0001086611-21-000004.txt : 20211112 0001086611-21-000004.hdr.sgml : 20211112 20211112115622 ACCESSION NUMBER: 0001086611-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DERBY & COMPANY, INC CENTRAL INDEX KEY: 0001086611 IRS NUMBER: 042943043 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04811 FILM NUMBER: 211401728 BUSINESS ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 BUSINESS PHONE: 6175270033 MAIL ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 FORMER COMPANY: FORMER CONFORMED NAME: DERBY & CO L P DATE OF NAME CHANGE: 19990517 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001086611 XXXXXXXX 09-30-2021 09-30-2021 DERBY & COMPANY, INC

7 WELLS AVENUE NEWTON MA 02459

13F HOLDINGS REPORT 028-04811 N Jonathan Derby 617-845-5019 Jonathan Derby Newton MA 11-12-2021 0 78 495322 false INFORMATION TABLE 2 DerbyandCompany13f.xml ISHARES TR RUS 1000 ETF 464287622 58768 243136 SH SOLE 0 0 0 243136 ISHARES TR RUS 2000 VAL ETF 464287630 15966 99642 SH SOLE 0 0 0 99642 ISHARES TR RUSSELL 3000 ETF 464287689 38591 151427 SH SOLE 0 0 0 151427 ISHARES TR CORE S&P US VLU 464287663 2048 28894 SH SOLE 0 0 0 28894 SPDR S&P 500 ETF TR TR UNIT 78462F103 1986 4627 SH SOLE 0 0 0 4627 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 800 12526 SH SOLE 0 0 0 12526 AMAZON COM INC COM 023135106 2004 610 SH SOLE 0 0 0 610 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 251 918 SH SOLE 0 0 0 918 ILLINOIS TOOL WKS INC COM 452308109 368 1779 SH SOLE 0 0 0 1779 ORACLE CORP COM 68389X105 1559 17896 SH SOLE 0 0 0 17896 DISNEY WALT CO COM 254687106 726 4291 SH SOLE 0 0 0 4291 HONEYWELL INTL INC COM 438516106 291 1371 SH SOLE 0 0 0 1371 JOHNSON & JOHNSON COM 478160104 288 1784 SH SOLE 0 0 0 1784 PFIZER INC COM 717081103 230 5349 SH SOLE 0 0 0 5349 MICROSOFT CORP COM 594918104 761 2701 SH SOLE 0 0 0 2701 CITIGROUP INC COM NEW 172967424 919 13095 SH SOLE 0 0 0 13095 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 239 1600 SH SOLE 0 0 0 1600 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 66647 433897 SH SOLE 0 0 0 433897 AMETEK INC COM 031100100 505 4075 SH SOLE 0 0 0 4075 BK OF AMERICA CORP COM 060505104 305 7178 SH SOLE 0 0 0 7178 COSTCO WHSL CORP NEW COM 22160K105 373 830 SH SOLE 0 0 0 830 DANAHER CORPORATION COM 235851102 1302 4278 SH SOLE 0 0 0 4278 GENERAL ELECTRIC CO COM NEW 369604301 282 2736 SH SOLE 0 0 0 2736 HOME DEPOT INC COM 437076102 776 2365 SH SOLE 0 0 0 2365 JPMORGAN CHASE & CO COM 46625H100 334 2041 SH SOLE 0 0 0 2041 TJX COS INC NEW COM 872540109 1134 17185 SH SOLE 0 0 0 17185 ISHARES TR 1 3 YR TREAS BD 464287457 250 2906 SH SOLE 0 0 0 2906 ISHARES TR IBOXX INV CP ETF 464287242 264 1987 SH SOLE 0 0 0 1987 GLOBAL PMTS INC COM 37940X102 312 1978 SH SOLE 0 0 0 1978 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7359 33138 SH SOLE 0 0 0 33138 CONSTELLATION BRANDS INC CL A 21036P108 316 1499 SH SOLE 0 0 0 1499 APPLE INC COM 037833100 5688 40196 SH SOLE 0 0 0 40196 CATERPILLAR INC COM 149123101 383 1997 SH SOLE 0 0 0 1997 AMERICAN EXPRESS CO COM 025816109 543 3240 SH SOLE 0 0 0 3240 STERIS PLC SHS USD G8473T100 945 4626 SH SOLE 0 0 0 4626 CME GROUP INC COM 12572Q105 624 3228 SH SOLE 0 0 0 3228 ISHARES TR CORE US AGGBD ET 464287226 18661 162509 SH SOLE 0 0 0 162509 MANULIFE FINL CORP COM 56501R106 331 17184 SH SOLE 0 0 0 17184 FAIR ISAAC CORP COM 303250104 409 1027 SH SOLE 0 0 0 1027 YUM BRANDS INC COM 988498101 204 1667 SH SOLE 0 0 0 1667 ALPHABET INC CAP STK CL A 02079K305 2158 807 SH SOLE 0 0 0 807 VANGUARD INDEX FDS VALUE ETF 922908744 40584 299800 SH SOLE 0 0 0 299800 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 238 2339 SH SOLE 0 0 0 2339 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 15419 166423 SH SOLE 0 0 0 166423 SPDR SER TR S&P DIVID ETF 78464A763 4874 41466 SH SOLE 0 0 0 41466 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 289 5400 SH SOLE 0 0 0 5400 THERMO FISHER SCIENTIFIC INC COM 883556102 1814 3175 SH SOLE 0 0 0 3175 ISHARES TR EAFE VALUE ETF 464288877 6005 118089 SH SOLE 0 0 0 118089 SALESFORCE COM INC COM 79466L302 1916 7066 SH SOLE 0 0 0 7066 SPDR SER TR NUVEEN BLMBRG SR 78468R739 9935 201120 SH SOLE 0 0 0 201120 BIO RAD LABS INC CL A 090572207 970 1300 SH SOLE 0 0 0 1300 ISHARES TR CORE S&P TTL STK 464287150 237 2404 SH SOLE 0 0 0 2404 VANGUARD INDEX FDS LARGE CAP ETF 922908637 64809 322563 SH SOLE 0 0 0 322563 METTLER TOLEDO INTERNATIONAL COM 592688105 1110 806 SH SOLE 0 0 0 806 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 12435 89072 SH SOLE 0 0 0 89072 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8812 103122 SH SOLE 0 0 0 103122 ISHARES TR INTL SEL DIV ETF 464288448 1050 34522 SH SOLE 0 0 0 34522 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3613 34963 SH SOLE 0 0 0 34963 ISHARES TR NATIONAL MUN ETF 464288414 3151 27125 SH SOLE 0 0 0 27125 SPDR SER TR NUVEEN BRC MUNIC 78468R721 3192 61887 SH SOLE 0 0 0 61887 LULULEMON ATHLETICA INC COM 550021109 648 1602 SH SOLE 0 0 0 1602 ISHARES TR RESIDENTIAL MULT 464288562 1040 12156 SH SOLE 0 0 0 12156 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 6959 311510 SH SOLE 0 0 0 311510 ISHARES TR SHRT NAT MUN ETF 464288158 16237 150946 SH SOLE 0 0 0 150946 STARWOOD PPTY TR INC COM 85571B105 572 23435 SH SOLE 0 0 0 23435 BROADCOM INC COM 11135F101 521 1074 SH SOLE 0 0 0 1074 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 17703 173679 SH SOLE 0 0 0 173679 GOLUB CAP BDC INC COM 38173M102 14891 941850 SH SOLE 0 0 0 941850 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 477 3395 SH SOLE 0 0 0 3395 LPL FINL HLDGS INC COM 50212V100 533 3400 SH SOLE 0 0 0 3400 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 8564 387327 SH SOLE 0 0 0 387327 FACEBOOK INC CL A 30303M102 230 677 SH SOLE 0 0 0 677 SERVICENOW INC COM 81762P102 985 1583 SH SOLE 0 0 0 1583 ALPHABET INC CAP STK CL C 02079K107 2031 762 SH SOLE 0 0 0 762 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 2196 43778 SH SOLE 0 0 0 43778 PAYPAL HLDGS INC COM 70450Y103 1368 5257 SH SOLE 0 0 0 5257 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1427 26058 SH SOLE 0 0 0 26058 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 2587 50644 SH SOLE 0 0 0 50644