0001144204-12-014964.txt : 20120314
0001144204-12-014964.hdr.sgml : 20120314
20120314173553
ACCESSION NUMBER: 0001144204-12-014964
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120312
FILED AS OF DATE: 20120314
DATE AS OF CHANGE: 20120314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANZYME INC
CENTRAL INDEX KEY: 0001274644
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 631192270
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5001 SOUTH MIAMI BOULEVARD
STREET 2: SUITE 300
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919 474 0020
MAIL ADDRESS:
STREET 1: 5001 SOUTH MIAMI BOULEVARD
STREET 2: SUITE 300
CITY: DURHAM
STATE: NC
ZIP: 27703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER JULIAN
CENTRAL INDEX KEY: 0001087939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35119
FILM NUMBER: 12691293
MAIL ADDRESS:
STREET 1: BAKER BROTHERS ADVISORS
STREET 2: 667 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER FELIX
CENTRAL INDEX KEY: 0001087940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35119
FILM NUMBER: 12691292
MAIL ADDRESS:
STREET 1: BAKER BROTHERS ADVISORS
STREET 2: 667 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Biotech Capital (GP), LLC
CENTRAL INDEX KEY: 0001244389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35119
FILM NUMBER: 12691294
BUSINESS ADDRESS:
STREET 1: 667 MADISON AVE
STREET 2: 21ST FLOOR,
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: 212-339-5600
MAIL ADDRESS:
STREET 1: 667 MADISON AVE
STREET 2: 21ST FLOOR,
CITY: NEW YORK
STATE: NY
ZIP: 10065
FORMER NAME:
FORMER CONFORMED NAME: BAKER BIOTECH CAPITAL GP LLC
DATE OF NAME CHANGE: 20030619
4
1
form449364_20120314053536-.xml
X0304
4
2012-03-12
0
0001274644
TRANZYME INC
TZYM
0001244389
Baker Biotech Capital (GP), LLC
667 MADISON AVENUE, 21ST FLOOR
NEW YORK
NY
US 10065
0
0
1
0
0001087939
BAKER JULIAN
667 MADISON AVENUE, 21ST FLOOR
NEW YORK
NY
US 10065
0
0
1
0
0001087940
BAKER FELIX
667 MADISON AVENUE, 21ST FLOOR
NEW YORK
NY
US 10065
0
0
1
0
Common Stock
2012-03-12
4
P
0
1601
1.8858
A
111631
I
Through Partnership
Common Stock
2012-03-12
4
P
0
4363
1.87
A
115994
I
Through Partnership
Common Stock
2012-03-12
4
P
0
32155
2.3396
A
148149
I
Through Partnership
Common Stock
2012-03-12
4
P
0
56187
2.55
A
204336
I
Through Partnership
Common Stock
2012-03-13
4
P
0
15599
2.9581
A
219935
I
Through Partnership
Common Stock
2012-03-14
4
P
0
7484
2.9891
A
227419
I
Through Partnership
Common Stock
2012-03-14
4
P
0
4592
3.0055
A
232011
I
Through Partnership
In addition to Baker Biotech Capital (GP), LLC, this Form 4 is being filed jointly by Julian C. Baker and Felix J. Baker, each of whom has the same business address as Baker Biotech Capital (GP), LLC and may be deemed to have a pecuniary interest in securities owned by it. Because of certain relationships with other security holders of the Issuer, the Reporting Persons are filing solely for informational purposes as if they were members of a group of such shareholders. (Continued in footnote 2).
However, the Reporting Persons disclaim that they and any other person or persons, in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder or that they are the beneficial owners of securities owned by any such other persons, and each of them disclaims beneficial ownership of securities reported herein except to the extent of their pecuniary interest, if any, therein.
Represents securities owned directly by 667, L.P., the sole general partner of which is Baker Biotech Capital, L.P., a limited partnership the sole general partner of which is Baker Biotech Capital (GP),LLC. Julian C. Baker and Felix J. Baker are the controlling members of Baker Biotech Capital (GP), LLC.
/s/ Julian C. Baker, as Managing Member of Baker Biotech Capital (GP), LLC
2012-03-14
/s/ Julian C. Baker
2012-03-14
/s/ Felix J. Baker
2012-03-14