-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N6Db8uGs6TWWU4X5OzwGy2a/EC4b04eeXhh1DQBrq8MUFO3CF4/Yx8VYukU73Epo /CbyUCnoC/f0f6UoiWID8A== 0001258477-04-000147.txt : 20041115 0001258477-04-000147.hdr.sgml : 20041115 20041115174728 ACCESSION NUMBER: 0001258477-04-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041112 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0001086600 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 731564280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 SOUTH BOULDER AVENUE CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 9182957600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILBERT DAVE A CENTRAL INDEX KEY: 0001187757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26823 FILM NUMBER: 041147289 BUSINESS ADDRESS: STREET 1: PO BOX 22027 STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP CITY: TULSA STATE: OK ZIP: 74121 BUSINESS PHONE: 9182957600 MAIL ADDRESS: STREET 1: PO BOX 22027 STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP CITY: TULSA STATE: OK ZIP: 74121 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-12 0001086600 ALLIANCE RESOURCE PARTNERS LP ARLP 0001187757 GILBERT DAVE A 1717 S. BOULDER AVENUE SUITE 600 TULSA OK 74119 0 1 0 0 VP of Info Tech Services Common unit 4475 D Common unit 2004-11-12 4 S 0 500 60.50 D 3975 D Common unit 2004-11-12 4 S 0 500 62.00 D 3475 D Common unit 2004-11-12 4 S 0 500 62.02 D 2975 D Phantom unit Common unit 1864 1864 D Phantom unit 2004-11-12 4 A 0 21 A Common unit 21 1885 D Restricted unit Common unit 2000 2000 D Restricted unit Common unit 1400 1400 D The Phantom units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee, upon the reporting person's death or termination. 1 for 1 The Restricted units will vest on September 30, 2005 provided that the issuer meets certain financial tests. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee. The Restricted units will vest on December 31, 2006 provided that the issuer meets certain financial tests. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee. Not applicable David A. Gilbert 2004-11-15 -----END PRIVACY-ENHANCED MESSAGE-----