The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AJAX I | COM | G0190X100 | 6,225 | 625,000 | SH | DFND | 1 | 625,000 | 0 | 0 | |
| AJAX I | *W EXP 10/27/202 | G0190X126 | 468 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| ALTIMETER GROWTH CORP | CL A | G0370L108 | 1,463 | 125,000 | SH | Call | DFND | 1 | 125,000 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 24,880 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 12,440 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 6,220 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| ATHENE HOLDING LTD | CL A | G0684D107 | 5,063 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| BLACK KNIGHT INC | COM | 09215C105 | 3,899 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| BOWX ACQUISITION CORP | CL A | 103085106 | 2,875 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| CARNIVAL PLC | ADR | 14365C103 | 1,318 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| CARNIVAL PLC | ADR | 14365C103 | 2,636 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | 3,538 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| COHN ROBBINS HOLDINGS CORP | COM CL A | G23726105 | 2,216 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| CONSONANCE HFW ACQUISITION C | UNIT 99/99/9999 | G2445M129 | 2,600 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | 9,967 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | 47,343 | 475,000 | SH | Call | DFND | 1 | 475,000 | 0 | 0 |
| EG ACQUISITION CORP | UNIT 99/99/9999 | 26846A209 | 2,500 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| ELEMENT SOLUTIONS INC | COM | 28618M106 | 21,042 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
| EXELA TECHNOLOGIES INC | COM NEW | 30162V409 | 610 | 255,417 | SH | DFND | 1 | 255,417 | 0 | 0 | |
| FIVE POINT HOLDINGS LLC | COM CL A | 33833Q106 | 11,312 | 1,400,000 | SH | DFND | 1 | 1,400,000 | 0 | 0 | |
| GO ACQUISITION CORP | UNIT 08/31/2027 | 362019200 | 1,521 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| HC2 HLDGS INC | COM | 404139107 | 3,639 | 914,221 | SH | DFND | 1 | 914,221 | 0 | 0 | |
| HYCROFT MINING HOLDING CORP | COM CL A | 44862P109 | 612 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| HYCROFT MINING HOLDING CORP | *W EXP 02/12/202 | 44862P117 | 360 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
| HYCROFT MINING HOLDING CORP | *W EXP 10/06/202 | 44862P133 | 449 | 535,000 | SH | DFND | 1 | 535,000 | 0 | 0 | |
| INDEPENDENCE HOLDINGS CORP | UNIT 03/02/2026 | G4761A119 | 2,498 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 17,722 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 25,261 | 175,000 | SH | Put | DFND | 1 | 175,000 | 0 | 0 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 24,137 | 87,500 | SH | Call | DFND | 1 | 87,500 | 0 | 0 |
| MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 13,873 | 362,500 | SH | DFND | 1 | 362,500 | 0 | 0 | |
| MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 12,438 | 325,000 | SH | Call | DFND | 1 | 325,000 | 0 | 0 |
| NEW RELIC INC | COM | 64829B100 | 6,697 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| NEW RELIC INC | COM | 64829B100 | 15,068 | 225,000 | SH | Call | DFND | 1 | 225,000 | 0 | 0 |
| PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 4,552 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| REDBALL ACQUISITION CORP | COM CL A | G7417R105 | 2,198 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| REXNORD CORP | COM | 76169B102 | 7,506 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 | 4,264 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| SEAWORLD ENTMT INC | COM | 81282V100 | 6,243 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| SEAWORLD ENTMT INC | COM | 81282V100 | 2,497 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | 4,141 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 42,806 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| STABLE RD ACQUISITION CORP | COM CL A | 85236Q109 | 8,382 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| STABLE RD ACQUISITION CORP | COM CL A | 85236Q109 | 7,160 | 512,500 | SH | Call | DFND | 1 | 512,500 | 0 | 0 |
| US WELL SERVICES INC | *W EXP 03/15/202 | 91274U119 | 91 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| VMWARE INC | CL A COM | 928563402 | 7,999 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 11,501 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| WYNN RESORTS LTD | COM | 983134107 | 6,115 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |