CHIEF COMPLIANCE OFFICER

0001086763-14-000007.txt : 20140815 0001086763-14-000007.hdr.sgml : 20140815 20140815113125 ACCESSION NUMBER: 0001086763-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 EFFECTIVENESS DATE: 20140815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 141045611 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001086763 XXXXXXXX 06-30-2014 06-30-2014 false FIRST FOUNDATION ADVISORS

18101 VON KARMAN AVENUE STE 700 IRVINE CA 92612

13F HOLDINGS REPORT 028-05785 N GREGORY S. BRUCE CHIEF COMPLIANCE OFFICER 949-622-3724 GREGORY S. BRUCE IRVINE CA 08-13-2014 0 243 917447 INFORMATION TABLE 2 infotable.xml 3M Co Com COM 88579Y101 762 5321 SH SOLE 4821 0 500 AbbeVie Inc. COM 00287y109 290 5136 SH SOLE 5136 0 0 Abbott Laboratories COM 002824100 206 5048 SH SOLE 4891 0 157 Aflac Inc COM 001055102 205 3295 SH SOLE 3295 0 0 Alaska Communications Systems COM 01167P101 135 75000 SH SOLE 75000 0 0 Allergan Inc/United States COM 018490102 243 1438 SH SOLE 1268 0 170 Altria Group Inc COM 02209S103 15354 366093 SH SOLE 311748 0 54345 Ambev SA American Depositary SPONSORED ADR 02319v103 1554 220782 SH SOLE 211197 0 9585 American Express Co COM 025816109 12424 130957 SH SOLE 111339 0 19618 American Realty Capital Properties Inc COM 02917t104 76754 6125647 SH SOLE 4883651 0 1241996 American Strategic Income II COM 030099105 365 41527 SH SOLE 32886 0 8641 AmerisourceBergen Corp COM 03073e105 211 2909 SH SOLE 2909 0 0 Amex Technology Select SPDR Se TECHNOLOGY 81369y803 213 5554 SH SOLE 5554 0 0 Amgen Inc COM 031162100 388 3276 SH SOLE 2876 0 400 Anheuser-Busch InBev NV SPONSORED ADR 03524A108 22409 194959 SH SOLE 162743 0 32216 Aon plc SHS CL A G0408V102 14639 162495 SH SOLE 138243 0 24251 Apple Inc COM 037833100 8232 88582 SH SOLE 50853 0 37729 ARMOUR Residential REIT Inc COM 042315101 260 60000 SH SOLE 60000 0 0 Artisan Partners Asset Managem CL A 04316a108 577 10183 SH SOLE 9848 0 335 AT&T Inc COM 00206r102 693 19599 SH SOLE 17727 0 1872 Automatic Data Processing Inc COM 053015103 454 5722 SH SOLE 5722 0 0 Avon Products Inc COM 054303102 302 20673 SH SOLE 19969 0 704 Ball Corp COM 058498106 209 3333 SH SOLE 3333 0 0 Bank of America Corp *W EXP 10/28/201 060505153 8 10000 SH SOLE 10000 0 0 Bank of America Corp COM 060505104 244 15883 SH SOLE 14383 0 1500 Bank of New York Mellon Co COM 064058100 19472 519537 SH SOLE 437568 0 81969 Berkshire Hathaway CL A CL A 084670108 2469 13 SH SOLE 13 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 24633 194636 SH SOLE 164452 0 30184 Blackrock Build America Bond T SHS 09248x100 1036 47763 SH SOLE 36385 0 11378 BlackRock Credit Allocation In COM 092508100 748 54366 SH SOLE 44942 0 9424 Blackrock Floating Rate Income COM 09255x100 421 28761 SH SOLE 23412 0 5349 Blackrock Floating Rate Income COM 091941104 183 12908 SH SOLE 12908 0 0 BlackRock Inc Co COM 09247X101 18576 58122 SH SOLE 48971 0 9151 Blackrock Ltd Duration COM SHS 09249w101 470 27157 SH SOLE 21887 0 5270 Blackrock Muniholdings CA Insu COM 09254l107 373 26074 SH SOLE 25074 0 1000 Boeing Co COM 097023105 18569 145948 SH SOLE 123251 0 22697 Bp Plc SPONSORED ADR 055622104 232 4401 SH SOLE 3890 0 511 Bristol Myers Squibb Co COM 110122108 629 12964 SH SOLE 12601 0 363 British American Tobacco PLC SPONSORED ADR 110448107 12904 108362 SH SOLE 93487 0 14875 Broadcom Corp CL A 111320107 1156 31130 SH SOLE 29330 0 1800 Brown Foreman Corp Class B Wit CL B 115637209 1403 14900 SH SOLE 14667 0 233 Buckeye Partners LP UNIT LTD PARTN 118230101 293 3531 SH SOLE 2650 0 881 Caterpillar Inc COM 149123101 225 2074 SH SOLE 2074 0 0 Chambers Street Properties COM 157842105 2084 259196 SH SOLE 256741 0 2455 Chevron Corp COM 166764100 3835 29377 SH SOLE 29377 0 0 Cisco Systems Inc COM 17275R102 631 25389 SH SOLE 23999 0 1390 Citi A Warrants Exp 01/04/19 *W EXP 01/04/201 172967226 18 28985 SH SOLE 28985 0 0 Citigroup Inc COM NEW 172967424 311 6613 SH SOLE 6613 0 0 Coach Inc COM 189754104 221 6452 SH SOLE 6227 0 225 Coca Cola Inc COM 191216100 906 21379 SH SOLE 20653 0 726 Cohen & Steers Limited Duratio COM 19248c105 876 34423 SH SOLE 33653 0 770 Colgate-Palmolive Co COM 194162103 515 7554 SH SOLE 7554 0 0 Colony Financial Inc COM 19624r106 1365 58800 SH SOLE 57300 0 1500 Comcast Corp CL A SPL 20030N200 14845 278353 SH SOLE 233844 0 44509 Comcast Corp CL A 20030n101 204 3795 SH SOLE 3395 0 400 Comstock Mining Inc COM 205750102 24 14163 SH SOLE 14163 0 0 ConocoPhillips COM 20825C104 529 6171 SH SOLE 6169 0 2 Cornerstone Strategic Value Fu COM NEW 21924b203 91 15000 SH SOLE 15000 0 0 Costco Wholesale Corp COM 22160k105 385 3347 SH SOLE 3124 0 223 Cys Invts Inc Com COM 12673a108 271 30000 SH SOLE 30000 0 0 Deutsche Bank Inverse JGB Futu INV JAP GOV BD 25154p170 354 18914 SH SOLE 17920 0 994 Devon Energy Corp COM 25179M103 19049 239916 SH SOLE 201018 0 38898 Diageo PLC SPON ADR NEW 25243Q205 20229 158942 SH SOLE 130181 0 28761 Diana Containerships I Com COM y2069p101 44 17500 SH SOLE 17500 0 0 Dominion Resources Inc/VA COM 25746U109 471 6590 SH SOLE 6590 0 0 Doubleline Income Solutions Cl COM 258622109 1286 57272 SH SOLE 49258 0 8014 DoubleLine Opportunistic Credi COM 258623107 1120 47367 SH SOLE 44921 0 2446 Duke Energy Corp COM NEW 26441c204 209 2820 SH SOLE 2820 0 0 Dynex Capital Inc COM NEW 26817q506 381 43000 SH SOLE 43000 0 0 Eaton Vance Limited Duration I COM 27828h105 669 42925 SH SOLE 36354 0 6571 Eaton Vance Short Duration COM 27828V104 300 19554 SH SOLE 18169 0 1385 Ecolab Inc COM 278865100 307 2761 SH SOLE 300 0 2461 EI du Pont de Nemours & Co COM 263534109 275 4202 SH SOLE 4202 0 0 Eldorado Gold Corp COM 284902103 87 11330 SH SOLE 11330 0 0 Eli Lilly & Co COM 532457108 650 10461 SH SOLE 10461 0 0 Emerson Electric Co COM 291011104 367 5537 SH SOLE 5537 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273v100 600 10181 SH SOLE 8654 0 1527 Enerplus Corp COM 292766102 1175 46659 SH SOLE 46659 0 0 Enterprise Prods Partners L P COM 293792107 2829 36141 SH SOLE 34340 0 1801 Exxon Mobil Corp COM 30231G102 3466 34426 SH SOLE 33426 0 1000 Facebook Inc CL A 30303m102 502 7458 SH SOLE 2577 0 4881 Fifth Street Finance Corp COM 31678A103 98 10000 SH SOLE 10000 0 0 Flaherty and Crumrine Dynamic SHS 33848w106 424 18000 SH SOLE 16942 0 1058 Frontier Communications Corp COM 35906a108 161 27500 SH SOLE 27500 0 0 General American Investors COM 368802104 824 22368 SH SOLE 22368 0 0 General Electric Co COM 369604103 1586 60366 SH SOLE 54423 0 5943 General Motors Co COM 37045v100 12720 350409 SH SOLE 295788 0 54621 Gilead Sciences Inc COM 375558103 5628 67882 SH SOLE 67522 0 360 Glacier Bancorp Inc COM 37637Q105 458 16125 SH SOLE 16125 0 0 Gladstone Capital Corp COM 376535100 128 12701 SH SOLE 12701 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 19169 358439 SH SOLE 304403 0 54036 Goldman Sachs Group Inc COM 38141G104 15553 92887 SH SOLE 77284 0 15603 Google Inc CL A 38259p508 362 630 SH SOLE 350 0 280 Google Inc Cl C CL C 38259p706 372 636 SH SOLE 356 0 280 Halliburton Co COM 406216101 675 9511 SH SOLE 9336 0 175 Hertz Global Holdings Inc COM 42805T105 518 18492 SH SOLE 17448 0 1044 Home Depot Inc/The COM 437076102 706 8722 SH SOLE 8272 0 450 Honeywell International Inc COM 438516106 238 2557 SH SOLE 2557 0 0 Illinois Tool Works Inc COM 452308109 396 4521 SH SOLE 4521 0 0 Intel Corp COM 458140100 554 17927 SH SOLE 16124 0 1803 International Business Machine COM 459200101 20344 112231 SH SOLE 93119 0 19112 Intersections Inc. COM 460981301 49 10000 SH SOLE 10000 0 0 iShares Core S&P Total US Stoc CORE S&P TTL STL 464287150 1348 15042 SH SOLE 13886 0 1156 iShares DJ Select Dividend Ind SELECT DIVID ETF 464287168 373 4850 SH SOLE 4300 0 550 iShares MSCI Eafe Index Fund MSCI EAFE ETF 464287465 752 10994 SH SOLE 7425 0 3569 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 253 2133 SH SOLE 1268 0 865 iShares S&P Midcap 400 Growth S&P MC 400GR ETF 464287606 287 1826 SH SOLE 1826 0 0 iShares S&P Midcap 400 Value F S&P MC 400VL ETF 464287705 216 1701 SH SOLE 1701 0 0 iShares S&P Small Cap 400 Inde CORE S&P SCP ETF 464287804 398 3550 SH SOLE 3550 0 0 iShares Silver Trusts ISHARES 46428Q109 255 12593 SH SOLE 12593 0 0 Johnson & Johnson Com COM 478160104 32575 311365 SH SOLE 267690 0 43676 JPMorgan Chase & Co COM 46625H100 446 7735 SH SOLE 7599 0 136 Just Energy Group Inc Com COM 48213w101 173 30000 SH SOLE 30000 0 0 Kayne Anderson Mdstm Com COM 48661e108 1000 24668 SH SOLE 19943 0 4725 Keating Capital Inc. COM 48722r106 259 43842 SH SOLE 43842 0 0 Kinder Morgan Energy LP Unit L UT LTD PARTNER 494550106 249 3025 SH SOLE 2615 0 410 Kraft Foods Group Inc COM 50076Q106 656 10944 SH SOLE 10944 0 0 Legg Mason BW Global Income Op COM 52469b100 343 18714 SH SOLE 13189 0 5525 Level 3 Communications Inc COM NEW 52729n308 1933 44020 SH SOLE 40850 0 3170 Linn Energy LLC UNIT LTD LIAB 536020100 410 12671 SH SOLE 1727 0 10944 Live Nation Entertainment Inc COM 538034109 531 21494 SH SOLE 20413 0 1081 Lockheed Martin Corp COM 539830109 271 1683 SH SOLE 1683 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 950 11300 SH SOLE 10022 0 1278 Markwest Energy Partners LP UNIT LTD PARTN 570759100 236 3298 SH SOLE 2142 0 1156 McDonald's Corp COM 580135101 1723 17105 SH SOLE 16904 0 201 Medtronic Inc Com COM 585055106 275 4311 SH SOLE 4311 0 0 Merck & Co Inc New Com COM 58933Y105 727 12567 SH SOLE 12367 0 200 Microsoft Corp COM 594918104 43265 1037532 SH SOLE 947451 0 90081 Mondelez International Inc CL A 609207105 15496 412027 SH SOLE 341917 0 70110 National Oilwell Varco Inc COM 637071101 898 10903 SH SOLE 10903 0 0 Newmont Mining Corp COM 651639106 389 15291 SH SOLE 14291 0 1000 Nexpoint Credit Strategies Fun COM 65340g106 435 36030 SH SOLE 34810 0 1220 NextEra Energy Inc COM 65339F101 266 2593 SH SOLE 2593 0 0 NII Holdings Inc CL B NEW 62913F201 22 39611 SH SOLE 39611 0 0 Nordstrom Inc COM 655664100 354 5210 SH SOLE 5210 0 0 Novartis AG SPONSORED ADR 66987V109 25776 284726 SH SOLE 238006 0 46720 Novatel Wireless Inc. COM NEW 66987m604 19 10000 SH SOLE 10000 0 0 NRG Energy Inc COM NEW 629377508 750 20161 SH SOLE 19098 0 1063 Nucor Corp COM 670346105 703 14279 SH SOLE 14279 0 0 Nuveen Build America Bond Fund COM 67074c103 974 47492 SH SOLE 37434 0 10058 Nuveen Build America Bond Oppo COM 67074q102 668 31018 SH SOLE 25755 0 5263 Nuveen CA Muni Advantage Fd COM 67066Y105 228 16338 SH SOLE 16338 0 0 Nuveen CA Muni Value Fund COM 67062C107 3379 334517 SH SOLE 269433 0 65084 Nuveen Credit Strategies Incom COM SHS 67073d102 816 87227 SH SOLE 71810 0 15417 Nuveen Multi-Strategy Inc & Gr COM 67073b106 1007 103788 SH SOLE 84085 0 19703 Nuveen Mun Value Fd Inc Com COM 670928100 141 14674 SH SOLE 14674 0 0 Nuveen Ny Municipal Value Fund COM 67062M105 101 10200 SH SOLE 10200 0 0 Nuveen Quality Preferred Incom COM 67072C105 459 50778 SH SOLE 41238 0 9540 Oaktree Capital Group LLC UNIT CL A 674001201 500 10000 SH SOLE 10000 0 0 Occidental Petroleum Corp COM 674599105 15019 146345 SH SOLE 121103 0 25242 Oi SA SPN ADR REP PFD 670851203 746 869547 SH SOLE 824191 0 45356 Oi SA Adr F Sponsored Reps 1 SPONSORED ADR 670851104 133 137720 SH SOLE 129272 0 8448 Oiltanking Partners LP UNIT LTD 678049107 232 2458 SH SOLE 2265 0 193 ONEOK Inc COM 682680103 346 5081 SH SOLE 4337 0 744 Oracle Corp COM 68389X105 22499 555122 SH SOLE 461329 0 93793 PACCAR Inc COM 693718108 251 4000 SH SOLE 4000 0 0 PCM Fund Inc COM 69323T101 8463 690896 SH SOLE 638413 0 52483 Pearson PLC SPONSORED ADR 705015105 282 14213 SH SOLE 13703 0 510 Pengrowth Energy Corp COM 70706p104 385 53591 SH SOLE 53591 0 0 Penn West Petroleum Ltd COM 707887105 156 16000 SH SOLE 16000 0 0 PepsiCo Inc COM 713448108 583 6523 SH SOLE 6023 0 500 Permian Basin Royalty Trust UNIT BEN INT 714236106 199 13995 SH SOLE 13995 0 0 Pfizer Inc COM 717081103 3429 115525 SH SOLE 30525 0 85000 Philip Morris International In COM 718172109 22106 262203 SH SOLE 225263 0 36940 Pimco CA Municipal Income Fund COM 72201c109 1487 140503 SH SOLE 139503 0 1000 Pimco Corporate Opportunity Fu COM 72201b101 249 13210 SH SOLE 13210 0 0 PIMCO Dynamic Credit Income Fu COM SHS 72202d106 829 34786 SH SOLE 28256 0 6530 PIMCO Income Fund SHS 72201y101 4585 134492 SH SOLE 98066 0 36426 Pimco Income Strategy Fund COM 72201H108 322 26127 SH SOLE 26127 0 0 Pimco Income Strategy Fund II COM 72201j104 5579 504460 SH SOLE 445780 0 58680 Plains All American Pipeline U UNIT LTD PARTN 726503105 655 10905 SH SOLE 8147 0 2758 Portugal Telecom SGPS SA SPONSORED ADR 737273102 37 10000 SH SOLE 10000 0 0 Powershares Cef Income CEF INC COMPST 73936Q843 689 27032 SH SOLE 27032 0 0 Procter & Gamble Co COM 742718109 973 12377 SH SOLE 10549 0 1828 Prologis Inc COM 74340w103 962 23415 SH SOLE 23415 0 0 Prospect Capital Corp COM 74348T102 266 25071 SH SOLE 25071 0 0 Public Storage COM 74460d109 567 3307 SH SOLE 2651 0 656 QUALCOMM Inc COM 747525103 20039 253022 SH SOLE 106627 0 146396 Realty Income Corp COM 756109104 2059 46353 SH SOLE 44558 0 1795 Republic Services Inc COM 760759100 21577 568273 SH SOLE 467831 0 100441 Retail Opportunity Investments COM 76131n101 3080 195826 SH SOLE 191045 0 4781 Rexford Industrial Realty Inc COM 76169c100 33971 2385619 SH SOLE 2020349 0 365270 RLI Corp COM 749607107 215 4700 SH SOLE 4700 0 0 Rockwell Automation Inc COM 773903109 528 4222 SH SOLE 4222 0 0 Rockwell Collins Inc COM 774341101 336 4300 SH SOLE 4300 0 0 Roundys Inc Company COM 779268101 83 15000 SH SOLE 15000 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 517 6276 SH SOLE 6276 0 0 Rubicon Minerals Corp COM 780911103 21 14000 SH SOLE 14000 0 0 Safeway Inc COM NEW 786514208 352 10263 SH SOLE 0 0 10263 SanDisk Corp COM 80004C101 217 2080 SH SOLE 80 0 2000 Schlumberger Ltd COM 806857108 17127 145203 SH SOLE 122293 0 22910 Simon Property Group Inc COM 828806109 10887 65477 SH SOLE 55748 0 9729 Source Capital Inc COM 836144105 614 8781 SH SOLE 8495 0 286 SPDR BarCap ST High Yield Bond SHT TRM HGH YLD 78468r408 3123 100871 SH SOLE 94305 0 6566 SPDR Gold Trust GLD SHS 78463v107 1355 10579 SH SOLE 10329 0 250 Spdr Index Shs Fds Euro Stoxx EURO STOXX 50 78463x202 528 12208 SH SOLE 12208 0 0 Spdr S&P 500 Etf Tr Tr Unit TR UNIT 78462F103 2154 11004 SH SOLE 9360 0 1644 Spectra Energy Corp COM 847560109 214 5044 SH SOLE 4529 0 515 Sprint Nextel Corp COM SER 1 85207u105 92 10744 SH SOLE 10744 0 0 Staples Inc COM 855030102 224 20708 SH SOLE 19991 0 717 Starbucks Corp COM 855244109 518 6689 SH SOLE 6279 0 410 Starwood Property Trust Inc COM 85571b105 2560 107678 SH SOLE 104872 0 2806 Stratasys Ltd SHS m85548101 341 3000 SH SOLE 3000 0 0 Stryker Corp COM 863667101 384 4560 SH SOLE 4560 0 0 Sunoco Logistics Partners LP COM UNITS 86764l108 497 10547 SH SOLE 9120 0 1427 Sysco Corp COM 871829107 13950 372490 SH SOLE 316946 0 55544 Tanzanian Royalty Exploration COM 87600u104 121 53591 SH SOLE 53591 0 0 TeleCommunication Sys Cl A CL A 87929j103 33 10000 SH SOLE 10000 0 0 Telefonica SA SPONSORED ADR 879382208 10011 583373 SH SOLE 496038 0 87335 Templeton Emerging Markets Inc COM 880192109 706 51186 SH SOLE 49112 0 2074 Teva Pharmaceutical Industries ADR 881624209 1330 25367 SH SOLE 24537 0 830 TIBCO Software Inc COM 88632q103 214 10600 SH SOLE 10600 0 0 Ticc Capital Corp Com COM 87244T109 224 22626 SH SOLE 22626 0 0 Time Warner Inc COM NEW 887317303 203 2887 SH SOLE 2887 0 0 TJX Cos Inc COM 872540109 12696 238875 SH SOLE 199845 0 39030 Total SA SPONSORED ADR 89151E109 794 11000 SH SOLE 11000 0 0 Travelers Cos Inc/The COM 89417e109 214 2271 SH SOLE 2271 0 0 TSW Strategic Income Fund Inc COM 872340104 873 158214 SH SOLE 138712 0 19502 Two Harbors Investment Corp COM 90187b101 132 12638 SH SOLE 12638 0 0 UCP Inc CL A CL A 90265y106 918 67175 SH SOLE 63218 0 3957 Unilever NV N Y SHS NEW 904784709 2265 51750 SH SOLE 49350 0 2400 Union Pacific Corp COM 907818108 14833 148705 SH SOLE 124789 0 23916 United Parcel Service Inc CL B 911312106 24737 240962 SH SOLE 201850 0 39112 United Technologies Corp COM 913017109 544 4716 SH SOLE 4716 0 0 US Bancorp COM NEW 902973304 570 13166 SH SOLE 13166 0 0 Vanguard Emerging Markets ETF FTSE EMR MKT ETF 922042858 773 17921 SH SOLE 17921 0 0 Vanguard Europe Pacific ETF FTSE DEV MKT ETF 921943858 2719 63836 SH SOLE 63836 0 0 Vanguard Short Term Corporate SHRT TRM CORP BD 92206c409 200 2491 SH SOLE 2491 0 0 Ventas Inc COM 92276f100 681 10626 SH SOLE 10626 0 0 Verizon Communications Inc COM 92343v104 388 7930 SH SOLE 7930 0 0 Walgreen Co COM 931422109 594 8018 SH SOLE 8018 0 0 Wal-Mart Stores Inc COM 931142103 252 3359 SH SOLE 3359 0 0 Walt Disney Co COM DISNEY 254687106 15908 185536 SH SOLE 151298 0 34238 WCI Communitites COM PAR $0.01 92923c807 547 28350 SH SOLE 26800 0 1550 Wells Fargo & Co COM 949746101 24049 457562 SH SOLE 387355 0 70207 Wells Fargo Advantage Global D COM 94987c103 652 76745 SH SOLE 72512 0 4233 Wells Fargo Multi-Sector Incom COM SHS 94987D101 694 46569 SH SOLE 36871 0 9698 Western Asset Emerging Markets COM 95766a101 661 35973 SH SOLE 34365 0 1608 Western Asset Mtg Cap Com COM 95790D105 142 10000 SH SOLE 10000 0 0 Western Asset/Claymore US Trea om 95766r104 219 17817 SH SOLE 13662 0 4155 Western Gas Partners LP COM UNIT LP IN 958254104 333 4357 SH SOLE 3814 0 543 Wet Seal Inc CL A 961840105 73 80000 SH SOLE 80000 0 0 World Wrestling Entertainment CL A 98156q108 900 75457 SH SOLE 73226 0 2231