0001086763-18-000012.txt : 20180814 0001086763-18-000012.hdr.sgml : 20180814 20180814162842 ACCESSION NUMBER: 0001086763-18-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 181018029 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001086763 XXXXXXXX 06-30-2018 06-30-2018 false FIRST FOUNDATION ADVISORS

18101 VON KARMAN AVENUE STE 700 IRVINE CA 92612

13F HOLDINGS REPORT 028-05785 N GREGORY S. BRUCE 949-622-3724 GREGORY S. 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212977 Retail Opportunity Investments COM 76131n101 2349 122620 SH DFND 01 122620 0 0 REXFORD INDL RLTY INC COM 76169C100 39143 1247001 SH SOLE 1088312 0 158689 RingCentral Inc CL A 76680r206 1778 25280 SH SOLE 25280 0 0 RLI CORP COM 749607107 268 4051 SH SOLE 4051 0 0 RLJ Lodging Trust Pfd 1.95 Co CUM CONV PFD A 74965l200 858 32716 SH SOLE 27709 0 5007 RLJ Lodging Trust Pfd 1.95 Co CUM CONV PFD A 74965l200 197 7492 SH DFND 01 7492 0 0 ROCKWELL AUTOMATION INC COM 773903109 468 2813 SH SOLE 2782 0 31 ROCKWELL COLLINS INC COM 774341101 562 4172 SH SOLE 4132 0 40 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 211 2903 SH SOLE 2903 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 365 5272 SH SOLE 5094 0 178 ROYCE MICRO-CAP TR INC COM 780915104 1467 146875 SH SOLE 129720 0 17154 S&P Global Inc COM 78409v104 282 1383 SH SOLE 314 0 1069 SCHLUMBERGER LTD COM 806857108 22761 339571 SH SOLE 298786 0 40785 SCOTTS MIRACLE GRO CO CL A 810186106 241 2895 SH SOLE 2852 0 43 Sensient Technologies Corp COM 81725t100 492 6870 SH SOLE 1710 0 5160 Service Now Inc COM 81762p102 937 5434 SH SOLE 5400 0 34 Skyworks Solutions Inc COM 83088m102 899 9298 SH SOLE 3294 0 6004 Snap Inc CL A 83304a106 2880 220000 SH SOLE 0 0 220000 SONY CORP SPONSORED ADR 835699307 10111 197259 SH SOLE 179339 0 17920 SONY CORP SPONSORED ADR 835699307 633 12350 SH DFND 01 12350 0 0 SPDR Gold Trust GOLD SHS 78463v107 339 2854 SH SOLE 2854 0 0 SPDR S&P 500 ETF Unit Trust TR UNIT 78462f103 6112 22531 SH SOLE 19550 0 2981 SQUARE INC CL A 852234103 1387 22509 SH SOLE 22500 0 9 STARBUCKS CORP COM 855244109 1297 26541 SH SOLE 25242 0 1299 Starwood Property Trust Inc COM 85571b105 27848 1282740 SH SOLE 1161785 0 120955 STEEL DYNAMICS INC COM 858119100 493 10738 SH SOLE 2696 0 8042 SYSCO CORP COM 871829107 387 5667 SH SOLE 5500 0 167 TAL ED GROUP SPONSORED ADS 874080104 1178 32000 SH SOLE 32000 0 0 Tanzanian Royalty Exploration COM 87600u104 50 117371 SH SOLE 117371 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 5449 992569 SH 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COM 92339v100 1443 193900 SH DFND 01 193900 0 0 Verizon Communications Inc COM 92343v104 1011 20103 SH SOLE 13069 0 7033 VISA INC COM CL A 92826C839 880 6644 SH SOLE 4249 0 2395 VULCAN MATLS CO COM 929160109 989 7662 SH SOLE 1901 0 5761 WABTEC CORP COM 929740108 788 7993 SH SOLE 2004 0 5989 WALGREENS BOOTS ALLIANCE INC COM 931427108 1898 31620 SH SOLE 28987 0 2634 WALMART INC COM 931142103 532 6209 SH SOLE 5429 0 780 DISNEY WALT CO COM DISNEY 254687106 27629 263613 SH SOLE 233345 0 30268 WEIBO CORP SPONSORED ADR 948596101 386 4350 SH SOLE 4350 0 0 WELLS FARGO CO NEW COM 949746101 982 17708 SH SOLE 14424 0 3284 WELLS FARGO CO NEW PERP PFD CNV A 949746804 3573 2838 SH SOLE 2695 0 143 WELLS FARGO CO NEW PERP PFD CNV A 949746804 497 395 SH DFND 01 395 0 0 WELLS FARGO MULTI SECTOR INC COM 94987D101 2642 211693 SH SOLE 196411 0 15282 Western Asset/Claymore US Trea COM 95766r104 2067 185358 SH SOLE 173863 0 11494 WOODWARD INC COM 980745103 461 6001 SH SOLE 6000 0 1 World Wrestling Entertainment CL A 98156q108 211 2893 SH SOLE 2893 0 0 WYNN RESORTS LTD COM 983134107 822 4912 SH SOLE 4900 0 12 YY Inc ADS REPCOM CLA 98426t106 311 3100 SH SOLE 3100 0 0 ZTO Express Cayman Inc ADR SPONSORED ADR 98980a105 1360 68000 SH SOLE 68000 0 0