JOHNSON COM 478160104 538 3688 SH SOLE 3688 0 0 KAMAN CORP COM 483548103 78 1184 SH SOLE 1184 0 0 KIMBERLY CLARK CORP COM 494368103 110 800 SH SOLE 800 0 0 KINDER MORGAN INC DEL COM 49456B101 4 200 SH SOLE 200 0 0 KOHLS CORP COM 500255104 10 200 SH SOLE 200 0 0 KOPPERS HOLDINGS INC COM 50060P106 0 1 SH SOLE 1 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 4171 21079 SH SOLE 20513 0 566 LAUDER ESTEE COS INC CL A 518439104 62 300 SH SOLE 300 0 0 LENNAR CORP CL A 526057104 0 1 SH SOLE 1 0 0 LOCKHEED MARTIN CORP COM 539830109 759 1950 SH SOLE 1950 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 173 2748 SH SOLE 2748 0 0 MARATHON PETE CORP COM 56585A102 7748 128595 SH SOLE 125170 0 3425 MARTIN MARIETTA MATLS INC COM 573284106 765 2735 SH SOLE 2735 0 0 MERCK & CO INC COM 58933Y105 6734 74041 SH SOLE 72141 0 1900 METLIFE INC COM 59156R108 6 125 SH SOLE 125 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 4 5 SH SOLE 5 0 0 MICROSOFT CORP COM 594918104 9214 58427 SH SOLE 56707 0 1720 MONDELEZ INTL INC CL A 609207105 4773 86657 SH SOLE 84057 0 2600 MONSTER BEVERAGE CORP NEW COM 61174X109 10 150 SH SOLE 150 0 0 MORGAN STANLEY COM NEW 617446448 10 200 SH SOLE 200 0 0 NEOGEN CORP COM 640491106 13 200 SH SOLE 200 0 0 NETFLIX INC COM 64110L106 65 200 SH SOLE 200 0 0 NIKE INC CL B 654106103 44 438 SH SOLE 438 0 0 NORDSTROM INC COM 655664100 3 78 SH SOLE 78 0 0 NORTHERN TR CORP COM 665859104 5 50 SH SOLE 50 0 0 NOVARTIS A G SPONSORED ADR 66987V109 5238 55321 SH SOLE 53471 0 1850 NUTANIX INC CL A 67059N108 9 300 SH SOLE 300 0 0 NUVEEN NY MUN VALUE FD COM 67062M105 49 4723 SH SOLE 4723 0 0 NVIDIA CORP COM 67066G104 5443 23131 SH SOLE 22491 0 640 OMEROS CORP COM 682143102 68 4850 SH SOLE 4850 0 0 ORAMED PHARM INC COM NEW 68403P203 29 5627 SH SOLE 5627 0 0 PNC FINL SVCS GROUP INC COM 693475105 1321 8275 SH SOLE 8275 0 0 PPG INDS INC COM 693506107 107 800 SH SOLE 800 0 0 PALO ALTO NETWORKS INC COM 697435105 3752 16226 SH SOLE 15756 0 470 PARKER HANNIFIN CORP COM 701094104 62 300 SH SOLE 300 0 0 PAYPAL HLDGS INC COM 70450Y103 3505 32407 SH SOLE 31377 0 1030 PEPSICO INC COM 713448108 14 101 SH SOLE 101 0 0 PFIZER INC COM 717081103 35 896 SH SOLE 896 0 0 PHILLIPS 66 COM 718546104 117 1050 SH SOLE 1050 0 0 PIPER JAFFRAY COS COM 724078100 1 12 SH SOLE 12 0 0 PROCTER & GAMBLE CO COM 742718109 10 80 SH SOLE 80 0 0 PROLOGIS INC COM 74340W103 3076 34505 SH SOLE 33555 0 950 QUALCOMM INC COM 747525103 6776 76800 SH SOLE 74740 0 2060 RCM TECHNOLOGIES INC COM NEW 749360400 727 242236 SH SOLE 242236 0 0 REALOGY HLDGS CORP COM 75605Y106 7 750 SH SOLE 750 0 0 REGULUS THERAPEUTICS INC COM NEW 75915K200 0 317 SH SOLE 317 0 0 REGIONS FINL CORP NEW COM 7591EP100 9 500 SH SOLE 500 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 16 SH SOLE 16 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 16 269 SH SOLE 269 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2203 37355 SH SOLE 37355 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 804 5624 SH SOLE 5624 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 4512 110605 SH SOLE 107605 0 3000 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 12 400 SH SOLE 400 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 37 346 SH SOLE 346 0 0 SALESFORCE COM INC COM 79466L302 5 30 SH SOLE 30 0 0 HENRY SCHEIN INC COM 806407102 13 200 SH SOLE 200 0 0 SCHLUMBERGER LTD COM 806857108 16 400 SH SOLE 400 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 16 300 SH SOLE 300 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 7 111 SH SOLE 111 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 21 206 SH SOLE 206 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 19 299 SH SOLE 299 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 21 170 SH SOLE 170 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 27 446 SH SOLE 446 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 31 1021 SH SOLE 1021 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 26 321 SH SOLE 321 0 0 SIBANYE STILLWATER SPONSORED ADR 825724206 8 795 SH SOLE 795 0 0 SNAP INC CL A 83304A106 1 36 SH SOLE 36 0 0 SONY CORP SPONSORED ADR 835699307 4127 60695 SH SOLE 59095 0 1600 SOUTHERN CO COM 842587107 11 175 SH SOLE 175 0 0 SOUTHERN COPPER CORP COM 84265V105 13 303 SH SOLE 303 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 4173 284665 SH SOLE 276915 0 7750 SQUARE INC CL A 852234103 6 100 SH SOLE 100 0 0 STRYKER CORP COM 863667101 0 1 SH SOLE 1 0 0 TAPESTRY INC COM 876030107 7 250 SH SOLE 250 0 0 TARGET CORP COM 87612E106 141 1100 SH SOLE 1100 0 0 TELEFLEX INC COM 879369106 198 525 SH SOLE 525 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6 20 SH SOLE 20 0 0 3M CO COM 88579Y101 22 126 SH SOLE 126 0 0 TIFFANY & CO NEW COM 886547108 155 1158 SH SOLE 1158 0 0 TOTAL S A SPONSORED ADS 89151E109 727 13150 SH SOLE 13150 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 9 67 SH SOLE 67 0 0 TRAVELERS COMPANIES INC COM 89417E109 33 242 SH SOLE 242 0 0 TREVENA INC COM 89532E109 34 41000 SH SOLE 41000 0 0 TURQUOISE HILL RES LTD COM 900435108 6 8000 SH SOLE 8000 0 0 TYSON FOODS INC CL A 902494103 55 600 SH SOLE 600 0 0 US BANCORP DEL COM NEW 902973304 12 200 SH SOLE 200 0 0 UNDER ARMOUR INC CL A 904311107 3 150 SH SOLE 150 0 0 UNILEVER PLC SPON ADR NEW 904767704 6 101 SH SOLE 101 0 0 UNILEVER N V N Y SHS NEW 904784709 483 8400 SH SOLE 8400 0 0 UNION PACIFIC CORP COM 907818108 34 188 SH SOLE 188 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6 38 SH SOLE 38 0 0 VANGUARD GROUP DIV APP ETF 921908844 10 77 SH SOLE 77 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 71 1268 SH SOLE 1268 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 100 1197 SH SOLE 1197 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 30 152 SH SOLE 152 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 87 529 SH SOLE 529 0 0 VISA INC COM CL A 92826C839 5735 30520 SH SOLE 29600 0 920 WABTEC CORP COM 929740108 0 3 SH SOLE 3 0 0 WALMART INC COM 931142103 75 630 SH SOLE 630 0 0 WATERS CORP COM 941848103 6 25 SH SOLE 25 0 0 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 13 500 SH SOLE 500 0 0 WEYERHAEUSER CO COM 962166104 6529 216189 SH SOLE 210691 0 5498 WILLIAMS COS INC DEL COM 969457100 1510 63680 SH SOLE 59480 0 4200 WISDOMTREE TR JAPN HEDGE EQT 97717W851 79 1467 SH SOLE 1467 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 71 1000 SH SOLE 1000 0 0 XILINX INC COM 983919101 186 1900 SH SOLE 1900 0 0 ZILLOW GROUP INC CL A 98954M101 1 30 SH SOLE 30 0 0 ZOETIS INC CL A 98978V103 6 47 SH SOLE 47 0 0 ZYNGA INC CL A 98986T108 8 1340 SH SOLE 1340 0 0 AXALTA COATING SYS LTD COM G0750C108 27 900 SH SOLE 900 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11 50 SH SOLE 50 0 0 EATON CORP PLC SHS G29183103 9 100 SH SOLE 100 0 0 LINDE PLC SHS G5494J103 18 87 SH SOLE 87 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 185 16229 SH SOLE 16229 0 0 TE CONNECTIVITY LTD REG SHS H84989104 41 423 SH SOLE 423 0 0 GALMED PHARMACEUTICALS LTD SHS M47238106 3 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