-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzPIfbj3DZHC5ezgD6CuciR+Spc5zNIP4niJe31hIVc+7E+mvjFmyBQIDi+l6UgU XsWvl8txHcQOhdey9V1YOQ== 0000950129-04-008920.txt : 20041112 0000950129-04-008920.hdr.sgml : 20041111 20041112121755 ACCESSION NUMBER: 0000950129-04-008920 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE RESOURCE PARTNERS LP CENTRAL INDEX KEY: 0001086600 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 731564280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-26823 FILM NUMBER: 041137228 BUSINESS ADDRESS: STREET 1: 1717 SOUTH BOULDER AVENUE CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 9182957600 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL CARY P CENTRAL INDEX KEY: 0001187756 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: PO BOX 22027 STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP CITY: TULSA STATE: OK ZIP: 74121 BUSINESS PHONE: 9182957600 MAIL ADDRESS: STREET 1: PO BOX 22027 STREET 2: C/O ALLIANCE RESOURCE PARTNERS LP CITY: TULSA STATE: OK ZIP: 74121 144 1 h19928ae144.htm CARY P. MARSHALL FOR ALLIANCE RESOURCE PARTNERS, L.P. e144
 

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SEC USE ONLY
DOCUMENT SEQUENCE NO.
CUSIP NUMBER
WORK LOCATION

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 144

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
     
ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.


1(a) Name of Issuer   (b) IRS Ident. No.   (c) S.E.C. File No.
 
  Alliance Resource Partners, L.P.     73-1564280     000-26823
 
   
   
 
(d) Address of Issuer         (e) Telephone
 
 
1717 South Boulder Suite 600
    Tulsa, Oklahoma 74119     (918) 295-7600
 
   
   
  (Street)     (City)      (State)       (Zip Code)     (Area Code)   (Number)
 
2(a) Name of Person For Whose Account the
Securities are to be Sold
  (b) IRS Ident. No.   (c) Relationship to Issuer
 
  Cary P. Marshall     N/A     VP-Treasurer
 
   
   
 
(d) Address            
 
  1717 S. Boulder; Suite 600
    Tulsa, OK 74119    
 
   
     
  (Street)     (City)      (State)        (Zip Code)      

INSTRUCTION:   The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number


 


                               
3(a)
Title of the
Class of
Securities to
be Sold
  (b)
Name and Address
of Each Broker
Through Whom the
Securities Are to be
Offered or Each
Market Maker Who
is Acquiring the Securities
SEC USE
ONLY




Broker-Dealer
File Number
(c)
Number of
Shares or Other
Units to be Sold

(See Instr. 3(c))
(d)
Aggregate
Market Value

(See Instr. 3(d))
(e)
Number of
Shares or Other
Units Outstanding

(See Instr. 3(e))
(f)
Approximate
Date of Sale
(Mo/Day/Yr)

(See Instr. 3(f))
  (g)
Name of Each
Securities
Exchange

(See Instr. 3(g))

Common Units   Charles Schwab, 427 S. Boston, Tulsa, OK 74119     3,460    

$204,140.00

11/11/04

    11,712,389   11/11/04   NASDAQ

                 

                 

INSTRUCTIONS:
         
1. (a) Name of issuer
(b) Issuer’s I.R.S. Identification Number
(c) Issuer’s S.E.C. file number, if any
(d) Issuer’s address, including zip code
(e) Issuer’s telephone number, including area code
 
2. (a) Name of person for whose account the securities are to be sold
(b) Such person’s I.R.S. Identification number, if such person is an entity
(c) Such person’s relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing)
(d) Such person’s address, including zip code
 
3. (a) Title of the class of securities to be sold
(b) Name and Address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
(f) Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold

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