0001179110-18-008010.txt : 20180604 0001179110-18-008010.hdr.sgml : 20180604 20180604201338 ACCESSION NUMBER: 0001179110-18-008010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180604 DATE AS OF CHANGE: 20180604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WYNNE THOMAS M CENTRAL INDEX KEY: 0001187754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26823 FILM NUMBER: 18879800 MAIL ADDRESS: STREET 1: PO BOX 22027 STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP CITY: TULSA STATE: OK ZIP: 74121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0001086600 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 731564280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 SOUTH BOULDER AVENUE CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 9182957600 4 1 edgar.xml FORM 4 - X0306 4 2018-05-31 0001086600 ALLIANCE RESOURCE PARTNERS LP ARLP 0001187754 WYNNE THOMAS M 1717 S. BOULDER AVENUE TULSA OK 74119 0 1 0 0 Senior Vice President and COO Common Unit 2018-05-31 4 A 0 660816 A 735975.9292 D Common Unit 2018-05-31 4 A 0 99745 A 99745 I By Trust Common Unit 2018-05-31 4 A 0 251291 A 251291 I By Wynne Family LP Phantom unit Common unit 28880 28880 D The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee. Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust. Units held by Wynne Family LP. 1 for 1 The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination Not applicable /s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013 2018-06-04