0001088033-12-000024.txt : 20120807
0001088033-12-000024.hdr.sgml : 20120807
20120807202822
ACCESSION NUMBER: 0001088033-12-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120803
FILED AS OF DATE: 20120807
DATE AS OF CHANGE: 20120807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH VINCENT C
CENTRAL INDEX KEY: 0001106662
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26937
FILM NUMBER: 121014825
MAIL ADDRESS:
STREET 1: 8001 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUEST SOFTWARE INC
CENTRAL INDEX KEY: 0001088033
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330231678
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 POLARIS WAY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9497548000
MAIL ADDRESS:
STREET 1: 5 POLARIS WAY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-08-03
0001088033
QUEST SOFTWARE INC
QSFT
0001106662
SMITH VINCENT C
C/O QUEST SOFTWARE, INC.
5 POLARIS WAY
ALISO VIEJO
CA
92656
1
1
1
0
Chairman and CEO
Common Stock
2012-08-03
4
M
0
800000
8.30
A
25588906
D
Common Stock
2012-08-03
4
F
0
498309
27.92
D
25090597
D
Common Stock
153440
I
By children
Common Stock
355749
I
By Vincent C. Smith Annuity Trust 2010-1
Common Stock
266811
I
By Vincent C. Smith Annuity Trust 2010-2
Common Stock
1275000
I
By Vincent C. Smith Annuity Trust 2011-1
Common Stock
1422140
I
By Teach A Man To Fish Foundation
Stock Option (right to buy)
8.30
2012-08-03
4
M
0
800000
0
D
2012-08-07
Common Stock
800000
0
D
Upon the reporting person's cashless exercise of 800,000 stock options, a total of 498,309 shares were withheld for payment of the net exercise price and for tax withholding purposes, and the remaining 301,691 shares were issued to the reporting person.
These options vest as follows: (a) 20% upon the first anniversary of date of grant, and (b) 10% upon the completion of each of the next eight six-month periods of employment.
David P. Cramer, Attorney-in-Fact for Vincent C. Smith
2012-08-07