0001415889-24-001837.txt : 20240126 0001415889-24-001837.hdr.sgml : 20240126 20240126094900 ACCESSION NUMBER: 0001415889-24-001837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240124 FILED AS OF DATE: 20240126 DATE AS OF CHANGE: 20240126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL CARY P CENTRAL INDEX KEY: 0001187756 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26823 FILM NUMBER: 24564649 MAIL ADDRESS: STREET 1: PO BOX 22027 STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP CITY: TULSA STATE: OK ZIP: 74121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0001086600 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 731564280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 SOUTH BOULDER AVENUE CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 9182957600 4 1 form4-01262024_020155.xml X0508 4 2024-01-24 0001086600 ALLIANCE RESOURCE PARTNERS LP ARLP 0001187756 MARSHALL CARY P 1717 S. BOULDER AVENUE SUITE 400 TULSA OK 74119 false true false false SENIOR VP AND CFO 0 Common unit 949103 I Held by trust Common unit 93125 I Held by LLC Phantom unit 2024-01-24 4 A 0 1163 A Common unit 1163 54707 D Restricted unit 2024-01-24 4 A 0 64160 A Common unit 64160 64160 D Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998. Units held by Marshall Children LLC C/O Cindy Marshall. 1 for 1 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. Not applicable On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024. /s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013 2024-01-26