The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 42,250 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 88,197 | 1,191,205 | SH | DFND | 1 | 1,191,205 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 3,920 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 2,461 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 4,456 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 8,913 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
BBX CAP CORP NEW | CL A | 05491N104 | 9,210 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 7,710 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
CARS COM INC | COM | 14575E105 | 56,660 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
CARS COM INC | COM | 14575E105 | 12,749 | 450,000 | SH | Call | DFND | 1 | 450,000 | 0 | 0 |
CHEMOURS CO | COM | 163851108 | 6,089 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 8,438 | 125,000 | SH | Call | DFND | 1 | 125,000 | 0 | 0 |
CORECIVIC INC | COM | 21871N101 | 2,440 | 125,000 | SH | Call | DFND | 1 | 125,000 | 0 | 0 |
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 9,684 | 905,000 | SH | DFND | 1 | 905,000 | 0 | 0 | |
ESTRE AMBIENTAL INC | SHS | G3206V100 | 5,694 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 11,890 | 2,150,125 | SH | DFND | 1 | 2,150,125 | 0 | 0 | |
FINTECH ACQUISITION CORP II | UNIT 99/99/9999 | 31810G208 | 7,913 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 6,140 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 37,958 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
JASON INDS INC | COM | 471172106 | 1,555 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 5,140 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
OBSIDIAN ENERGY LTD | COM | 674482104 | 2,271 | 2,320,000 | SH | DFND | 1 | 2,320,000 | 0 | 0 | |
PENSARE ACQUISITION CORP | UNIT 07/27/2022 | 70957E204 | 2,608 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 38,520 | 4,000,000 | SH | DFND | 1 | 4,000,000 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 9,871 | 1,025,000 | SH | Put | DFND | 1 | 1,025,000 | 0 | 0 |
PRAXAIR INC | COM | 74005P104 | 10,823 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
PRAXAIR INC | COM | 74005P104 | 10,823 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
SEAWORLD ENTMT INC | COM | 81282V100 | 7,415 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,289 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 65,788 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
SUPERVALU INC | COM NEW | 868536301 | 7,615 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 70,935 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 61,477 | 650,000 | SH | Call | DFND | 1 | 650,000 | 0 | 0 |
TRILOGY METALS INC NEW | COM | 89621C105 | 628 | 500,040 | SH | DFND | 1 | 500,040 | 0 | 0 | |
TRONOX LTD | SHS CL A | Q9235V101 | 13,369 | 725,000 | SH | DFND | 1 | 725,000 | 0 | 0 | |
ULTRA PETROLEUM CORP | COM NEW | 903914208 | 8,340 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
ULTRA PETROLEUM CORP | COM NEW | 903914208 | 2,085 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
WMIH CORP | COM | 92936P100 | 9,940 | 7,000,000 | SH | DFND | 1 | 7,000,000 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 11,512 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
XEROX CORP | COM NEW | 984121608 | 20,866 | 725,000 | SH | Call | DFND | 1 | 725,000 | 0 | 0 |