0000950138-14-000213.txt : 20140227 0000950138-14-000213.hdr.sgml : 20140227 20140227171422 ACCESSION NUMBER: 0000950138-14-000213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140225 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Express Scripts Holding Co. CENTRAL INDEX KEY: 0001532063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 452884094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 BUSINESS PHONE: 314-996-0900 MAIL ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 FORMER COMPANY: FORMER CONFORMED NAME: Aristotle Holding, Inc. DATE OF NAME CHANGE: 20111005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROPER WILLIAM L CENTRAL INDEX KEY: 0001087960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35490 FILM NUMBER: 14650153 MAIL ADDRESS: STREET 1: 21250 HAWTHORNE BLVD STREET 2: SUITE 800 CITY: TORRANCE STATE: CA ZIP: 90503 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-25 0001532063 Express Scripts Holding Co. ESRX 0001087960 ROPER WILLIAM L C/O EXPRESS SCRIPTS HOLDING COMPANY ONE EXPRESS WAY ST. LOUIS MO 63121 1 0 0 0 Common Stock 2014-02-25 4 M 0 538 36.50 A 10935.674 D Common Stock 2014-02-25 4 M 0 10644 34.79 A 21579.674 D Common Stock 2014-02-25 4 M 0 11587 32.94 A 33166.674 D Common Stock 2014-02-25 4 M 0 9835 43.66 A 43001.674 D Common Stock 2014-02-25 4 M 0 8892 47.07 A 51893.674 D Common Stock 2014-02-25 4 S 0 41496 74.075 D 10397.674 D Common Stock 52 I By IRA Non-Qualified Stock Option (Right-to-Buy) 36.50 2014-02-25 4 M 0 538 D 2017-12-10 Express Scripts Holding Company Common Stock 538 0 D Non-Qualified Stock Option (Right-to-Buy) 34.79 2014-02-25 4 M 0 10644 D 2018-05-21 Express Scripts Holding Company Common Stock 10644 0 D Non-Qualified Stock Option (Right-to-Buy) 32.94 2014-02-25 4 M 0 11587 D 2019-05-20 Express Scripts Holding Company Common Stock 11587 0 D Non-Qualified Stock Option (Right-to-Buy) 43.66 2014-02-25 4 M 0 9835 D 2020-05-12 Express Scripts Holding Company Common Stock 9835 0 D Non-Qualified Stock Option (Right-to-Buy) 47.07 2014-02-25 4 M 0 8892 D 2021-05-24 Express Scripts Holding Company Common Stock 8892 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.33, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Grant of stock options pursuant to the Medco Health Solutions, Inc. 2002 Stock Incentive Plan, and assumed by the Issuer under the Agreement and Plan of Merger, dated as of July 20, 2011, as amended on November 7, 2011, by and among Express Scripts, Inc., Medco Health Solutions, Inc., the Issuer, Aristotle Merger Sub, Inc., and Plato Merger Sub, Inc. All shares vested on December 11, 2008. All shares vested on May 22, 2009. All shares vested on May 21, 2010. All shares vested on May 12, 2011. All shares vested on May 24, 2012. /s/ William L. Roper 2014-02-26