0001086763-21-000013.txt : 20211115
0001086763-21-000013.hdr.sgml : 20211115
20211115152853
ACCESSION NUMBER: 0001086763-21-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 211409664
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001086763
XXXXXXXX
09-30-2021
09-30-2021
false
FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue
Ste 700
Irvine
CA
92612
13F HOLDINGS REPORT
028-05785
N
GREGORY S. BRUCE
CHIEF COMPLIANCE OFFICER
949-622-3724
GREGORY S. BRUCE
IRVINE
CA
11-15-2021
1
481
2679059
1
0001512978
028-14438
Brookmont Capital Management
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
494
2816
SH
SOLE
2347
0
469
ABBOTT LABS
COM
002824100
1332
11275
SH
SOLE
6632
0
4643
ABBVIE INC
COM
00287Y109
1252
11607
SH
SOLE
7668
0
3939
ABERDEEN STD PLATINUM ETF TR
PHYSCL PLATM SHS
003260106
262
2908
SH
SOLE
2908
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1228
3837
SH
SOLE
1904
0
1933
ACTIVISION BLIZZARD INC
COM
00507V109
582
7516
SH
SOLE
4272
0
3244
ADOBE SYSTEMS INCORPORATED
COM
00724F101
4865
8450
SH
SOLE
5852
0
2598
ADVANCED MICRO DEVICES INC
COM
007903107
308
2997
SH
SOLE
1674
0
1323
AERCAP HOLDINGS NV
SHS
N00985106
462
8000
SH
DFND
1
8000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
0
1
SH
SOLE
0
0
1
AFFIRM HLDGS INC
COM CL A
00827B106
482
4042
SH
SOLE
4042
0
0
AIRBNB INC
COM CL A
009066101
376
2240
SH
SOLE
1428
0
812
ALASKA AIR GROUP INC
COM
011659109
232
3957
SH
SOLE
3742
0
215
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
8664
45347
SH
SOLE
44244
0
1103
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
705
4762
SH
SOLE
4186
0
576
ALIGN TECHNOLOGY INC
COM
016255101
448
674
SH
SOLE
95
0
579
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
682
13750
SH
SOLE
13750
0
0
ALLIANT ENERGY CORP
COM
018802108
382
6831
SH
SOLE
6412
0
419
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
2618
13864
SH
SOLE
12621
0
1243
ALPHABET INC
CAP STK CL A
02079K305
1553
581
SH
DFND
1
581
0
0
ALPHABET INC
CAP STK CL A
02079K305
9125
3413
SH
SOLE
2088
0
1325
ALPHABET INC
CAP STK CL C
02079K107
848
318
SH
DFND
1
318
0
0
ALPHABET INC
CAP STK CL C
02079K107
136379
51168
SH
SOLE
47338
0
3830
ALPS ETF TR
ALERIAN MLP
00162Q452
1887
56625
SH
SOLE
56625
0
0
ALTRIA GROUP INC
COM
02209S103
2149
47200
SH
DFND
1
47200
0
0
ALTRIA GROUP INC
COM
02209S103
11329
248888
SH
SOLE
233444
0
15444
AMAZON COM INC
COM
023135106
2332
710
SH
DFND
1
710
0
0
AMAZON COM INC
COM
023135106
85225
25943
SH
SOLE
23386
0
2557
AMERICAN AIRLS GROUP INC
COM
02376R102
389
18981
SH
SOLE
17855
0
1126
AMERICAN EXPRESS CO
COM
025816109
556
3319
SH
SOLE
1826
0
1493
AMERICAN FIN TR INC
COM CLASS A
02607T109
209
26008
SH
SOLE
25805
0
203
AMERICAN TOWER CORP NEW
COM
03027X100
920
3467
SH
SOLE
2163
0
1304
AMERICAN WTR WKS CO INC NEW
COM
030420103
405
2398
SH
SOLE
112
0
2286
AMERISOURCEBERGEN CORP
COM
03073e105
21094
176589
SH
SOLE
162695
0
13894
AMGEN INC
COM
031162100
996
4682
SH
SOLE
3086
0
1595
ANALOG DEVICES INC
COM
032654105
2343
13989
SH
SOLE
1617
0
12372
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
258
30629
SH
SOLE
27335
0
3294
ANTHEM INC
COM
036752103
19510
52335
SH
SOLE
48017
0
4318
AON PLC
SHS CL A
G0403H108
844
2955
SH
DFND
1
2955
0
0
AON PLC
SHS CL A
G0403H108
21608
75614
SH
SOLE
71391
0
4222
APOLLO COML REAL EST FIN INC
NOTE 4.750% 8/2
03762UAB1
101
100000
PRN
SOLE
100000
0
0
APPLE INC
COM
037833100
59747
422244
SH
SOLE
325378
0
96866
APPLIED MATLS INC
COM
038222105
493
3830
SH
SOLE
2789
0
1041
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
320
19757
SH
DFND
1
19757
0
0
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
146
8990
SH
SOLE
8990
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
562
5889
SH
SOLE
0
0
5889
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
431
579
SH
SOLE
512
0
67
AT&T INC
COM
00206R102
1602
59327
SH
SOLE
53318
0
6009
ATLASSIAN CORP PLC
CL A
G06242104
539
1378
SH
SOLE
1378
0
0
AUTODESK INC
COM
052769106
802
2811
SH
SOLE
1660
0
1151
AUTOMATIC DATA PROCESSING IN
COM
053015103
525
2625
SH
SOLE
1228
0
1397
AXON ENTERPRISE INC
COM
05464C101
220
1257
SH
SOLE
1210
0
47
BALL CORP
COM
058498106
14883
165423
SH
SOLE
152409
0
13015
BANK NEW YORK MELLON CORP
COM
064058100
728
14043
SH
SOLE
10225
0
3818
BARCLAYS BANK PLC
DJUBS CMDT ETN36
06738C778
10359
354157
SH
SOLE
341899
0
12258
BAXTER INTL INC
COM
071813109
601
7478
SH
SOLE
639
0
6839
BERKSHIRE HATHAWAY INC
CL A
084670108
4525
11
SH
SOLE
11
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1380
5055
SH
DFND
1
5055
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
51675
189327
SH
SOLE
177354
0
11973
BK OF AMERICA CORP
COM
060505104
1068
25157
SH
SOLE
21524
0
3633
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248e102
2009
136237
SH
SOLE
125649
0
10588
BLACKROCK CR ALLOCATION INCO
COM
092508100
215
14204
SH
SOLE
13588
0
616
BLACKROCK FLOATING RATE INCO
COM
09255X100
508
37997
SH
SOLE
37602
0
395
BLACKROCK INC
COM
09247X101
18879
22511
SH
SOLE
21125
0
1386
BLACKROCK LTD DURATION INCOM
COM SHS
09249W101
247
14457
SH
SOLE
13745
0
712
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
1957
76699
SH
SOLE
58388
0
18311
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
1446
92296
SH
SOLE
58365
0
33931
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
1979
130266
SH
SOLE
120114
0
10152
BLACKROCK MUNIYIELD CALIF QU
COM
09254N103
937
58981
SH
SOLE
48867
0
10114
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
732
28423
SH
SOLE
26822
0
1601
BLACKROCK UTILS INFRASTRUCTU
COM
09248D104
216
8578
SH
SOLE
8578
0
0
BLACKSTONE INC
COM
09260D107
250
2147
SH
SOLE
1916
0
231
BLACKSTONE MTG TR INC
COM CL A
09257W100
255
8411
SH
SOLE
6392
0
2019
BLOOM ENERGY CORP
COM CL A
093712107
1971
105277
SH
SOLE
101669
0
3608
BOEING CO
COM
097023105
1828
8311
SH
SOLE
7516
0
795
BOOKING HOLDINGS INC
COM
09857L108
25112
10579
SH
SOLE
9576
0
1003
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
877
93360
SH
DFND
1
93360
0
0
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
14
1465
SH
SOLE
1465
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
743
12565
SH
SOLE
8251
0
4314
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
244
6910
SH
DFND
1
6910
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
172
4888
SH
SOLE
3831
0
1057
BROADCOM INC
COM
11135F101
3765
7765
SH
SOLE
7257
0
508
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
2107
39368
SH
DFND
1
39368
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
27240
509055
SH
SOLE
481118
0
27937
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1383
24645
SH
SOLE
24645
0
0
BROWN FORMAN CORP
CL B
115637209
1591
23748
SH
SOLE
22811
0
937
CANADIAN NATL RY CO
COM
136375102
1421
12285
SH
SOLE
2160
0
10125
CANADIAN PAC RY LTD
COM
13645T100
9202
141416
SH
SOLE
132379
0
9037
CARMAX INC
COM
143130102
18542
144904
SH
SOLE
133049
0
11855
CARRIER GLOBAL CORPORATION
COM
14448C104
373
7207
SH
SOLE
4064
0
3143
CATERPILLAR INC
COM
149123101
1186
6180
SH
SOLE
5611
0
568
CDW CORP
COM
12514G108
331
1817
SH
SOLE
24
0
1793
CHARTER COMMUNICATIONS INC N
CL A
16119P108
357
491
SH
SOLE
388
0
103
CHEVRON CORP NEW
COM
166764100
5758
56755
SH
SOLE
35838
0
20918
CIGNA CORP NEW
COM
125523100
405
2022
SH
SOLE
1863
0
159
CIM COML TR CORP
COM NEW
125525584
1049
115738
SH
DFND
1
115738
0
0
CIM COML TR CORP
COM NEW
125525584
194
21444
SH
SOLE
21444
0
0
CINTAS CORP
COM
172908105
1557
4089
SH
SOLE
3716
0
373
CISCO SYS INC
COM
17275R102
2479
45545
SH
SOLE
34710
0
10836
CITIGROUP INC
COM NEW
172967424
466
6641
SH
SOLE
5216
0
1425
CLOUDFLARE INC
CL A COM
18915M107
372
3302
SH
SOLE
3252
0
50
CME GROUP INC
COM
12572Q105
480
2480
SH
SOLE
423
0
2057
COCA COLA CO
COM
191216100
1446
27553
SH
SOLE
19653
0
7900
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
445
5997
SH
SOLE
5219
0
778
COHEN & STEERS LTD DURATION
COM
19248C105
258
9475
SH
SOLE
8055
0
1420
COHEN & STEERS REIT & PFD &
COM
19247X100
230
8953
SH
SOLE
8548
0
405
COINBASE GLOBAL INC
COM CL A
19260Q107
256
1125
SH
SOLE
1125
0
0
COLGATE PALMOLIVE CO
COM
194162103
230
3046
SH
SOLE
2732
0
314
COLUMBIA ETF TR I
DIVERSIFID FXD
19761L508
3320
155409
SH
SOLE
152169
0
3240
COMCAST CORP NEW
CL A
20030N101
1860
33254
SH
SOLE
28592
0
4662
COMPASS MINERALS INTL INC
COM
20451N101
999
15515
SH
DFND
1
15515
0
0
COMPASS MINERALS INTL INC
COM
20451N101
3
39
SH
SOLE
0
0
39
CORTEVA INC
COM
22052L104
1378
32754
SH
SOLE
1145
0
31609
COSTCO WHSL CORP NEW
COM
22160K105
25354
56423
SH
SOLE
51459
0
4964
CROWDSTRIKE HLDGS INC
CL A
22788C105
600
2440
SH
SOLE
2398
0
42
CROWN CASTLE INTL CORP NEW
COM
22822V101
1166
6728
SH
SOLE
1108
0
5620
CTO RLTY GROWTH INC NEW
COM
22948Q101
1107
20584
SH
DFND
1
20584
0
0
CTO RLTY GROWTH INC NEW
COM
22948Q101
212
3951
SH
SOLE
3951
0
0
CUMMINS INC
COM
231021106
437
1948
SH
SOLE
1800
0
148
CVS HEALTH CORP
COM
126650100
7335
86439
SH
SOLE
79034
0
7405
DANAHER CORPORATION
COM
235851102
22954
75399
SH
SOLE
68897
0
6501
DEERE & CO
COM
244199105
695
2074
SH
SOLE
1842
0
232
DEXCOM INC
COM
252131107
594
1086
SH
SOLE
394
0
692
DIAGEO PLC
SPON ADR NEW
25243Q205
1768
9159
SH
SOLE
8301
0
858
DIGITALBRIDGE GROUP INC
CL A COM
25401T108
377
62450
SH
DFND
1
62450
0
0
DIGITALBRIDGE GROUP INC
CL A COM
25401T108
48
8029
SH
SOLE
8029
0
0
DIMENSIONAL ETF TRUST
US CORE EQUITY 2
25434V708
426
16026
SH
SOLE
0
0
16026
DISCOVERY INC
COM SER A
25470F104
2322
91500
SH
DFND
1
91500
0
0
DISCOVERY INC
COM SER A
25470F104
1
43
SH
SOLE
0
0
43
DISCOVERY INC
COM SER C
25470F302
7893
325205
SH
SOLE
305351
0
19854
DISNEY WALT CO
COM
254687106
57518
340001
SH
SOLE
313280
0
26721
DOCUSIGN INC
COM
256163106
1106
4297
SH
SOLE
3521
0
776
DOLLAR GEN CORP NEW
COM
256677105
239
1127
SH
SOLE
499
0
628
DOLLAR TREE INC
COM
256746108
974
10174
SH
SOLE
254
0
9920
DOMINION ENERGY INC
COM
25746U109
513
7024
SH
SOLE
6657
0
367
DOUBLELINE INCOME SOLUTIONS
COM
258622109
2628
147982
SH
DFND
1
147982
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
415
23348
SH
SOLE
22949
0
399
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
1177
59704
SH
DFND
1
59704
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
592
30036
SH
SOLE
27057
0
2979
DOW INC
COM
260557103
1913
33228
SH
SOLE
3583
0
29645
DUPONT DE NEMOURS INC
COM
26614N102
2221
32662
SH
SOLE
1073
0
31589
EATON CORP PLC
SHS
G29183103
214
1435
SH
SOLE
738
0
697
EATON VANCE CALIF MUN BD FD
COM
27828A100
1106
92614
SH
SOLE
81082
0
11532
EATON VANCE CALIF MUN INCOM
SH BEN INT
27826F101
1092
80210
SH
SOLE
62480
0
17730
EATON VANCE LTD DURATION INC
COM
27828H105
381
28882
SH
SOLE
28241
0
641
EATON VANCE MUN BD FD
COM
27827X101
948
70887
SH
SOLE
38217
0
32670
EATON VANCE MUN INCOME 2028
SHS
27829U105
533
23887
SH
SOLE
9884
0
14003
ECOLAB INC
COM
278865100
397
1904
SH
SOLE
992
0
912
EDWARDS LIFESCIENCES CORP
COM
28176e108
3221
28450
SH
SOLE
26809
0
1641
ELECTRONIC ARTS INC
COM
285512109
226
1587
SH
SOLE
230
0
1357
EMERSON ELEC CO
COM
291011104
694
7368
SH
SOLE
4783
0
2585
ENBRIDGE INC
COM
29250N105
28543
717099
SH
SOLE
662452
0
54647
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
193
20106
SH
SOLE
20106
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
207
9559
SH
SOLE
8059
0
1500
EQUINIX INC
COM
29444U700
220
278
SH
SOLE
232
0
46
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
371
4755
SH
DFND
1
4755
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
348
4458
SH
SOLE
4230
0
228
EQUITY RESIDENTIAL
SH BEN INT
29476L107
443
5470
SH
SOLE
4831
0
639
EROS STX GLOBAL CORPORATION
SHS NEW
G3788M114
24
25745
SH
SOLE
25745
0
0
ETF SER SOLUTIONS
POINT BRIDGE GOP
26922A628
2783
77000
SH
SOLE
77000
0
0
ETSY INC
COM
29786A106
263
1263
SH
SOLE
1098
0
165
EXXON MOBIL CORP
COM
30231G102
1884
32024
SH
SOLE
24652
0
7372
FACEBOOK INC
CL A
30303M102
69720
205429
SH
SOLE
187841
0
17588
FASTENAL CO
COM
311900104
218
4230
SH
SOLE
3205
0
1025
FIDELITY NATL INFORMATION SV
COM
31620M106
8485
69734
SH
SOLE
63271
0
6463
FIRST AMERN FINL CORP
COM
31847R102
393
5862
SH
SOLE
5761
0
101
FIRST REP BK SAN FRANCISCO C
COM
33616C100
447
2320
SH
SOLE
443
0
1877
FIRST TR SR FLTG RATE INCOME
COM
33733U108
123
10066
SH
SOLE
9743
0
323
FISERV INC
COM
337738108
6471
59641
SH
SOLE
37001
0
22640
FIVERR INTL LTD
ORD SHS
M4R82T106
282
1546
SH
SOLE
1546
0
0
FLAHERTY & CRUMRINE DYNAMIC
SHS
33848W106
589
20459
SH
SOLE
18786
0
1673
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
1804
49300
SH
SOLE
49300
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
3033
54500
SH
SOLE
54500
0
0
FLEXSHARES TR
INTL QLTDV IDX
33939L837
394
15620
SH
SOLE
15620
0
0
FLEXSHARES TR
STOXX GLOBR INF
33939L795
647
11600
SH
SOLE
11600
0
0
FORD MTR CO DEL
COM
345370860
230
16227
SH
SOLE
12803
0
3424
FORTINET INC
COM
34959e109
2283
7816
SH
SOLE
7269
0
547
FULGENT GENETICS INC
COM
359664109
425
4728
SH
SOLE
4728
0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
80
21545
SH
SOLE
21545
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
45416
980477
SH
SOLE
980459
0
18
GENERAL DYNAMICS CORP
COM
369550108
277
1412
SH
SOLE
1272
0
140
GENERAL ELECTRIC CO
COM NEW
369604301
438
4250
SH
DFND
1
4250
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
450
4368
SH
SOLE
2882
0
1486
GENERAL MLS INC
COM
370334104
309
5160
SH
SOLE
4034
0
1126
GENERAL MTRS CO
COM
37045V100
318
6024
SH
SOLE
4953
0
1071
GILEAD SCIENCES INC
COM
375558103
4253
60888
SH
SOLE
57827
0
3061
GLACIER BANCORP INC NEW
COM
37637Q105
378
6825
SH
SOLE
6724
0
101
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
247
6465
SH
SOLE
5853
0
612
GOLDMAN SACHS BDC INC
SHS
38147U107
600
32718
SH
SOLE
26788
0
5930
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
16775
194989
SH
SOLE
185481
0
9508
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
5982
161229
SH
SOLE
152204
0
9025
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
7476
218781
SH
SOLE
206714
0
12067
GOLDMAN SACHS ETF TR
ACTIVEBETA US
381430602
2993
47498
SH
SOLE
45182
0
2316
GOLDMAN SACHS ETF TR
ACES ULTRA SHR
381430230
624
12314
SH
SOLE
12314
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
752
1990
SH
SOLE
1428
0
562
GRAINGER W W INC
COM
384802104
263
670
SH
SOLE
591
0
79
GUGGENHEIM STRATEGIC OPPORTU
COM SBI
40167F101
462
24150
SH
SOLE
24150
0
0
HARTFORD FDS EXCHANGE TRADED
TOTAL RTRN ETF
41653L305
210
5160
SH
SOLE
5160
0
0
HEICO CORP NEW
CL A
422806208
1398
11803
SH
SOLE
10976
0
827
HOME DEPOT INC
COM
437076102
5754
17529
SH
SOLE
14127
0
3402
HONEYWELL INTL INC
COM
438516106
2228
10497
SH
SOLE
8901
0
1595
HUBSPOT INC
COM
443573100
725
1072
SH
SOLE
1072
0
0
IDEXX LABS INC
COM
45168D104
1890
3039
SH
SOLE
2741
0
298
ILLUMINA INC
COM
452327109
532
1311
SH
SOLE
580
0
731
INSULET CORP
COM
45784P101
250
878
SH
SOLE
156
0
722
INTEL CORP
COM
458140100
11461
215109
SH
SOLE
197062
0
18047
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1311
11416
SH
SOLE
1424
0
9992
INTERNATIONAL BUSINESS MACHS
COM
459200101
861
6197
SH
SOLE
4624
0
1573
INTUIT
COM
461202103
2346
4348
SH
SOLE
3853
0
495
INTUITIVE SURGICAL INC
COM NEW
46120E602
2465
2480
SH
SOLE
1981
0
499
INVESCO ACTIVELY MANAGED ETF
VAR RATE INVT
46090A879
1391
55400
SH
SOLE
54483
0
917
INVESCO CALIF VALUE MUN INCO
COM
46132H106
1151
83419
SH
SOLE
69995
0
13424
INVESCO DYNAMIC CR OPPORTUNI
COM
46132R104
284
24261
SH
SOLE
23806
0
455
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
559
16987
SH
SOLE
16912
0
75
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
395
17854
SH
SOLE
17854
0
0
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
245
5797
SH
SOLE
5797
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
328
2192
SH
SOLE
2192
0
0
INVESCO QQQ TR
UNIT SER 1
46090e103
3423
9564
SH
SOLE
9540
0
24
INVESCO QUALITY MUN INCOME T
COM
46133G107
195
14803
SH
SOLE
14803
0
0
INVESCO SR INCOME TR
COM
46131H107
100
22476
SH
SOLE
22476
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
295
18084
SH
SOLE
18084
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
1199
35746
SH
SOLE
32445
0
3301
IQVIA HLDGS INC
COM
46266C105
41366
172689
SH
SOLE
158699
0
13990
ISHARES GOLD TR
ISHARES NEW
464285204
89456
2677515
SH
SOLE
2469609
0
207906
ISHARES INC
CORE MSCI EMKT
46434G103
3539
57295
SH
SOLE
57255
0
40
ISHARES SILVER TR
ISHARES
46428Q109
418
20366
SH
SOLE
20319
0
47
ISHARES TR
CORE S&P MCP ETF
464287507
462
1755
SH
SOLE
1755
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1799
16474
SH
SOLE
16406
0
68
ISHARES TR
S&P 500 VAL ETF
464287408
266
1826
SH
SOLE
1826
0
0
ISHARES TR
CORE S&P500 ETF
464287200
26638
61831
SH
SOLE
58942
0
2889
ISHARES TR
S&P 500 GRWT ETF
464287309
333
4500
SH
SOLE
4500
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
528
3372
SH
SOLE
1766
0
1606
ISHARES TR
RUS 1000 GRW ETF
464287614
1503
5483
SH
SOLE
5483
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
697
3186
SH
SOLE
2720
0
466
ISHARES TR
MSCI EAFE ETF
464287465
403
5164
SH
SOLE
4305
0
859
ISHARES TR
RUS MID CAP ETF
464287499
601
7688
SH
SOLE
7520
0
168
ISHARES TR
20 YR TR BD ETF
464287432
390
2700
SH
DFND
1
2700
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
687
5165
SH
SOLE
4395
0
770
ISHARES TR
MSCI EMG MKT ETF
464287234
1027
20383
SH
SOLE
19367
0
1016
ISHARES TR
CORE US AGGBD ET
464287226
3231
28136
SH
SOLE
24633
0
3503
ISHARES TR
SELECT DIVID ETF
464287168
554
4827
SH
SOLE
4277
0
550
ISHARES TR
CORE S&P TTL STK
464287150
3036
30862
SH
SOLE
29379
0
1483
ISHARES TR
IBOXX HI YD ETF
464288513
282
3221
SH
SOLE
2828
0
393
ISHARES TR
MSCI KLD400 SOC
464288570
474
5693
SH
SOLE
5693
0
0
ISHARES TR
CALIF MUN BD ETF
464288356
7714
124268
SH
SOLE
102283
0
21985
ISHARES TR
SHRT NAT MUN ETF
464288158
333
3100
SH
SOLE
3100
0
0
ISHARES TR
CMBS ETF
46429B366
1453
26883
SH
SOLE
25630
0
1253
ISHARES TR
CORE MSCI EAFE
46432F842
5422
73022
SH
SOLE
70225
0
2797
ISHARES TR
0-5YR HI YL CP
46434V407
16099
352272
SH
SOLE
346886
0
5386
ISHARES TR
CORE DIV GRWTH
46434V621
311
6200
SH
SOLE
6200
0
0
ISHARES TR
GLOBAL REIT ETF
46434V647
1353
49364
SH
SOLE
44402
0
4962
ISHARES TR
MSCI USA MULTIFT
46434V282
3008
71373
SH
SOLE
64906
0
6467
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
51257
1010584
SH
SOLE
960102
0
50481
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
16082
314871
SH
SOLE
258052
0
56819
J P MORGAN EXCHANGE-TRADED F
EQUITY PREMIUM
46641Q332
487
8176
SH
SOLE
8176
0
0
JACOBS ENGR GROUP INC
COM
469814107
315
2380
SH
SOLE
393
0
1987
JOHNSON & JOHNSON
COM
478160104
5060
31334
SH
SOLE
22643
0
8691
JPMORGAN CHASE & CO
COM
46625H100
900
5500
SH
DFND
1
5500
0
0
JPMORGAN CHASE & CO
COM
46625H100
33406
204079
SH
SOLE
185797
0
18282
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
255
14030
SH
SOLE
12253
0
1777
KAYNE ANDERSON ENERGY INFRST
COM
486606106
765
95590
SH
SOLE
89938
0
5652
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661e108
388
53332
SH
SOLE
47456
0
5876
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
2252
13708
SH
SOLE
10416
0
3292
KHOSLA VENTURES ACQUISITION
CL A
482504107
217
22000
SH
DFND
1
22000
0
0
KKR ACQUISITION HOLDING I CO
UNIT 99/99/9999
48253T208
225
22500
SH
DFND
1
22500
0
0
KONINKLIJKE PHILIPS N V
NY REGIS SHS NEW
500472303
240
5408
SH
SOLE
3283
0
2125
LAM RESEARCH CORP
COM
512807108
1088
1912
SH
SOLE
1749
0
163
LAUDER ESTEE COS INC
CL A
518439104
2255
7520
SH
SOLE
5867
0
1653
LENNAR CORP
CL B
526057302
16452
212043
SH
SOLE
197667
0
14376
LIBERTY BROADBAND CORP
COM SER C
530307305
0
1
SH
DFND
1
1
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
12500
72378
SH
SOLE
67817
0
4561
LIBERTY MEDIA ACQUISITION CO
UNIT 01/22/2026
53073L203
1090
105500
SH
DFND
1
105500
0
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
806
80000
SH
DFND
1
80000
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
3488
74136
SH
DFND
1
74136
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
147
3115
SH
SOLE
3107
0
8
LIGHTWAVE LOGIC INC
COM
532275104
1887
199498
SH
SOLE
199498
0
0
LILLY ELI & CO
COM
532457108
662
2863
SH
SOLE
2144
0
719
LINDE PLC
SHS
G5494J103
15777
53776
SH
SOLE
50128
0
3648
LIVERAMP HLDGS INC
COM
53815P108
370
7825
SH
SOLE
0
0
7825
LKQ CORP
COM
501889208
802
15938
SH
SOLE
0
0
15938
LOCKHEED MARTIN CORP
COM
539830109
1223
3544
SH
SOLE
3387
0
157
LOWES COS INC
COM
548661107
66206
326361
SH
SOLE
299653
0
26708
LULULEMON ATHLETICA INC
COM
550021109
1928
4765
SH
SOLE
4047
0
718
LUMEN TECHNOLOGIES INC
COM
550241103
1710
138000
SH
DFND
1
138000
0
0
LUMEN TECHNOLOGIES INC
COM
550241103
1049
84679
SH
SOLE
80976
0
3703
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
207
13300
SH
SOLE
0
0
13300
LYFT INC
CL A COM
55087P104
9185
171394
SH
SOLE
158222
0
13172
MARRIOTT INTL INC NEW
CL A
571903202
218
1474
SH
SOLE
1326
0
148
MASTERCARD INCORPORATED
CL A
57636Q104
54902
157910
SH
SOLE
145594
0
12316
MATCH GROUP INC NEW
COM
57667L107
612
3896
SH
SOLE
1332
0
2564
MCDONALDS CORP
COM
580135101
2007
8326
SH
SOLE
7932
0
394
MEDTRONIC PLC
SHS
G5960L103
852
6800
SH
DFND
1
6800
0
0
MEDTRONIC PLC
SHS
G5960L103
35083
279881
SH
SOLE
246265
0
33616
MERCADOLIBRE INC
COM
58733R102
250
149
SH
SOLE
149
0
0
MERCK & CO INC
COM
58933Y105
1713
22805
SH
SOLE
17645
0
5160
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
183
27935
SH
SOLE
25449
0
2487
MGM RESORTS INTERNATIONAL
COM
552953101
334
7735
SH
SOLE
2011
0
5724
MICROCHIP TECHNOLOGY INC.
COM
595017104
419
2730
SH
SOLE
569
0
2161
MICROSOFT CORP
COM
594918104
361592
1282606
SH
SOLE
1242712
0
39894
MODERNA INC
COM
60770K107
404
1051
SH
SOLE
906
0
145
MONDELEZ INTL INC
CL A
609207105
792
13617
SH
SOLE
11798
0
1819
MONGODB INC
CL A
60937P106
216
459
SH
SOLE
459
0
0
MOODYS CORP
COM
615369105
218
615
SH
SOLE
203
0
412
MORGAN STANLEY
COM NEW
617446448
259
2663
SH
SOLE
1539
0
1124
NETFLIX INC
COM
64110L106
19156
31385
SH
SOLE
28697
0
2688
NEUBERGER BRMAN CLIFRN MUNI
COM
64123C101
1939
135404
SH
SOLE
112611
0
22793
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
649
68001
SH
SOLE
66602
0
1399
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
1287
20797
SH
SOLE
0
0
20797
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
572
41131
SH
SOLE
40000
0
1131
NEXTERA ENERGY INC
COM
65339F101
1392
17726
SH
SOLE
15782
0
1944
NIKE INC
CL B
654106103
1772
12204
SH
SOLE
8489
0
3715
NORFOLK SOUTHN CORP
COM
655844108
751
3141
SH
SOLE
832
0
2309
NORTHROP GRUMMAN CORP
COM
666807102
288
800
SH
SOLE
374
0
426
NOV INC
COM
62955J103
148
11265
SH
SOLE
10658
0
607
NOVARTIS AG
SPONSORED ADR
66987V109
660
8070
SH
SOLE
6237
0
1833
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
294
17171
SH
SOLE
14631
0
2540
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
340
22399
SH
SOLE
10869
0
11530
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
2492
158808
SH
SOLE
124017
0
34791
NUVEEN CALIF SELECT TAX FREE
SH BEN INT
67063R103
305
19352
SH
SOLE
19352
0
0
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
879
53652
SH
SOLE
30176
0
23476
NUVEEN CALIFORNIA MUNI VLU F
COM STK
67062C107
5256
498175
SH
SOLE
453735
0
44440
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
260
39591
SH
SOLE
39591
0
0
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
169
11528
SH
SOLE
11528
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
228
13650
SH
SOLE
13650
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
143
14544
SH
SOLE
13947
0
597
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
168
10771
SH
SOLE
10771
0
0
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
248
10825
SH
SOLE
9272
0
1553
NVIDIA CORPORATION
COM
67066G104
6017
29047
SH
SOLE
18049
0
10998
OAKTREE ACQUISITION CORP II
CL A SHS
G6715X103
211
21500
SH
DFND
1
21500
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
141
20001
SH
DFND
1
20001
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
490
69352
SH
SOLE
69352
0
0
OKTA INC
CL A
679295105
227
958
SH
SOLE
932
0
26
OLD DOMINION FREIGHT LINE IN
COM
679580100
284
992
SH
SOLE
151
0
841
OPTIMIZERX CORP
COM NEW
68401U204
296
3457
SH
SOLE
3457
0
0
ORACLE CORP
COM
68389X105
886
10166
SH
SOLE
5115
0
5051
OREILLY AUTOMOTIVE INC
COM
67103H107
216
353
SH
SOLE
264
0
89
OXFORD SQUARE CAP CORP
COM
69181V107
41
10126
SH
SOLE
10126
0
0
PACCAR INC
COM
693718108
349
4423
SH
SOLE
4000
0
423
PAYCHEX INC
COM
704326107
232
2063
SH
SOLE
1667
0
396
PAYCOM SOFTWARE INC
COM
70432V102
442
892
SH
SOLE
853
0
39
PAYPAL HLDGS INC
COM
70450Y103
4307
16552
SH
SOLE
13223
0
3329
PCM FD INC
COM
69323T101
720
63456
SH
SOLE
61608
0
1848
PEPSICO INC
COM
713448108
2467
16400
SH
SOLE
12313
0
4087
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
1832
93000
SH
DFND
1
93000
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
803
40751
SH
SOLE
38414
0
2337
PFIZER INC
COM
717081103
7301
169753
SH
SOLE
159455
0
10298
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
228
14823
SH
SOLE
14823
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
901
55500
SH
DFND
1
55500
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
78
4820
SH
SOLE
4820
0
0
PHILIP MORRIS INTL INC
COM
718172109
850
8970
SH
DFND
1
8970
0
0
PHILIP MORRIS INTL INC
COM
718172109
26779
282505
SH
SOLE
268122
0
14382
PIMCO CORPORATE & INCOME OPP
COM
72201B101
213
11628
SH
SOLE
11628
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1563
73957
SH
DFND
1
73957
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
3349
158495
SH
SOLE
149012
0
9483
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
888
33396
SH
SOLE
33396
0
0
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
2537
120914
SH
DFND
1
120914
0
0
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
41
1976
SH
SOLE
1976
0
0
PIMCO ENERGY & TACTICAL CR O
COM SHS BEN INT
69346N107
2506
205255
SH
SOLE
177796
0
27459
PIMCO ETF TR
25YR+ ZERO U S
72201R882
546
3750
SH
DFND
1
3750
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
4104
40261
SH
SOLE
40033
0
228
PIMCO INCOME STRATEGY FD II
COM
72201J104
219
21608
SH
SOLE
20689
0
919
PIMCO MUN INCOME FD II
COM
72200W106
401
27191
SH
SOLE
27191
0
0
PNC FINL SVCS GROUP INC
COM
693475105
886
4530
SH
SOLE
3747
0
783
PROCTER AND GAMBLE CO
COM
742718109
3193
22838
SH
SOLE
18517
0
4321
PROLOGIS INC.
COM
74340W103
348
2772
SH
SOLE
1493
0
1279
PUBLIC STORAGE
COM
74460D109
1814
6104
SH
SOLE
2164
0
3940
QUALCOMM INC
COM
747525103
20996
162787
SH
SOLE
129259
0
33528
RAYTHEON TECHNOLOGIES CORP
COM
75513e101
1148
13357
SH
SOLE
7306
0
6051
REALTY INCOME CORP
COM
756109104
633
9756
SH
SOLE
9209
0
547
REGENERON PHARMACEUTICALS
COM
75886F107
1419
2345
SH
DFND
1
2345
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
47
77
SH
SOLE
35
0
42
REPLIGEN CORP
COM
759916109
205
710
SH
SOLE
652
0
58
REPUBLIC SVCS INC
COM
760759100
334
2786
SH
SOLE
2295
0
491
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
450
25849
SH
SOLE
25469
0
380
REXFORD INDL RLTY INC
COM
76169C100
16519
291083
SH
SOLE
254525
0
36559
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
1989
136507
SH
DFND
1
136507
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
200
13751
SH
SOLE
13751
0
0
RIVERNORTH DOUBLELINE STRATE
RIGHT 10/01/2021
76882G156
1
121440
SH
DFND
1
121440
0
0
RIVERNORTH DOUBLELINE STRATE
RIGHT 10/01/2021
76882G156
0
15314
SH
SOLE
15314
0
0
RLI CORP
COM
749607107
249
2487
SH
SOLE
2455
0
32
ROBERT HALF INTL INC
COM
770323103
420
4191
SH
SOLE
3791
0
400
ROBLOX CORP
CL A
771049103
16905
223756
SH
SOLE
206206
0
17550
ROCKWELL AUTOMATION INC
COM
773903109
1641
5580
SH
SOLE
4011
0
1569
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
216
4890
SH
SOLE
4678
0
212
S&P GLOBAL INC
COM
78409V104
3450
8120
SH
SOLE
3456
0
4664
SALESFORCE COM INC
COM
79466L302
29455
108602
SH
SOLE
98712
0
9890
SCHWAB CHARLES CORP
COM
808513105
743
10200
SH
DFND
1
10200
0
0
SCHWAB CHARLES CORP
COM
808513105
19058
261639
SH
SOLE
246963
0
14676
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
310
8006
SH
SOLE
8006
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2289
22000
SH
SOLE
22000
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
207
2071
SH
SOLE
2071
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1026
6927
SH
SOLE
6927
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
224
3314
SH
SOLE
2564
0
750
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
910
24243
SH
SOLE
24243
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
569
3811
SH
SOLE
3811
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
590
3288
SH
SOLE
3288
0
0
SEMPRA
COM
816851109
233
1839
SH
SOLE
1748
0
91
SERVICENOW INC
COM
81762P102
2193
3524
SH
SOLE
3132
0
392
SHERWIN WILLIAMS CO
COM
824348106
1503
5372
SH
SOLE
5139
0
233
SHOPIFY INC
CL A
82509L107
268
198
SH
SOLE
185
0
13
SKYWORKS SOLUTIONS INC
COM
83088M102
1240
7526
SH
SOLE
1204
0
6322
SONY GROUP CORPORATION
SPONSORED ADR
835699307
2543
23000
SH
DFND
1
23000
0
0
SONY GROUP CORPORATION
SPONSORED ADR
835699307
31555
285362
SH
SOLE
268593
0
16769
SOTERA HEALTH CO
COM
83601L102
399
15251
SH
SOLE
0
0
15251
SOUTHWEST AIRLS CO
COM
844741108
321
6235
SH
SOLE
5923
0
312
SPDR GOLD TR
GOLD SHS
78463V107
312
1900
SH
DFND
1
1900
0
0
SPDR GOLD TR
GOLD SHS
78463V107
4105
24994
SH
SOLE
24994
0
0
SPDR INDEX SHS FDS
PORTFLO EURP ETF
78463X103
247
6059
SH
SOLE
6059
0
0
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
2687
50952
SH
SOLE
48123
0
2829
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15271
35585
SH
SOLE
34604
0
981
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
201
419
SH
SOLE
419
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
256
2175
SH
SOLE
2175
0
0
SPLUNK INC
COM
848637104
356
2458
SH
SOLE
698
0
1760
SSGA ACTIVE ETF TR
GLOBL ALLO ETF
78467V400
11476
251904
SH
SOLE
233247
0
18657
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
358
7775
SH
SOLE
7775
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
922
19088
SH
SOLE
19088
0
0
STAG INDL INC
COM
85254J102
822
20948
SH
SOLE
19927
0
1021
STARBUCKS CORP
COM
855244109
14052
127386
SH
SOLE
115770
0
11615
STARWOOD PPTY TR INC
COM
85571B105
1519
62226
SH
SOLE
61545
0
681
STERLING BANCORP DEL
COM
85917A100
4632
185565
SH
SOLE
185371
0
194
STORE CAP CORP
COM
862121100
433
13507
SH
SOLE
13331
0
176
STRYKER CORPORATION
COM
863667101
236
893
SH
SOLE
746
0
147
SVB FINANCIAL GROUP
COM
78486Q101
241
373
SH
SOLE
311
0
62
SYNOPSYS INC
COM
871607107
396
1323
SH
SOLE
950
0
373
SYSCO CORP
COM
871829107
2116
26954
SH
SOLE
6631
0
20323
T ROWE PRICE ETF INC
PRICE BLUE CHIP
87283Q107
387
12131
SH
SOLE
11923
0
208
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
18764
168060
SH
SOLE
153630
0
14429
TANZANIAN GOLD CORP
COM
87601A107
58
117371
SH
SOLE
117371
0
0
TARGET CORP
COM
87612e106
1012
4424
SH
SOLE
3481
0
943
TCW STRATEGIC INCOME FD INC
COM
872340104
489
85199
SH
DFND
1
85199
0
0
TCW STRATEGIC INCOME FD INC
COM
872340104
3484
606932
SH
SOLE
575739
0
31193
TESLA INC
COM
88160R101
4057
5232
SH
SOLE
3612
0
1620
TEXAS INSTRS INC
COM
882508104
27041
140685
SH
SOLE
131337
0
9348
THE TRADE DESK INC
COM CL A
88339J105
568
8081
SH
SOLE
8050
0
31
THERMO FISHER SCIENTIFIC INC
COM
883556102
666
1165
SH
SOLE
759
0
406
TJX COS INC NEW
COM
872540109
13119
198833
SH
SOLE
185749
0
13084
TRUIST FINL CORP
COM
89832Q109
263
4490
SH
SOLE
2411
0
2079
TWILIO INC
CL A
90138F102
377
1181
SH
SOLE
1148
0
33
UBER TECHNOLOGIES INC
COM
90353T100
24798
553523
SH
SOLE
518284
0
35239
UNION PAC CORP
COM
907818108
1172
5978
SH
SOLE
5737
0
241
UNITED PARCEL SERVICE INC
CL B
911312106
68421
375731
SH
SOLE
374503
0
1228
UNITEDHEALTH GROUP INC
COM
91324P102
22706
58111
SH
SOLE
53064
0
5047
UPSTART HLDGS INC
COM
91680M107
608
1920
SH
SOLE
1920
0
0
US BANCORP DEL
COM NEW
902973304
245
4125
SH
SOLE
2739
0
1386
VANECK ETF TRUST
MRNGSTR WDE MOAT
92189F643
13636
186153
SH
SOLE
178101
0
8052
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
1851
9183
SH
SOLE
9183
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
215
2405
SH
SOLE
2405
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1485
6688
SH
SOLE
6238
0
450
VANGUARD INDEX FDS
MID CAP ETF
922908629
3683
15555
SH
SOLE
15555
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
7480
73496
SH
SOLE
70030
0
3466
VANGUARD INDEX FDS
GROWTH ETF
922908736
820
2825
SH
SOLE
2735
0
90
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
465
1662
SH
SOLE
1662
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
8198
20785
SH
SOLE
20785
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3264
34572
SH
SOLE
34024
0
548
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
395
4796
SH
SOLE
4796
0
0
VANGUARD SCOTTSDALE FDS
MTG-BKD SECS ETF
92206C771
3399
63789
SH
SOLE
61842
0
1948
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
210
1369
SH
SOLE
1020
0
349
VEREIT INC
COM
92339V308
708
15648
SH
DFND
1
15648
0
0
VEREIT INC
COM
92339V308
52070
1151234
SH
SOLE
1015227
0
136007
VERISIGN INC
COM
92343e102
420
2047
SH
SOLE
158
0
1889
VERISK ANALYTICS INC
COM
92345Y106
715
3568
SH
SOLE
552
0
3016
VERIZON COMMUNICATIONS INC
COM
92343V104
1445
26750
SH
SOLE
19249
0
7501
VIDLER WATER RESOUCES INC
COM
92660e107
6961
611721
SH
DFND
1
611721
0
0
VIDLER WATER RESOUCES INC
COM
92660e107
2953
259543
SH
SOLE
181831
0
77712
VISA INC
COM CL A
92826C839
30517
136999
SH
SOLE
120452
0
16547
VULCAN MATLS CO
COM
929160109
823
4868
SH
SOLE
1
0
4867
WALKER & DUNLOP INC
COM
93148P102
734
6470
SH
SOLE
6470
0
0
WALMART INC
COM
931142103
970
6961
SH
SOLE
5872
0
1089
WASTE MGMT INC DEL
COM
94106L109
1669
11172
SH
SOLE
2624
0
8548
WELLS FARGO CO NEW
COM
949746101
547
11783
SH
SOLE
7900
0
3883
WISDOMTREE TR
FLOATNG RAT TREA
97717X628
217
8664
SH
SOLE
8664
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
1948
37515
SH
SOLE
34183
0
3332
WIX COM LTD
SHS
M98068105
274
1398
SH
SOLE
1389
0
9
WP CAREY INC
COM
92936U109
274
3753
SH
SOLE
3550
0
203
XILINX INC
COM
983919101
15895
105275
SH
SOLE
17588
0
87687
XL FLEET CORP
COM CL A
9837FR100
63
10200
SH
SOLE
10200
0
0
YUM BRANDS INC
COM
988498101
869
7107
SH
SOLE
6737
0
370
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
260
504
SH
SOLE
454
0
50
ZOETIS INC
CL A
98978V103
691
3561
SH
SOLE
1396
0
2165
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
503
1925
SH
SOLE
1764
0
161
ZSCALER INC
COM
98980G102
258
984
SH
SOLE
962
0
22