The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AETNA INC NEW COM 00817Y108 27,059 150,000 SH   DFND 1 150,000 0 0
ALTABA INC COM 021346101 85,307 1,221,284 SH   DFND 1 1,221,284 0 0
ATHENE HLDG LTD CL A G0684D107 2,586 50,000 SH Call DFND 1 50,000 0 0
BBX CAP CORP NEW CL A 05491N104 11,955 1,500,000 SH   DFND 1 1,500,000 0 0
BRIGHTHOUSE FINL INC COM 10922N103 14,660 250,000 SH   DFND 1 250,000 0 0
CARS COM INC COM 14575E105 72,100 2,500,000 SH   DFND 1 2,500,000 0 0
CARS COM INC COM 14575E105 8,695 301,500 SH Call DFND 1 301,500 0 0
CARS COM INC COM 14575E105 14,276 495,000 SH Put DFND 1 495,000 0 0
DELL TECHNOLOGIES INC COM CL V 24703L103 10,160 125,000 SH   DFND 1 125,000 0 0
DOWDUPONT INC COM 26078J100 4,451 62,500 SH   DFND 1 62,500 0 0
ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 9,594 905,000 SH   DFND 1 905,000 0 0
ESPERION THERAPEUTICS INC NE COM 29664W105 1,646 25,000 SH   DFND 1 25,000 0 0
ESTRE AMBIENTAL INC SHS G3206V100 4,926 600,000 SH   DFND 1 600,000 0 0
EXELA TECHNOLOGIES INC COM 30162V102 11,091 2,153,625 SH   DFND 1 2,153,625 0 0
FGL HLDGS *W EXP 11/30/202 G3402M110 558 360,000 SH   DFND 1 360,000 0 0
FINTECH ACQUISITION CORP II UNIT 99/99/9999 31810G208 7,875 750,000 SH   DFND 1 750,000 0 0
GLOBALSTAR INC COM 378973408 983 750,000 SH   DFND 1 750,000 0 0
GRAPHIC PACKAGING HLDG CO COM 388689101 10,073 652,000 SH   DFND 1 652,000 0 0
GTT COMMUNICATIONS INC COM 362393100 4,695 100,000 SH   DFND 1 100,000 0 0
INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 10,339 390,000 SH   DFND 1 390,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 15,246 100,000 SH   DFND 1 100,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 53,361 350,000 SH Put DFND 1 350,000 0 0
M III ACQUISITION CORP COM 55378T104 9,113 918,750 SH   DFND 1 918,750 0 0
M III ACQUISITION CORP *W EXP 10/10/202 55378T112 726 918,750 SH   DFND 1 918,750 0 0
MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 5,075 500,000 SH   DFND 1 500,000 0 0
NOMAD FOODS LTD USD ORD SHS G6564A105 23,251 1,375,000 SH   DFND 1 1,375,000 0 0
NRG ENERGY INC COM NEW 629377508 7,120 250,000 SH Call DFND 1 250,000 0 0
NXP SEMICONDUCTORS N V COM N6596X109 11,709 100,000 SH   DFND 1 100,000 0 0
OBSIDIAN ENERGY LTD COM 674482104 2,877 2,320,000 SH   DFND 1 2,320,000 0 0
PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 2,580 250,000 SH   DFND 1 250,000 0 0
PG&E CORP COM 69331C108 6,725 150,000 SH   DFND 1 150,000 0 0
PLATFORM SPECIALTY PRODS COR COM 72766Q105 29,760 3,000,000 SH   DFND 1 3,000,000 0 0
QUALCOMM INC COM 747525103 6,402 100,000 SH   DFND 1 100,000 0 0
SEAWORLD ENTMT INC COM 81282V100 8,142 600,000 SH Call DFND 1 600,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 26,686 100,000 SH   DFND 1 100,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 93,401 350,000 SH Put DFND 1 350,000 0 0
SPROUTS FMRS MKT INC COM 85208M102 3,653 150,000 SH Put DFND 1 150,000 0 0
TIME WARNER INC COM NEW 887317303 68,603 750,000 SH   DFND 1 750,000 0 0
TIME WARNER INC COM NEW 887317303 38,417 420,000 SH Call DFND 1 420,000 0 0
TRILOGY METALS INC NEW COM 89621C105 1,104 998,807 SH   DFND 1 998,807 0 0
TRONOX LTD SHS CL A Q9235V101 5,128 250,000 SH Call DFND 1 250,000 0 0
ULTRA PETROLEUM CORP COM NEW 903914208 19,253 2,125,000 SH   DFND 1 2,125,000 0 0
ULTRA PETROLEUM CORP COM NEW 903914208 9,060 1,000,000 SH Call DFND 1 1,000,000 0 0
VOYA FINL INC COM 929089100 6,184 125,000 SH Put DFND 1 125,000 0 0
WMIH CORP COM 92936P100 4,008 4,720,782 SH   DFND 1 4,720,782 0 0