0001086763-16-000016.txt : 20160216
0001086763-16-000016.hdr.sgml : 20160215
20160216170029
ACCESSION NUMBER: 0001086763-16-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 161429890
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
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0001086763
XXXXXXXX
12-31-2015
12-31-2015
false
FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue
Ste 700
Irvine
CA
92612
13F HOLDINGS REPORT
028-05785
N
GREGORY S. BRUCE
CHIEF COMPLIANCE OFFICER
949-622-3724
GREGORY S. BRUCE
IRVINE
CA
02-16-2016
0
299
1462230
INFORMATION TABLE
2
infotable.xml
3M Co Com
COM
88579Y101
649
4308
SH
SOLE
4308
0
0
Abbott Laboratories
COM
002824100
620
13811
SH
SOLE
8561
0
5250
AbbVie Inc.
COM
00287y109
925
15610
SH
SOLE
10760
0
4850
Aberdeen Asia Pacific Income F
COM
003009107
66
14390
SH
SOLE
2114
0
12276
Accenture PLC
SHS CLASS A
G1151C101
244
2332
SH
SOLE
2088
0
244
Activision Blizzard Inc
COM
00507v109
209
5407
SH
SOLE
5407
0
0
Acuity Brands Inc
COM
00508Y102
256
1096
SH
SOLE
961
0
135
Advance Auto Parts Inc
COM
00751y106
469
3113
SH
SOLE
1418
0
1695
Alexander & Baldwin Inc
COM
014491104
759
21493
SH
SOLE
21493
0
0
Alexandria RE Pfd Conv Srs D 7%
PFD CONV SER D
015271505
2406
87533
SH
SOLE
81854
0
5679
Alexandria Real Estate Equitie
COM
015271109
1594
17640
SH
SOLE
17500
0
140
Alibaba Group Holding Inc
SPONSORED ADS
01609w102
203
2502
SH
SOLE
2502
0
0
Alliance Bernstein Inc Fund
COM
01881e101
1772
231061
SH
SOLE
217090
0
13971
Alphabet Inc Class A
CAP STK CL A
02079k305
1492
1918
SH
SOLE
1288
0
630
Alphabet Inc Class C
CAP STK CK C
02079k107
21842
28782
SH
SOLE
24601
0
4181
Altria Group Inc
COM
02209S103
25205
433008
SH
SOLE
369271
0
63737
Amazon.com Inc
COM
023135106
719
1064
SH
SOLE
1063
0
1
Ambarella Inc.
SHS
g037ax101
223
4000
SH
SOLE
4000
0
0
Ambev SA American Depositary
SPONSORED ADR
02319v103
223
50000
SH
SOLE
50000
0
0
American Express Co
COM
025816109
25252
363080
SH
SOLE
315975
0
47105
Amgen Inc
COM
031162100
1169
7203
SH
SOLE
6949
0
254
Anheuser-Busch InBev NV
SPONSORED ADR
03524A108
17776
142204
SH
SOLE
120693
0
21512
Aon plc
SHS CL A
G0408V102
1745
18923
SH
SOLE
18923
0
0
Apple Inc
COM
037833100
7233
68719
SH
SOLE
60539
0
8180
Ares Dynamic Credit Allocation
COM
04014F102
2066
154647
SH
SOLE
149574
0
5073
AT&T Inc
COM
00206r102
963
27986
SH
SOLE
24561
0
3425
Automatic Data Processing Inc
COM
053015103
412
4864
SH
SOLE
4286
0
578
Bank Amer Corp Wt 10/28/2018
*W EXP 01/19/201
060505153
3
10000
SH
SOLE
10000
0
0
Bank of America Corp
COM
060505104
274
16287
SH
SOLE
16187
0
100
Bank of New York Mellon Co
COM
064058100
27594
669425
SH
SOLE
563714
0
105711
Baxalta Inc
COM
07177m103
493
12639
SH
SOLE
7085
0
5554
Berkshire Hathaway CL A
CL A
084670108
4154
21
SH
SOLE
19
0
2
Berkshire Hathaway Inc Cl B
CL B NEW
084670702
33198
251424
SH
SOLE
211691
0
39733
Biogen Idec Inc
COM
09062x103
4621
15084
SH
SOLE
14435
0
649
Blackrock Build America Bond T
SHS
09248x100
6321
301298
SH
SOLE
288925
0
12373
BlackRock Credit Allocation In
COM
092508100
4162
337306
SH
SOLE
317404
0
19902
Blackrock Debt Strategies Fund
COM
09255R103
1289
382591
SH
SOLE
382591
0
0
Blackrock Floating Rate Income
COM
09255x100
2816
218294
SH
SOLE
199502
0
18792
Blackrock Floating Rate Income
COM
091941104
161
12908
SH
SOLE
12908
0
0
BlackRock Inc Co
COM
09247X101
24731
72627
SH
SOLE
61877
0
10750
Blackrock Ltd Duration
COM SHS
09249w101
3279
224913
SH
SOLE
208014
0
16899
Blackrock Muniholdings CA Insu
COM
09254l107
647
43555
SH
SOLE
42955
0
600
Blackrock Target Trm Tr
COM SHS BEN IN
09257p105
926
42950
SH
SOLE
42950
0
0
Boeing Co
COM
097023105
15496
107172
SH
SOLE
91828
0
15344
Bofi Holding Inc
COM
05566u108
1023
48580
SH
SOLE
47600
0
980
BreitBurn Energy Partners LP
COM UT LTD PTN
106776107
57
85010
SH
SOLE
4000
0
81010
Bristol Myers Squibb Co
COM
110122108
1995
29007
SH
SOLE
25822
0
3185
British American Tobacco PLC
SPONSORED ADR
110448107
16274
147343
SH
SOLE
128833
0
18510
Broadcom Corp
CL A
111320107
1386
23964
SH
SOLE
23964
0
0
Brown Forman Corp Class B With
CL B
115637209
1871
18845
SH
SOLE
17607
0
1238
Celgene Corp
COM
151020104
3016
25181
SH
SOLE
25181
0
0
Charles Schwab Corp/The
COM
808513105
1462
44390
SH
SOLE
44390
0
0
Chevron Corp
COM
166764100
1837
20416
SH
SOLE
19760
0
656
Cigna Corp
COM
125509109
403
2751
SH
SOLE
2751
0
0
Cisco Systems Inc
COM
17275R102
1593
58669
SH
SOLE
44392
0
14277
Citi A Warrants Exp 01/04/19
*W EXP 01/04/201
172967226
3
18985
SH
SOLE
18985
0
0
Citigroup Inc
COM NEW
172967424
363
7013
SH
SOLE
7013
0
0
Coca Cola Inc
COM
191216100
3987
92810
SH
SOLE
92793
0
17
Coca-Cola Enterprises Inc
COM
19122t109
1483
30114
SH
SOLE
30000
0
114
Cohen & Steers Limited Duratio
COM
19248c105
10085
447809
SH
SOLE
429577
0
18232
Colgate-Palmolive Co
COM
194162103
534
8012
SH
SOLE
8012
0
0
Comcast Corp
CL A
20030n101
19026
337156
SH
SOLE
284405
0
52751
Comstock Mining Inc
COM
205750102
6
14163
SH
SOLE
14163
0
0
ConocoPhillips
COM
20825C104
339
7263
SH
SOLE
6878
0
385
Cooper Cos Inc/The
COM NEW
216648402
721
5375
SH
SOLE
5375
0
0
Copart Inc
COM
217204106
313
8228
SH
SOLE
3428
0
4800
Coresite Realty Corp
COM
21870q105
449
7921
SH
SOLE
7921
0
0
Costco Wholesale Corp
COM
22160k105
843
5220
SH
SOLE
4064
0
1156
CVS Caremark Corp
COM
126650100
296
3032
SH
SOLE
2587
0
445
DEUTSCHE X TRACKERS MSCI EAFE
XTRAK MSCI EAFE
233051200
309
11391
SH
SOLE
11391
0
0
Devon Energy Corp
COM
25179M103
6359
198723
SH
SOLE
169432
0
29291
Diageo PLC
SPON ADR NEW
25243Q205
30323
278013
SH
SOLE
237404
0
40610
Diana Containerships I Com
COM
y2069p101
8
10000
SH
SOLE
10000
0
0
Digital Realty Trust Inc
COM
253868103
279
3693
SH
SOLE
3693
0
0
Diversified Real Asset Income
COM SHS
25533B108
2916
188012
SH
SOLE
176795
0
11217
Dominion Resources Inc/VA
COM
25746U109
611
9029
SH
SOLE
8429
0
600
Doubleline Income Solutions Cl
COM
258622109
10889
671339
SH
SOLE
617402
0
53937
Doubleline Opportunistic Credi
COM
258623107
2753
108777
SH
SOLE
101146
0
7631
Dow Chemical Co/The
COM
260543103
13630
264765
SH
SOLE
85865
0
178900
DreamWorks Animation SKG Inc
CL A
26153c103
3563
138259
SH
SOLE
136324
0
1935
Eaton Vance Limited Duration I
COM
27828h105
3799
297738
SH
SOLE
279000
0
18738
Eaton Vance National Muni
COM SHS
27829l105
1333
62216
SH
SOLE
49948
0
12268
Eaton Vance Short Duration
COM
27828V104
3059
228109
SH
SOLE
210691
0
17418
eBay Inc
COM
278642103
218
7916
SH
SOLE
7636
0
280
Ecolab Inc
COM
278865100
546
4771
SH
SOLE
2500
0
2271
Edison International
COM
281020107
287
4847
SH
SOLE
4647
0
200
Edwards Lifesciences Corp
COM
28176E108
521
6596
SH
SOLE
6596
0
0
EI du Pont de Nemours & Co
COM
263534109
404
6065
SH
SOLE
5832
0
233
Eldorado Gold Corp
COM
284902103
34
11330
SH
SOLE
11330
0
0
Eli Lilly & Co
COM
532457108
828
9827
SH
SOLE
9471
0
356
Emerson Electric Co
COM
291011104
557
11648
SH
SOLE
9648
0
2000
Enlink Midstream Partners LP
COM UNIT REP LTD
29336u107
232
14000
SH
SOLE
12000
0
2000
Enterprise Prods Partners L P
COM
293792107
785
30706
SH
SOLE
27528
0
3178
Express Scripts Holding Co
COM
30219g108
335
3828
SH
SOLE
3828
0
0
Exxon Mobil Corp
COM
30231G102
1774
22763
SH
SOLE
21067
0
1696
Facebook Inc
CL A
30303m102
1225
11708
SH
SOLE
7481
0
4227
FedEx Corp
COM
31428x106
583
3916
SH
SOLE
3616
0
300
Fidelity National Information
COM
31620m106
231
3806
SH
SOLE
1333
0
2473
Fifth Street Finance Corp
COM
31678A103
96
15000
SH
SOLE
15000
0
0
FireEye Inc
COM
31816q101
207
10000
SH
SOLE
10000
0
0
Flaherty & Crumrine Preferred
COM
33848E106
213
20000
SH
SOLE
20000
0
0
Flaherty and Crumrine Dynamic
SHS
33848w106
2826
123396
SH
SOLE
117029
0
6367
Ford Motor Co
COM PAR $0.01
345370860
288
20410
SH
SOLE
18692
0
1718
Fox Entertainment Group Inc
CL B
90130a200
394
14477
SH
SOLE
13823
0
654
Frontier Communications Corp
COM
35906a108
131
28017
SH
SOLE
28017
0
0
FTD Companies, Inc
COM
30281v108
3281
125386
SH
SOLE
123199
0
2187
General American Investors
COM
368802104
1007
31529
SH
SOLE
31529
0
0
General Electric Co
COM
369604103
1230
39483
SH
SOLE
34599
0
4884
General Mills Inc
COM
370334104
241
4172
SH
SOLE
4172
0
0
General Motors Co
COM
37045v100
598
17589
SH
SOLE
17589
0
0
Gilead Sciences Inc
COM
375558103
6829
67483
SH
SOLE
66381
0
1102
Glacier Bancorp Inc
COM
37637Q105
414
15614
SH
SOLE
15614
0
0
Gladstone Capital Corp
COM
376535100
93
12701
SH
SOLE
12701
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
779
19310
SH
SOLE
15691
0
3619
Global Net Lease, Inc.
COM
379378102
976
122747
SH
SOLE
111368
0
11379
Goldman Sachs Group Inc
COM
38141G104
15255
84642
SH
SOLE
71473
0
13169
Gramercy Property Trust Inc
COM
385002100
23674
3066555
SH
SOLE
2548058
0
518497
Great AJAX Corp
COM
38983d300
1364
112569
SH
SOLE
109479
0
3090
Halliburton Co
COM
406216101
286
8416
SH
SOLE
8416
0
0
Health Care Sector SPDR Index
SBI HEALTHCARE
81369y209
226
3134
SH
SOLE
3134
0
0
Home Depot Inc/The
COM
437076102
1413
10681
SH
SOLE
8384
0
2297
Honeywell International Inc
COM
438516106
426
4114
SH
SOLE
3914
0
200
Houghton Mifflin Harcourt Co
COM
44157r109
309
14166
SH
SOLE
4957
0
9209
Illinois Tool Works Inc
COM
452308109
430
4642
SH
SOLE
4642
0
0
Illumina Inc
COM
452327109
286
1492
SH
SOLE
1492
0
0
Industrial Select Sector SPDR
SBI INT-INDS
81369y704
480
9052
SH
SOLE
8182
0
870
Intel Corp
COM
458140100
1138
33031
SH
SOLE
30418
0
2613
Intellipharmaceutics Internati
COM
458173101
101
50000
SH
SOLE
50000
0
0
International Business Machine
COM
459200101
14875
108089
SH
SOLE
90147
0
17943
Invesco Van Kampen CA Value Mu
COM
46132h106
237
17881
SH
SOLE
17881
0
0
ishares Core MSCI EAFE ETF
CORE MSCI EAFE
46432f842
506
9297
SH
SOLE
8500
0
797
iShares Core S&P Total US Stoc
CORE S&P TTL STL
464287150
8314
89532
SH
SOLE
81689
0
7843
iShares DJ Select Dividend Ind
SELECT DIVID ETF
464287168
969
12900
SH
SOLE
12350
0
550
iShares DJ US Healthcare Secto
US HLTHCARE ETF
464287762
206
1373
SH
SOLE
1373
0
0
iShares Floating Rate Note Fun
FLTG RATE BD ETF
46429b655
270
5346
SH
SOLE
5346
0
0
iShares iBonds Mar 2018 Corp
2018 CP TM ETF
46432faw7
268
2620
SH
SOLE
2620
0
0
iShares Iboxx High Yield Corpo
IBOX HI YD ETF
464288513
19848
246310
SH
SOLE
189280
0
57030
iShares JP Morgan Emerging Bon
JP MORGAN EM MK ETF
464288281
2492
23556
SH
SOLE
18250
0
5306
Ishares Lehman Aggregate
CORE US AGGBD ET
464287226
2807
25984
SH
SOLE
16627
0
9357
iShares MSCI Eafe Index Fund
MSCI EAFE ETF
464287465
19835
337790
SH
SOLE
295922
0
41868
iShares MSCI EAFE Minimum Vola
EAFE MIN VOL ETF
46429b689
380
5861
SH
SOLE
5861
0
0
iShares Russell 1000 Growth In
RUS 1000 GRW ETF
464287614
768
7719
SH
SOLE
7719
0
0
iShares Russell 1000 Index Fun
RUS 1000 ETF
464287622
323
2853
SH
SOLE
2853
0
0
iShares Russell 1000 Value Ind
RUS 1000 VAL ETF
464287598
441
4511
SH
SOLE
4451
0
60
iShares Russell 2000 Index Fun
RUSSELL 2000 ETF
464287655
209
1854
SH
SOLE
800
0
1054
iShares S&P 500 Index Fund
CORE S&P500 ETF
464287200
1031
5032
SH
SOLE
4124
0
908
iShares S&P California Municip
CALI AMT-FRE ETF
464288356
302
2553
SH
SOLE
2553
0
0
iShares Short Maturity Municip
SHT MAT MUN ETF
46431w838
798
15950
SH
SOLE
15950
0
0
iShares Tr B-CA Rt Corp Bond
B CA RT CP ETF
46432f404
279
6671
SH
SOLE
6671
0
0
Javelin Mtg Invt Corp Com
COM
47200b104
63
10000
SH
SOLE
10000
0
0
JD.com Inc. - ADR
SPON ADR CL A
47215p106
323
10000
SH
SOLE
10000
0
0
Johnson & Johnson Com
COM
478160104
37870
368669
SH
SOLE
315914
0
52755
JPMorgan Chase & Co
COM
46625H100
810
12264
SH
SOLE
11075
0
1189
Just Energy Group Inc Com
COM
48213w101
199
28000
SH
SOLE
28000
0
0
Kansas City Southern
COM NEW
485170302
396
5300
SH
SOLE
5300
0
0
Kellogg Co
COM
487836108
530
7335
SH
SOLE
2567
0
4768
Kimberly-Clark Corp
COM
494368103
280
2201
SH
SOLE
1845
0
356
Kraft Heinz Co.
COM
500754106
381
5231
SH
SOLE
5231
0
0
Kroger Co/The
COM
501044101
247
5906
SH
SOLE
4706
0
1200
Las Vegas Sands Corp
COM
517834107
14395
328349
SH
SOLE
282926
0
45422
Lennar Corp
CL A
526057104
318
6500
SH
SOLE
6500
0
0
Leucadia National Corp
COM
527288104
1349
77563
SH
SOLE
76581
0
982
Level 3 Communications Inc
COM NEW
52729n308
24856
457250
SH
SOLE
391398
0
65852
Linn Energy LLC
UNIT LTD LIAB
536020100
25
19500
SH
SOLE
19500
0
0
Lionbridge Technologies Inc
COM
536252109
80
16197
SH
SOLE
16197
0
0
Lions Gate Entertainment Corp
COM NEW
535919203
2427
74930
SH
SOLE
74148
0
782
Live Nation Entertainment Inc
COM
538034109
14386
585529
SH
SOLE
509704
0
75825
Lockheed Martin Corp
COM
539830109
747
3438
SH
SOLE
3085
0
353
Macy's Inc
COM
55616p104
227
6500
SH
SOLE
6500
0
0
Madison Square Garden Co/The
CL A
55825t103
309
1908
SH
SOLE
824
0
1084
Magellan Midstream Partners LP
COM UNIT RP LP
559080106
255
3749
SH
SOLE
3192
0
557
Market Vectors Investment Grad
INVT GRD FL RT
57060u514
798
32350
SH
SOLE
32350
0
0
Market Vectors Short Municipal
MKTVEC SMUNETF
57060u803
797
45450
SH
SOLE
45450
0
0
Mattel Inc
COM
577081102
272
10000
SH
SOLE
10000
0
0
McDonald's Corp
COM
580135101
1792
15168
SH
SOLE
14451
0
717
Mead Johnson Nutrition Co
COM
582839106
1453
18409
SH
SOLE
16362
0
2047
Medtronic PLC
SHS
g5960l103
23746
308712
SH
SOLE
261317
0
47395
Merck & Co Inc New Com
COM
58933Y105
23709
448870
SH
SOLE
387537
0
61333
MetLife Inc
COM
59156r108
245
5082
SH
SOLE
5082
0
0
Microsoft Corp
COM
594918104
99288
1789622
SH
SOLE
1682245
0
107377
Mohawk Industries Inc
COM
608190104
301
1590
SH
SOLE
1590
0
0
Molson Coors Brewing Co
CL B
60871R209
203
2163
SH
SOLE
794
0
1369
Mondelez International Inc
CL A
609207105
31045
692357
SH
SOLE
580503
0
111854
Monogram Residential Trust, Inc.
COM
60979p105
125
12789
SH
SOLE
12789
0
0
Monsanto Co
COM
61166w101
13122
133193
SH
SOLE
116718
0
16474
National Oilwell Varco Inc
COM
637071101
357
10658
SH
SOLE
10658
0
0
Natural Resource Partners LP
COM UNIT L P
63900p103
15
12000
SH
SOLE
12000
0
0
New Amererican High Income Fun
COM NEW
641876800
207
27071
SH
SOLE
27071
0
0
NextEra Energy Inc
COM
65339F101
259
2496
SH
SOLE
2496
0
0
Nielsen Holdings PLC
SHS EUR
g6518l108
13620
292276
SH
SOLE
246774
0
45501
Nordic American Tankers LTD
COM
g65773106
311
20000
SH
SOLE
20000
0
0
Nordstrom Inc
COM
655664100
255
5119
SH
SOLE
5119
0
0
Norwegion Cruis Line Holdings
SHS
g66721104
291
4965
SH
SOLE
1738
0
3227
Novartis AG
SPONSORED ADR
66987V109
22899
266147
SH
SOLE
225756
0
40390
Novatel Wireless Inc
COM NEW
66987m604
17
10000
SH
SOLE
10000
0
0
Nucor Corp
COM
670346105
564
14000
SH
SOLE
14000
0
0
Nuveen Build America Bond Fund
COM
67074c103
5405
269035
SH
SOLE
256291
0
12744
Nuveen Build America Bond Oppo
COM
67074q102
692
34127
SH
SOLE
33623
0
504
Nuveen CA Muni Advantage Fd
COM
67066Y105
558
36025
SH
SOLE
36025
0
0
Nuveen CA Muni Value Fund
COM
67062C107
3091
284070
SH
SOLE
283070
0
1000
Nuveen CA Municipal Value Fund
COM
6706EB106
173
10140
SH
SOLE
9540
0
600
Nuveen Credit Strategies Incom
COM SHS
67073d102
8821
1125074
SH
SOLE
1022265
0
102809
Nuveen Global High Income Fund
SHS
67075g103
2426
176541
SH
SOLE
164804
0
11737
Nuveen Preferred Income Opport
COM
67073b106
5130
559995
SH
SOLE
525795
0
34200
Nuveen Quality Preferred Incom
COM
67072C105
3693
405426
SH
SOLE
367543
0
37883
Oaktree Capital Group LLC
UNIT CL A
674001201
13209
276800
SH
SOLE
243959
0
32841
Occidental Petroleum Corp
COM
674599105
9349
138284
SH
SOLE
116991
0
21293
Oracle Corp
COM
68389X105
25196
689729
SH
SOLE
590612
0
99118
PayPal Holdings Inc
COM
70450y103
1735
47916
SH
SOLE
47636
0
280
PCM Fund Inc
COM
69323T101
9820
1062739
SH
SOLE
998108
0
64631
Penn West Petroleum Ltd
COM
707887105
38
46000
SH
SOLE
46000
0
0
PepsiCo Inc
COM
713448108
2114
21161
SH
SOLE
19536
0
1625
Pfizer Inc
COM
717081103
33322
1032266
SH
SOLE
815545
0
216721
PG&E Corp
COM
69331c108
240
4510
SH
SOLE
4510
0
0
Philip Morris International In
COM
718172109
37021
421128
SH
SOLE
360099
0
61028
PICO Holdings Inc
COM NEW
693366205
9069
878783
SH
SOLE
807044
0
71739
Pimco CA Municipal Income Fund
COM
72201c109
793
66528
SH
SOLE
65528
0
1000
Pimco Corporate Opportunity Fu
COM
72201b101
11252
843456
SH
SOLE
788653
0
54803
PIMCO Dynamic Credit Income Fu
COM SHS
72202d106
12896
715269
SH
SOLE
678149
0
37120
PIMCO Dynamic Income Fund
SHS
72201y101
8978
328143
SH
SOLE
298736
0
29407
Pimco Enhanced Short Maturity
ENHAN SHRT MA AC
72201r833
825
8203
SH
SOLE
8203
0
0
Pimco Income Strategy Fund
COM
72201H108
852
87477
SH
SOLE
51322
0
36155
Pimco Income Strategy Fund II
COM
72201j104
8716
993794
SH
SOLE
943861
0
49933
Pimco Municipal Income Fund II
COM
72200w106
481
38445
SH
SOLE
38445
0
0
Pimco Municipal Income Fund II
COM
72201a103
464
40355
SH
SOLE
15611
0
24744
PIMCO Total Return ETF
TTL RTN ACTV ETF
72201r775
263
2525
SH
SOLE
2525
0
0
Pioneer Municipal High Income
COM SHS
723763108
867
66418
SH
SOLE
59724
0
6694
Powershares Emerging Markets D
SOVEREIGN DEBT
73936T573
361
13228
SH
SOLE
13228
0
0
Powershares Fundamental HY Cor
FDM HG YLD RAFI
73936t557
4832
277085
SH
SOLE
224909
0
52176
Powershares QQQ
UNIT SER 1
73935a104
616
5505
SH
SOLE
5020
0
485
Procter & Gamble Co
COM
742718109
1636
20596
SH
SOLE
15642
0
4954
Prospect Capital Corp
COM
74348T102
315
45133
SH
SOLE
38237
0
6896
Prudential Financial Inc
COM
744320102
1031
12669
SH
SOLE
12669
0
0
Public Storage
COM
74460d109
672
2711
SH
SOLE
2611
0
100
QTS Realty Trust Inc
COM CL A
74736a103
282
6250
SH
SOLE
6250
0
0
QUALCOMM Inc
COM
747525103
15079
301678
SH
SOLE
240910
0
60768
Raytheon Co
COM NEW
755111507
231
1855
SH
SOLE
639
0
1216
Realty Income Corp
COM
756109104
220
4264
SH
SOLE
3213
0
1051
Republic Services Inc
COM
760759100
15643
355607
SH
SOLE
295392
0
60215
Retail Opportunity Investments
COM
76131n101
4883
272789
SH
SOLE
253212
0
19577
Rexford Industrial Realty Inc
COM
76169c100
71067
4343938
SH
SOLE
3507121
0
836817
Reynolds American Inc
COM
761713106
229
4964
SH
SOLE
4464
0
500
RLI Corp
COM
749607107
322
5217
SH
SOLE
5217
0
0
Rockwell Automation Inc
COM
773903109
333
3248
SH
SOLE
3248
0
0
Rockwell Collins Inc
COM
774341101
445
4825
SH
SOLE
4825
0
0
Rubicon Minerals Corp
COM
780911103
1
14000
SH
SOLE
14000
0
0
Schlumberger Ltd
COM
806857108
988
14169
SH
SOLE
13286
0
883
Schwab US REIT - ETF
US REIT ETF
808524847
613
15456
SH
SOLE
14855
0
601
Simon Property Group Inc
COM
828806109
766
3940
SH
SOLE
3590
0
350
Source Capital Inc
COM
836144105
1044
15759
SH
SOLE
14219
0
1540
SPDR BarCap ST High Yield Bond
SHT TRM HGH YLD
78468r408
2800
108972
SH
SOLE
96997
0
11975
SPDR Barclays Capital Short Te
BARC SHT TR CP
78464A474
958
31510
SH
SOLE
31510
0
0
SPDR Gold Trust
GLD SHS
78463v107
525
5173
SH
SOLE
5173
0
0
SPDR Nuveen Barclays Capital S
NUVN BR SHT MUNI
78464a425
798
32740
SH
SOLE
32740
0
0
Spdr S&P 500 Etf Tr Tr Unit
TR UNIT
78462F103
10639
52183
SH
SOLE
45408
0
6775
SPDR S&P Dividend ETF
S&P DIVID ETF
78464A763
305
4145
SH
SOLE
4145
0
0
Starbucks Corp
COM
855244109
8749
145748
SH
SOLE
138193
0
7555
Starwood Property Trust Inc
COM
85571b105
15337
745946
SH
SOLE
644709
0
101237
Sunstone Hotel Investors Inc
COM
867892101
234
18700
SH
SOLE
18700
0
0
Syngenta AG
SPONSORED ADR
87160a100
772
9800
SH
SOLE
9800
0
0
Sysco Corp
COM
871829107
470
11454
SH
SOLE
11454
0
0
Tanzanian Royalty Exploration
COM
87600u104
31
117371
SH
SOLE
117371
0
0
Templeton Emerging Markets Inc
COM
880192109
5116
513115
SH
SOLE
481729
0
31386
Tesla Motors Inc
COM
88160r101
357
1486
SH
SOLE
890
0
596
Teva Pharmaceutical Industries
ADR
881624209
4551
69329
SH
SOLE
65103
0
4226
Ticc Capital Corp Com
COM
87244T109
153
25126
SH
SOLE
15000
0
10126
Time Warner Cable Inc
COM
88732J207
313
1684
SH
SOLE
1684
0
0
Time Warner Inc
COM NEW
887317303
1405
21721
SH
SOLE
20114
0
1607
TJX Cos Inc
COM
872540109
20951
295464
SH
SOLE
248476
0
46988
Toll Brothers Inc
COM
889478103
281
8427
SH
SOLE
8427
0
0
Total SA
SPONSORED ADR
89151E109
270
6015
SH
SOLE
3515
0
2500
Travelers Cos Inc/The
COM
89417e109
351
3106
SH
SOLE
2406
0
700
Twenty First Centy Fox Cl A
CL A
90130a101
10480
385847
SH
SOLE
333583
0
52264
Twitter Inc Com
COM
90184l102
925
39994
SH
SOLE
38989
0
1005
UCP Inc CL A
CL A
90265y106
1849
256831
SH
SOLE
252472
0
4359
Unilever NV
N Y SHS NEW
904784709
661
15265
SH
SOLE
15265
0
0
Union Pacific Corp
COM
907818108
277
3543
SH
SOLE
3543
0
0
United Parcel Service Inc
CL B
911312106
28887
300183
SH
SOLE
253995
0
46188
United Technologies Corp
COM
913017109
516
5372
SH
SOLE
5372
0
0
UnitedHealth Group Inc
COM
91324P102
1134
9640
SH
SOLE
9640
0
0
US Bancorp
COM NEW
902973304
380
8905
SH
SOLE
8905
0
0
Valeant Pharmaceuticals Intern
COM
91911k102
254
2500
SH
SOLE
2500
0
0
Vanguard Mid Cap ETF
MID CAP ETF
922908629
2629
21889
SH
SOLE
21536
0
353
Vanguard REIT ETF
REIT ETF
922908553
11712
146891
SH
SOLE
119378
0
27513
Vanguard S&P 500 ETF
S&P 500 ETF SHS
922908363
4498
24064
SH
SOLE
20198
0
3866
Vanguard S&P Small-Cap 600 ETF
SMLLCP 600 IDX
921932828
1237
12480
SH
SOLE
12480
0
0
Vanguard Short Term Corporate
SHTRM GVT BD ETF
92206c409
296
3741
SH
SOLE
3741
0
0
Vereit, Inc.
COM
92339v100
47702
6022928
SH
SOLE
5012647
0
1010281
Verizon Communications Inc
COM
92343v104
660
14272
SH
SOLE
11804
0
2468
Walgreen Co
COM
931427108
683
8024
SH
SOLE
7624
0
400
Wal-Mart Stores Inc
COM
931142103
360
5872
SH
SOLE
5705
0
167
Walt Disney Co
COM DISNEY
254687106
15997
152236
SH
SOLE
127642
0
24594
Wells Fargo & Co
COM
949746101
31128
572630
SH
SOLE
484712
0
87918
Western Asset Emerging Markets
COM
95766a101
406
29592
SH
SOLE
25993
0
3599
Western Asset Mtg Cap Com
COM
95790D105
112
11000
SH
SOLE
11000
0
0
WisdomTree Total Dividend Fund
TOTAL DIVID FD
97717w109
344
4800
SH
SOLE
4800
0
0
Wynn Resorts Ltd
COM
983134107
3134
45302
SH
SOLE
44916
0
386
Yahoo! Inc
COM
984332106
339
10206
SH
SOLE
10206
0
0
Zoetis Inc.
CL A
98978v103
440
9190
SH
SOLE
3192
0
5998