0000950138-14-000213.txt : 20140227
0000950138-14-000213.hdr.sgml : 20140227
20140227171422
ACCESSION NUMBER: 0000950138-14-000213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140225
FILED AS OF DATE: 20140227
DATE AS OF CHANGE: 20140227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Express Scripts Holding Co.
CENTRAL INDEX KEY: 0001532063
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 452884094
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE EXPRESS WAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63121
BUSINESS PHONE: 314-996-0900
MAIL ADDRESS:
STREET 1: ONE EXPRESS WAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63121
FORMER COMPANY:
FORMER CONFORMED NAME: Aristotle Holding, Inc.
DATE OF NAME CHANGE: 20111005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROPER WILLIAM L
CENTRAL INDEX KEY: 0001087960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35490
FILM NUMBER: 14650153
MAIL ADDRESS:
STREET 1: 21250 HAWTHORNE BLVD
STREET 2: SUITE 800
CITY: TORRANCE
STATE: CA
ZIP: 90503
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-25
0001532063
Express Scripts Holding Co.
ESRX
0001087960
ROPER WILLIAM L
C/O EXPRESS SCRIPTS HOLDING COMPANY
ONE EXPRESS WAY
ST. LOUIS
MO
63121
1
0
0
0
Common Stock
2014-02-25
4
M
0
538
36.50
A
10935.674
D
Common Stock
2014-02-25
4
M
0
10644
34.79
A
21579.674
D
Common Stock
2014-02-25
4
M
0
11587
32.94
A
33166.674
D
Common Stock
2014-02-25
4
M
0
9835
43.66
A
43001.674
D
Common Stock
2014-02-25
4
M
0
8892
47.07
A
51893.674
D
Common Stock
2014-02-25
4
S
0
41496
74.075
D
10397.674
D
Common Stock
52
I
By IRA
Non-Qualified Stock Option (Right-to-Buy)
36.50
2014-02-25
4
M
0
538
D
2017-12-10
Express Scripts Holding Company Common Stock
538
0
D
Non-Qualified Stock Option (Right-to-Buy)
34.79
2014-02-25
4
M
0
10644
D
2018-05-21
Express Scripts Holding Company Common Stock
10644
0
D
Non-Qualified Stock Option (Right-to-Buy)
32.94
2014-02-25
4
M
0
11587
D
2019-05-20
Express Scripts Holding Company Common Stock
11587
0
D
Non-Qualified Stock Option (Right-to-Buy)
43.66
2014-02-25
4
M
0
9835
D
2020-05-12
Express Scripts Holding Company Common Stock
9835
0
D
Non-Qualified Stock Option (Right-to-Buy)
47.07
2014-02-25
4
M
0
8892
D
2021-05-24
Express Scripts Holding Company Common Stock
8892
0
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.33, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Grant of stock options pursuant to the Medco Health Solutions, Inc. 2002 Stock Incentive Plan, and assumed by the Issuer under the Agreement and Plan of Merger, dated as of July 20, 2011, as amended on November 7, 2011, by and among Express Scripts, Inc., Medco Health Solutions, Inc., the Issuer, Aristotle Merger Sub, Inc., and Plato Merger Sub, Inc.
All shares vested on December 11, 2008.
All shares vested on May 22, 2009.
All shares vested on May 21, 2010.
All shares vested on May 12, 2011.
All shares vested on May 24, 2012.
/s/ William L. Roper
2014-02-26