CHIEF COMPLIANCE OFFICER

0001086763-20-000012.txt : 20200814 0001086763-20-000012.hdr.sgml : 20200814 20200814153255 ACCESSION NUMBER: 0001086763-20-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 201104564 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001086763 XXXXXXXX 06-30-2020 06-30-2020 false FIRST FOUNDATION ADVISORS

18101 Von Karman Avenue Ste 700 Irvine CA 92612

13F HOLDINGS REPORT 028-05785 N GREGORY S. BRUCE CHIEF COMPLIANCE OFFICER 949-622-3724 GREGORY S. BRUCE IRVINE CA 08-14-2020 1 389 1939785 01 0001167365 028-10659 HIGHLAND CAPITAL MANAGEMENT LP INFORMATION TABLE 2 infotable.xml 3M Co Com COM 88579Y101 567 3635 SH SOLE 3170 0 465 Abbott Laboratories COM 002824100 923 10091 SH SOLE 7093 0 2998 AbbVie Inc COM 00287y109 1035 10541 SH SOLE 8119 0 2422 Accenture PLC SHS CLASS A g1151c101 718 3346 SH SOLE 1705 0 1641 Activision Blizzard Inc COM 00507v109 261 3439 SH SOLE 1989 0 1450 Adobe Systems Inc COM 00724f101 498 1145 SH SOLE 600 0 545 Alexandria Real Estate Equitie COM 015271109 6205 38242 SH SOLE 36576 0 1666 Alibaba Group Holding Inc SPONSORED ADS 01609w102 907 4203 SH SOLE 3820 0 383 Align Technology Inc COM 016255101 316 1152 SH SOLE 543 0 609 Allstate Corp COM 020002101 224 2311 SH SOLE 1898 0 413 Alphabet Inc Class A CAP STK CL A 02079k305 4487 3164 SH SOLE 1613 0 1551 Alphabet Inc Class A CAP STK CL A 02079k305 824 581 SH DFND 1 581 0 0 Alphabet Inc Class C CAP STK CL C 02079k107 90883 64291 SH SOLE 58193 0 6098 Alphabet Inc 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Inc COM 370334104 291 4728 SH SOLE 4219 0 509 Gilead Sciences Inc COM 375558103 4811 62528 SH SOLE 59757 0 2771 Glacier Bancorp Inc COM 37637Q105 237 6724 SH SOLE 6724 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 418 10252 SH SOLE 10120 0 132 GlaxoSmithKline PLC SPONSORED ADR 37733W105 186 4550 SH DFND 1 4550 0 0 Goldman Sachs ActiveBeta Emerg ACTIVEBETA EME 381430206 1415 46701 SH SOLE 42381 0 4320 Goldman Sachs ActiveBeta Inter ACTIVEBETA INT 381430107 1248 46944 SH SOLE 42368 0 4575 Goldman Sachs ActiveBeta U.S. ACTIVEBETA US LG 381430503 4824 77059 SH SOLE 71106 0 5953 Goldman Sachs ActiveBeta US Sm ACTIVEBETA US 381430602 274 6826 SH SOLE 6623 0 203 Goldman Sachs Group Inc COM 38141G104 9738 49276 SH SOLE 44880 0 4396 Guggenheim Build America Bonds COM 401664107 119 5104 SH SOLE 3999 0 1105 Guggenheim Build America Bonds COM 401664107 696 29918 SH DFND 1 29918 0 0 Hewlett Packard Enterprise Com COM 42824c109 100 10305 SH SOLE 8282 0 2023 Highland/iBoxx Senior Loan ETF HI LD 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& Gamble Co COM 742718109 2939 24576 SH SOLE 21587 0 2989 Prospect Capital Corp COM 74348t102 66 12947 SH SOLE 12947 0 0 Public Storage COM 74460d109 1466 7638 SH SOLE 2035 0 5603 QUALCOMM Inc COM 747525103 15737 172533 SH SOLE 149133 0 23400 Raytheon Technologies Corp COM 75513e101 793 12874 SH SOLE 7988 0 4886 Realty Income Corp COM 756109104 342 5750 SH SOLE 5593 0 157 Reaves Utility Income Fund COM SH BEN INT 756158101 435 14404 SH SOLE 13373 0 1031 Republic Services Inc COM 760759100 304 3707 SH SOLE 3281 0 426 Retail Opportunity Investments COM 76131n101 1484 130992 SH SOLE 119912 0 11080 Rexford Industrial Realty Inc COM 76169C100 11281 272291 SH SOLE 235807 0 36484 RiverNorth/DoubleLine Strategi COM 76882G107 635 45650 SH SOLE 43878 0 1772 RiverNorth/DoubleLine Strategi COM 76882G107 3174 228153 SH DFND 1 228153 0 0 RLI Corp COM 749607107 261 3183 SH SOLE 3183 0 0 RLJ Lodging Trust Pfd 1.95 Sr CUM CONV PFD A 74965l200 545 24889 SH SOLE 20917 0 3972 Robert Half International Inc COM 770323103 259 4900 SH SOLE 0 0 4900 Rockwell Automation Inc COM 773903109 838 3935 SH SOLE 3249 0 686 Royce Micro Capital Trust Inc COM 780915104 594 82471 SH SOLE 69735 0 12736 S&P Global Inc COM 78409v104 1990 6041 SH SOLE 1275 0 4766 salesforce.com Inc COM 79466l302 18970 101265 SH SOLE 90867 0 10398 Sanofi SPONSORED ADR 80105n105 14 284 SH SOLE 150 0 134 Sanofi SPONSORED ADR 80105n105 197 3850 SH DFND 1 3850 0 0 Schwab Large Cap Blend - ETF US LRG CAP ETF 808524201 307 4139 SH SOLE 4139 0 0 Schwab U.S. Large-Cap Value ET US LCAP VA ETF 808524409 284 5671 SH SOLE 5671 0 0 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 230 4443 SH SOLE 4443 0 0 Sempra Energy COM 816851109 275 2345 SH SOLE 2218 0 127 Sherwin-Williams Co/The COM 824348106 232 402 SH SOLE 400 0 2 Skyworks Solutions Inc COM 83088m102 1252 9793 SH SOLE 2195 0 7598 Snap Inc CL A 83304a106 2441 103934 SH SOLE 0 0 103934 Sony Corp ADR SPONSORED ADR 835699307 9117 131879 SH SOLE 120354 0 11525 Sony Corp ADR 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