0001109357-16-000165.txt : 20161209
0001109357-16-000165.hdr.sgml : 20161209
20161209102026
ACCESSION NUMBER: 0001109357-16-000165
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXELON CORP
CENTRAL INDEX KEY: 0001109357
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 232990190
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
BUSINESS PHONE: 3123947399
MAIL ADDRESS:
STREET 1: PO BOX 805398
CITY: CHICAGO
STATE: IL
ZIP: 60680-5398
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHATTUCK MAYO A III
CENTRAL INDEX KEY: 0001087426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16169
FILM NUMBER: 162042986
MAIL ADDRESS:
STREET 1: C/O GAP, INC.
STREET 2: 2 FOLSOM ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-12-08
0001109357
EXELON CORP
EXC
0001087426
SHATTUCK MAYO A III
10 SOUTH DEARBORN STREET
54TH FLOOR
CHICAGO
IL
60603
1
0
0
1
Chairman
Common Stock
2016-12-08
4
S
0
68519
33.89
D
10000
I
By Lizzie Mae, LLC
Common Stock
433938
D
Common Stock (401k Shares)
2046
D
Common Stock (Deferred stock units)
12195
I
By Exelon Directors Deferred Stock Unit Plan
Shares were sold in lots ranging in price from $33.85 to $33.99. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
Lizzie Mae, LLC, is a limited liability company of which the reporting person is the manager and to which the reporting person transferred 78,519 shares of his Exelon common stock. On December 18, 2012, the reporting person transferred 1/3 membership interests in Lizzie Mae, LLC, to each of three trusts, each one for the benefit of one of the reporting person's three minor children. The reporting person's wife is a trustee of each of the trusts. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae LLC except to the extent of his pecuniary interest therein.
Shares held as of November 30, 2016 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
Scott N. Peters, Attorney in Fact for Mayo A. Shattuck III
2016-12-08