0001179110-18-008011.txt : 20180604
0001179110-18-008011.hdr.sgml : 20180604
20180604201431
ACCESSION NUMBER: 0001179110-18-008011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180604
DATE AS OF CHANGE: 20180604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRAFT JOSEPH W III
CENTRAL INDEX KEY: 0001173893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26823
FILM NUMBER: 18879802
MAIL ADDRESS:
STREET 1: PO BOX 22027
CITY: TULSA
STATE: OK
ZIP: 74121-2027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE RESOURCE PARTNERS LP
CENTRAL INDEX KEY: 0001086600
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 731564280
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 SOUTH BOULDER AVENUE
CITY: TULSA
STATE: OK
ZIP: 74119
BUSINESS PHONE: 9182957600
4
1
edgar.xml
FORM 4 -
X0306
4
2018-05-31
0001086600
ALLIANCE RESOURCE PARTNERS LP
ARLP
0001173893
CRAFT JOSEPH W III
1717 S. BOULDER AVENUE
SUITE 400
TULSA
OK
74119
1
1
1
0
President and Chief Executive
Common Unit
2018-05-31
4
D
0
87188338
D
0
I
By Alliance Holdings GP, L.P.
Common Unit
2018-05-31
4
A
0
1343348
A
1350529
I
By Alliance Resource GP, LLC
Common Unit
2018-05-31
4
A
0
18235922
A
18593374
D
Common Unit
2000
I
By son
Common Unit
2018-05-31
4
A
0
168603
A
168603
I
Through spouse
Phantom unit
Common unit
223650
223650
D
1 for 1
The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
Not applicable
The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.
Held through the JWC III Rev Trust, of which Mr. Craft is trustee.
Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 4 above. Mr. Craft and Kathleen S. Craft jointly own Alliance Resource GP, LLC ("SGP"). Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.
Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 ARLP common units to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.
/s/ Joseph W. Craft by Kenneth Hemm, pursuant to power of attorney dated April 10, 2013
2018-06-04