0001193805-23-001491.txt : 20231114 0001193805-23-001491.hdr.sgml : 20231114 20231114153230 ACCESSION NUMBER: 0001193805-23-001491 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOGGIN MANAGEMENT LP CENTRAL INDEX KEY: 0001086416 IRS NUMBER: 134019370 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04329 FILM NUMBER: 231405230 BUSINESS ADDRESS: STREET 1: 654 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-355-2600 MAIL ADDRESS: STREET 1: 654 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 FORMER COMPANY: FORMER CONFORMED NAME: SCOGGIN LLC DATE OF NAME CHANGE: 19990512 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001086416 XXXXXXXX 09-30-2023 09-30-2023 false SCOGGIN MANAGEMENT LP

654 Madison Avenue, 10th Floor New York NY 10065

13F HOLDINGS REPORT 028-04329 N Craig Effron and Curtis Schenker 212-355-5600 /s/ Craig Effron and Curtis Schenker New York NY 11-14-2023 1 62 242500650 1 0001731593 028-18623 Scoggin GP LLC INFORMATION TABLE 2 infotable.xml ADVISORSHARES TR PURE US CANNABIS 00768Y453 1985000 250000 SH DFND 1 250000 0 0 AEVA TECHNOLOGIES INC COM 00835Q103 585125 764969 SH DFND 1 764969 0 0 ALDDERYA THERAPEUTICS INC COM 01438T106 66800 10000 SH DFND 1 10000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2168500 25000 SH DFND 1 25000 0 0 ALPHABET INC CAP STK CL C 02079K107 3296250 25000 SH DFND 1 25000 0 0 ALPHABET INC CAP STK CL C 02079K107 3296250 25000 SH Call DFND 1 25000 0 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 1661000 100000 SH Call DFND 1 100000 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 6732000 75000 SH DFND 1 75000 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 6732000 75000 SH Put DFND 1 75000 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 11220000 125000 SH Call DFND 1 125000 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 317044 28901 SH DFND 1 28901 0 0 CARVANA CO CL A 146869102 1049500 25000 SH DFND 1 25000 0 0 CARVANA CO CL A 146869102 1049500 25000 SH Put DFND 1 25000 0 0 CARVANA CO CL A 146869102 1049500 25000 SH Call DFND 1 25000 0 0 CLENE INC COMMON STOCK 185634102 371925 750000 SH DFND 1 750000 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 1877000 25000 SH Call DFND 1 25000 0 0 CONSTELLIUM SE CL A SHS F21107101 1798160 98800 SH DFND 1 98800 0 0 DESIGNER BRANDS INC CL A 250565108 1266000 100000 SH DFND 1 100000 0 0 DESIGNER BRANDS INC CL A 250565108 4431000 350000 SH Call DFND 1 350000 0 0 DISNEY WALT CO COM 254687106 4052500 50000 SH Call DFND 1 50000 0 0 ELEMENT SOLUTIONS INC COM 28618M106 11275750 575000 SH DFND 1 575000 0 0 ELEMENT SOLUTIONS INC COM 28618M106 1961000 100000 SH Call DFND 1 100000 0 0 ENERGY VAULT HOLDINGS INC COM 29280W109 637500 250000 SH DFND 1 250000 0 0 ENERGY VAULT HOLDINGS INC COM 29280W109 956250 375000 SH Call DFND 1 375000 0 0 ENHABIT INC COM 29332G102 1406250 125000 SH DFND 1 125000 0 0 ENHABIT INC COM 29332G102 281250 25000 SH Call DFND 1 25000 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 742500 250000 SH DFND 1 250000 0 0 GLADSTONE CAPITAL CORP COM 376535100 2237213 232076 SH DFND 1 232076 0 0 GROUPON INC COM NEW 399473206 3064000 200000 SH DFND 1 200000 0 0 GROUPON INC COM NEW 399473206 13022000 850000 SH Call DFND 1 850000 0 0 GROUPON INC COM NEW 399473206 1532000 100000 SH Put DFND 1 100000 0 0 HELIOGEN INC COMMON STOCK 42329E105 67499 17857 SH DFND 1 17857 0 0 INNODATA COM NEW 457642205 853000 100000 SH Call DFND 1 100000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4478375 12500 SH DFND 1 12500 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 17913500 50000 SH Put DFND 1 50000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8956750 25000 SH Call DFND 1 25000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 26511000 150000 SH Call DFND 1 150000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4434500 50000 SH Call DFND 1 50000 0 0 JASPER THERAPEUTICS INC COM 471871103 355632 508045 SH DFND 1 508045 0 0 MACYS INC COM 55616P104 1161000 100000 SH Call DFND 1 100000 0 0 MICROSOFT CORP COM 594918104 3946875 12500 SH Call DFND 1 12500 0 0 MOMENTUS INC CL A NEW 60879E200 60000 30000 SH DFND 1 30000 0 0 NEUMORA THERAPEUTICS INC COM 640979100 2116500 150000 SH DFND 1 150000 0 0 OBSIDIAN ENERGY LTD COM 674482203 822000 100000 SH DFND 1 100000 0 0 SARATOGA INVT CORP COM NEW 80349A208 2922090 113700 SH DFND 1 113700 0 0 SCORPIO TANKERS INC SHS Y7542C130 2706000 50000 SH DFND 1 50000 0 0 SEAWORLD ENTMT INC COM 81282V100 1156250 25000 SH DFND 1 25000 0 0 SEAWORLD ENTMT INC COM 81282V100 3468750 75000 SH Call DFND 1 75000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2946500 50000 SH Call DFND 1 50000 0 0 SOHO HOUSE & CO INC COM CL A 586001109 10395000 1500000 SH DFND 1 1500000 0 0 SOHO HOUSE & CO INC COM CL A 586001109 1386000 200000 SH Call DFND 1 200000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 26717500 62500 SH Put DFND 1 62500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10687000 25000 SH Call DFND 1 25000 0 0 STELLUS CAP INVT CORP COM 858568108 3650838 268444 SH DFND 1 268444 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 1831000 100000 SH DFND 1 100000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 4577500 250000 SH Call DFND 1 250000 0 0 UNITED STATES CELLULAR CORP COM 911684108 1074250 25000 SH Put DFND 1 25000 0 0 VAXXINITY INC COM CL A 92244V104 205500 150000 SH DFND 1 150000 0 0 WESTAMERICA BANCORPORATION COM 957090103 432500 10000 SH DFND 1 10000 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 3648017 1013338 SH DFND 1 1013338 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 630000 175000 SH Call DFND 1 175000 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 268557 21519 SH DFND 1 21519 0 0