0001088033-12-000024.txt : 20120807 0001088033-12-000024.hdr.sgml : 20120807 20120807202822 ACCESSION NUMBER: 0001088033-12-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120803 FILED AS OF DATE: 20120807 DATE AS OF CHANGE: 20120807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH VINCENT C CENTRAL INDEX KEY: 0001106662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26937 FILM NUMBER: 121014825 MAIL ADDRESS: STREET 1: 8001 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST SOFTWARE INC CENTRAL INDEX KEY: 0001088033 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330231678 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9497548000 MAIL ADDRESS: STREET 1: 5 POLARIS WAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-08-03 0001088033 QUEST SOFTWARE INC QSFT 0001106662 SMITH VINCENT C C/O QUEST SOFTWARE, INC. 5 POLARIS WAY ALISO VIEJO CA 92656 1 1 1 0 Chairman and CEO Common Stock 2012-08-03 4 M 0 800000 8.30 A 25588906 D Common Stock 2012-08-03 4 F 0 498309 27.92 D 25090597 D Common Stock 153440 I By children Common Stock 355749 I By Vincent C. Smith Annuity Trust 2010-1 Common Stock 266811 I By Vincent C. Smith Annuity Trust 2010-2 Common Stock 1275000 I By Vincent C. Smith Annuity Trust 2011-1 Common Stock 1422140 I By Teach A Man To Fish Foundation Stock Option (right to buy) 8.30 2012-08-03 4 M 0 800000 0 D 2012-08-07 Common Stock 800000 0 D Upon the reporting person's cashless exercise of 800,000 stock options, a total of 498,309 shares were withheld for payment of the net exercise price and for tax withholding purposes, and the remaining 301,691 shares were issued to the reporting person. These options vest as follows: (a) 20% upon the first anniversary of date of grant, and (b) 10% upon the completion of each of the next eight six-month periods of employment. David P. Cramer, Attorney-in-Fact for Vincent C. Smith 2012-08-07