0001179110-18-008010.txt : 20180604
0001179110-18-008010.hdr.sgml : 20180604
20180604201338
ACCESSION NUMBER: 0001179110-18-008010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180604
DATE AS OF CHANGE: 20180604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WYNNE THOMAS M
CENTRAL INDEX KEY: 0001187754
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26823
FILM NUMBER: 18879800
MAIL ADDRESS:
STREET 1: PO BOX 22027
STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP
CITY: TULSA
STATE: OK
ZIP: 74121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE RESOURCE PARTNERS LP
CENTRAL INDEX KEY: 0001086600
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 731564280
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 SOUTH BOULDER AVENUE
CITY: TULSA
STATE: OK
ZIP: 74119
BUSINESS PHONE: 9182957600
4
1
edgar.xml
FORM 4 -
X0306
4
2018-05-31
0001086600
ALLIANCE RESOURCE PARTNERS LP
ARLP
0001187754
WYNNE THOMAS M
1717 S. BOULDER AVENUE
TULSA
OK
74119
0
1
0
0
Senior Vice President and COO
Common Unit
2018-05-31
4
A
0
660816
A
735975.9292
D
Common Unit
2018-05-31
4
A
0
99745
A
99745
I
By Trust
Common Unit
2018-05-31
4
A
0
251291
A
251291
I
By Wynne Family LP
Phantom unit
Common unit
28880
28880
D
The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.
Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
Units held by Wynne Family LP.
1 for 1
The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination
Not applicable
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
2018-06-04