0001209191-19-041611.txt : 20190709 0001209191-19-041611.hdr.sgml : 20190709 20190709173134 ACCESSION NUMBER: 0001209191-19-041611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190709 FILED AS OF DATE: 20190709 DATE AS OF CHANGE: 20190709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABBASI SOHAIB CENTRAL INDEX KEY: 0001275992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33162 FILM NUMBER: 19947848 MAIL ADDRESS: STREET 1: 100 EAST DAVIE STREET CITY: RALEIGH STATE: NC ZIP: 27601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RED HAT INC CENTRAL INDEX KEY: 0001087423 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 061364380 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 100 EAST DAVIE STREET CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 9197543700 MAIL ADDRESS: STREET 1: 100 EAST DAVIE STREET CITY: RALEIGH STATE: NC ZIP: 27601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-09 1 0001087423 RED HAT INC RHT 0001275992 ABBASI SOHAIB C/O RED HAT, INC. 100 EAST DAVIE STREET RALEIGH NC 27601 1 0 0 0 Common Stock 2019-07-09 4 D 0 8045 190.00 D 0 D Deferred Stock Unit 2019-07-09 4 D 0 7736 D Common Stock 7736 0 D Deferred Stock Unit 2019-07-09 4 D 0 3849 D Common Stock 3849 0 D Deferred Stock Unit 2019-07-09 4 D 0 5042 D Common Stock 5042 0 D Deferred Stock Unit 2019-07-09 4 D 0 4559 D Common Stock 4559 0 D Deferred Stock Unit 2019-07-09 4 D 0 3103 D Common Stock 3103 0 D Deferred Stock Unit 2019-07-09 4 D 0 3435 D Common Stock 3435 0 D Deferred Stock Unit 2019-07-09 4 D 0 2538 D Common Stock 2538 0 D Deferred Stock Unit 2019-07-09 4 D 0 1710 D Common Stock 1710 0 D Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share. Each deferred stock unit represents a right to receive one share of Red Hat common stock. All Deferred Stock Units (DSUs) were canceled pursuant to the merger agreement for cash consideration of $190.00 per unit. The DSUs were fully vested and by their terms would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. This DSU was granted on July 16, 2012 pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and vested on the first anniversary of the date of grant and would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. This DSU was granted on July 16, 2013 pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and vested on the first anniversary of the date of grant and would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. This DSU was granted on July 16, 2014 pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and vested on the first anniversary of the date of grant and would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. This DSU was granted on July 16, 2015 pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and vested on the first anniversary of the date of grant and would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. This DSU was granted on July 18, 2016 pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and vested on the first anniversary of the date of grant and would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. This DSU was granted on July 17, 2017 pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and vested on the first anniversary of the date of grant and would ordinarily have been settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. Ths DSU was granted on July 16, 2018 pursuant to Red Hat's Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and would ordinarily have vested on the first anniversary of the date of grant and settled in shares of Red Hat common stock upon termination of the Reporting Person's Board of Director service. /s/Will Howard Atty in Fact UPOA 2019-07-09