0001019056-16-001028.txt : 20160203
0001019056-16-001028.hdr.sgml : 20160203
20160203111323
ACCESSION NUMBER: 0001019056-16-001028
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
EFFECTIVENESS DATE: 20160203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001088731
IRS NUMBER: 134044348
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06175
FILM NUMBER: 161383685
BUSINESS ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032801170
MAIL ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001088731
XXXXXXXX
12-31-2015
12-31-2015
false
BOURGEON CAPITAL MANAGEMENT LLC
777 Post Road
Darien
CT
06820
13F HOLDINGS REPORT
028-06175
N
John A. Zaro, III
President
203-280-1170
/s/ John A. Zaro, III
Darien
CT
02-03-2016
0
89
155829
INFORMATION TABLE
2
infotable.xml
ACHILLION PHARMACEUTICALS INC
COM
00448q201
124
11500
SH
SOLE
11500
0
0
AGILENT TECHNOLOGIES INC.CMN
COM
00846u101
314
7500
SH
SOLE
7500
0
0
ALPHABET INC CAP STK CL A
CAP STK CL A
02079K305
6190
7956
SH
SOLE
6986
0
970
AMERICAN INTL GROUP INC COM NE
COM NEW
026874784
4857
78375
SH
SOLE
68875
0
9500
AMGEN INC COM PV $0.0001
COM
031162100
749
4617
SH
SOLE
3217
0
1400
ANADARKO PETROLEUM CORPCMN
COM
032511107
426
8775
SH
SOLE
8775
0
0
APACHE CORP COMMON
COM
037411105
441
9915
SH
SOLE
9415
0
500
APPLE INC
COM
037833100
4010
38099
SH
SOLE
36779
0
1320
ASCENA RETAIL GROUP INC COM
COM
04351G101
2575
261400
SH
SOLE
256000
0
5400
AXOVANT SCIENCES LTD
COM
g0750w104
180
10000
SH
SOLE
10000
0
0
BAXALTA INC
COM
07177m103
1317
33750
SH
SOLE
33750
0
0
BECTON DICKINSON CO 1 COM/IPFD
COM
075887109
4534
29425
SH
SOLE
25825
0
3600
BIOGEN INC COMMON
COM
09062X103
4378
14290
SH
SOLE
12440
0
1850
BLACKROCK INC COMMON
COM
09247X101
4334
12727
SH
SOLE
11337
0
1390
CAL-MAINE FOODS INC
COM NEW
128030202
463
10000
SH
SOLE
10000
0
0
CALIFORNIA RESOURCES CORP.
COM
13057q107
559
240100
SH
SOLE
240100
0
0
CASELLA WASTE SYS INC CL A
CL A
147448104
261
43669
SH
SOLE
43669
0
0
CERNER CORP
COM
156782104
241
4000
SH
SOLE
0
0
4000
CINER RESOURCES LP
COM UNIT LTD
172464109
647
28988
SH
SOLE
28988
0
0
CISCO SYSTEMS INC
COM
17275R102
4687
172600
SH
SOLE
156300
0
16300
CITIGROUP INC.
COM NEW
172967424
724
14000
SH
SOLE
14000
0
0
CLOVIS ONCOLOGY INC.
COM
189464100
635
18150
SH
SOLE
18150
0
0
COACH INC CMN
COM
189754104
777
23750
SH
SOLE
23750
0
0
COCA-COLA CO
COM
191216100
2452
57066
SH
SOLE
54136
0
2930
CONOCOPHILLIPS COM
COM
20825C104
1206
25828
SH
SOLE
25828
0
0
COSTCO WHOLESALE CORPORATION N
COM
22160K105
2310
14305
SH
SOLE
10255
0
4050
DANAHER CORP COM
COM
235851102
3548
38200
SH
SOLE
32950
0
5250
DIGITALGLOBE INC.
COM NEW
25389m877
560
35750
SH
SOLE
35750
0
0
DISCOVERY COMMUN SER A
COM SER A
25470f104
380
14250
SH
SOLE
14250
0
0
E. I. DU PONT DE NEMOURS AND C
COM
263534109
310
4661
SH
SOLE
4661
0
0
EATON CORP PLC COMMON
SHS
G29183103
2681
51525
SH
SOLE
49925
0
1600
ENTERPRISE PRDTS PRTN LPL P
COM
293792107
1409
55075
SH
SOLE
55075
0
0
EXXON MOBIL CORPORATION COMMON
COM
30231G102
3424
43923
SH
SOLE
42828
0
1095
FALCONSTOR SOFTWARE INC
COM
306137100
1700
904229
SH
SOLE
904229
0
0
FIREEYE INC
COM
31816q101
428
20650
SH
SOLE
20650
0
0
FLOWSERVE CORP
COM
34354P105
694
16500
SH
SOLE
11400
0
5100
FORM FACTOR INC
COM
346375108
227
25190
SH
SOLE
25190
0
0
FORTINET INC
COM
34959e109
468
15000
SH
SOLE
15000
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
669
21482
SH
SOLE
3082
0
18400
GILEAD SCIENCES INC
COM
375558103
253
2500
SH
SOLE
0
0
2500
GUIDANCE SOFTWARE INC
COM
401692108
1967
326808
SH
SOLE
326808
0
0
HAIN CELESTIAL GROUP INC COM
COM
405217100
263
6500
SH
SOLE
6500
0
0
HOME DEPOT, INC., THE
COM
437076102
516
3900
SH
SOLE
0
0
3900
HONEYWELL INTL INCCMN
COM
438516106
3029
29250
SH
SOLE
26450
0
2800
INVENTURE FOODS INC
COM
461212102
705
99324
SH
SOLE
99324
0
0
ISTAR INC
COM
45031u101
211
18000
SH
SOLE
18000
0
0
JOHNSON & JOHNSON
COM
478160104
571
5555
SH
SOLE
405
0
5150
JOHNSON CONTROLS INC
COM
478366107
3939
99737
SH
SOLE
87837
0
11900
JPMORGAN CHASE & CO
COM
46625H100
6403
96964
SH
SOLE
84064
0
12900
KINDER MORGAN INC DELAWARE COM
COM
49456B101
508
34016
SH
SOLE
30587
0
3429
KRONOS WORLDWIDE INC
COM
50105f105
141
25000
SH
SOLE
25000
0
0
L-3 COMMUNICATIONS
COM
502424104
3012
25200
SH
SOLE
22000
0
3200
LENNAR CORP CL A
CL A
526057104
2037
41654
SH
SOLE
41654
0
0
LIBERTY GLOBAL PLC CLASS A COM
SHS CL A
G5480U104
4277
100975
SH
SOLE
92275
0
8700
MERCK & CO INC NEW COMMON
COM
58933Y105
4788
90650
SH
SOLE
79650
0
11000
MICROSOFT CORP
COM
594918104
1332
24010
SH
SOLE
20540
0
3470
MONDELEZ INTERNATIONAL INC-A
CL A
609207105
583
13000
SH
SOLE
0
0
13000
NIKE INC CL B
CL B
654106103
1706
27300
SH
SOLE
18960
0
8340
NOVARTIS AG-ADR
SPONSORED ADR
66987V109
4581
53245
SH
SOLE
46345
0
6900
OCCIDENTAL PETE CORP COM
COM
674599105
2174
32150
SH
SOLE
30950
0
1200
OMEROS CORP
COM
682143102
826
52530
SH
SOLE
52530
0
0
PAYPAL HOLDINGS INC W/I COMMON
COM
70450Y103
4577
126450
SH
SOLE
110950
0
15500
PLUM CREEK TIMBER CO INC REITS
COM
729251108
5436
113920
SH
SOLE
99215
0
14705
PNC FINCL SERVICES GROUP
COM
693475105
1944
20400
SH
SOLE
20400
0
0
PROCTER & GAMBLE CO
COM
742718109
1597
20114
SH
SOLE
18994
0
1120
QUALCOMM INC COM
COM
747525103
375
7500
SH
SOLE
7500
0
0
RCM TECHNOLGIES INC
COM NEW
749360400
1702
309503
SH
SOLE
309503
0
0
REGULUS THERAPEUTICS INC
COM
75915k101
268
30713
SH
SOLE
30713
0
0
ROYAL DUTCH SHELL PLC SPONS
SPONS ADR A
780259206
1272
27770
SH
SOLE
27770
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
160
17500
SH
SOLE
17500
0
0
SCHLUMBERGER LTD
COM
806857108
3622
51928
SH
SOLE
50053
0
1875
SEA CHANGE INTL INC
COM
811699107
1581
234609
SH
SOLE
234609
0
0
SENOMYX INC
COM
81724q107
207
55000
SH
SOLE
55000
0
0
STEMCELLS INC
COM NEW
85857r204
200
480870
SH
SOLE
480870
0
0
TENAX THERAPEUTICS INC
COM
88032l100
182
55500
SH
SOLE
55500
0
0
TEVA PHARMACEUTICAL INDUSTRIES
ADR
881624209
3686
56150
SH
SOLE
49950
0
6200
THE BLACKSTONE GROUP
COM UNIT LTD
09253u108
3311
113225
SH
SOLE
113225
0
0
TIFFANY & CO NEW
COM
886547108
238
3116
SH
SOLE
3116
0
0
TOLL BROTHERS INC COMMON
COM
889478103
1455
43695
SH
SOLE
35425
0
8270
TREVENA INC
COM
89532e109
394
37500
SH
SOLE
37500
0
0
TRONOX LTD-CL A
SHS CL A
Q9235V101
240
61500
SH
SOLE
61500
0
0
TURQUOISE HILL RESOURCES LTD.
COM
900435108
432
170054
SH
SOLE
170054
0
0
UNITED TECHS CORP COM
COM
913017109
240
2500
SH
SOLE
0
0
2500
VISA INC CL A COMMON
COM CL A
92826C839
3486
44946
SH
SOLE
36771
0
8175
WASTE CONNECTIONS INC COM
COM
941053100
4937
87666
SH
SOLE
77266
0
10400
WELLS FARGO & CO NEW
COM
949746101
440
8085
SH
SOLE
985
0
7100
WILLIAMS COS INC
COM
969457100
826
32150
SH
SOLE
30650
0
1500
YAHOO! INC CMN
COM
984332106
233
7000
SH
SOLE
0
0
7000
WEYERHAEUSER COMPANY CONV PFD
PREF CONV SER A
962166872
3077
61200
SH
SOLE
57500
0
3700