COMMON UNIT-BASED COMPENSATION PLANS (Tables)

12 Months Ended

Dec. 31, 2022

ARLP LTIP

COMMON UNIT-BASED COMPENSATION PLANS

Summary of activity in share-based plans

	Number of units	Weighted average grant date fair value per unit		Intrinsic value
				(in thousands)
Non-vested grants at January 1, 2020	1,603,378	$	20.39	$	17,349
Granted (1)	1,430,489		5.02
Vested (2)	(919,524)		21.70
Grants canceled (3)	(675,302)		18.62
Forfeited	(8,552)		20.16
Non-vested grants at December 31, 2020	1,430,489		5.02		6,409
Granted (4)	1,818,190		6.03
Forfeited	(118,204)		5.48
Non-vested grants at December 31, 2021	3,130,475		5.59		39,569
Granted (4)	769,907		14.65
Forfeited	(203,249)		6.93
Non-vested grants at December 31, 2022	3,697,133		7.40		75,126

(1) In December 2020, we modified the vesting requirements for certain restricted units that we granted in February 2020 which were determined to be improbable of vesting under the original vesting requirements (the "2020 Grants"). The new vesting requirements make it probable the modified restricted units will vest.  Also in December 2020, an additional 578,114 restricted units under these modified vesting requirements were granted.  The grant date fair value reflects the modification date fair value for those awards that were modified.

(2) In February 2020, we issued 279,622 unrestricted common units to LTIP participants as a result of satisfying the vesting requirements for 424,486 restricted units that were granted in 2017.  The remaining vested units were settled in cash to satisfy tax withholding obligations of the LTIP participants.  In December 2020, we accelerated the vesting requirements for 495,038 restricted units that were granted in 2018 (the "2018 Grants") and settled these restricted units in cash.

(3) In December 2020, 675,302 restricted units that were granted in 2019 (the "2019 Grants") were canceled since it was determined that the vesting requirements for these restricted units were not probable of being satisfied.

(4) The restricted units granted during 2021 and 2022 have certain minimum-value guarantees per unit, regardless of whether or not the awards vest.

SERP and Deferred Compensation Plans

COMMON UNIT-BASED COMPENSATION PLANS

Summary of activity in share-based plans

	Number of units	Weighted average grant date fair value per unit		Intrinsic value
				(in thousands)
Phantom units outstanding as of January 1, 2020	631,365	$	25.48	$	6,831
Granted	129,265		5.25
Phantom units outstanding as of December 31, 2020	760,630		22.04		3,408
Granted	46,638		9.45
Issued (1)	(138,570)		25.86
Phantom units outstanding as of December 31, 2021	668,698		20.37		8,452
Granted	73,842		19.44
Phantom units outstanding as of December 31, 2022	742,540		20.28		15,088

(1) During the year ended December 31, 2021, we purchased 102,962 ARLP common units on the open market to settle the account of a participant under the SERP.  Units purchased were net of units settled in cash to satisfy tax-withholding obligations.