The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AETNA INC NEW | COM | 00817Y108 | 2,976 | 24,000 | SH | OTR | 1 | 24,000 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 5,040 | 24,000 | SH | OTR | 1 | 24,000 | 0 | 0 | |
| AXALTA COATING SYS LTD | COM | G0750C108 | 7,834 | 288,000 | SH | OTR | 1 | 288,000 | 0 | 0 | |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 223 | 8,750 | SH | OTR | 1 | 8,750 | 0 | 0 | |
| CABOT OIL & GAS CORP | COM | 127097103 | 8,877 | 380,000 | SH | Call | OTR | 1 | 380,000 | 0 | 0 |
| CABOT OIL & GAS CORP | COM | 127097103 | 32,120 | 1,375,000 | SH | Put | OTR | 1 | 1,375,000 | 0 | 0 |
| CF CORP | UNIT 99/99/9999E | G20307123 | 7,538 | 720,000 | SH | OTR | 1 | 720,000 | 0 | 0 | |
| CONYERS PK ACQUISITION | CL A COM | 212894109 | 10,416 | 960,000 | SH | OTR | 1 | 960,000 | 0 | 0 | |
| DEPOMED INC | COM | 249908104 | 12,542 | 696,000 | SH | OTR | 1 | 696,000 | 0 | 0 | |
| ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 9,320 | 920,000 | SH | OTR | 1 | 920,000 | 0 | 0 | |
| GLOBALSTAR INC | COM | 378973408 | 326 | 206,171 | SH | OTR | 1 | 206,171 | 0 | 0 | |
| HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 1,935 | 192,000 | SH | OTR | 1 | 192,000 | 0 | 0 | |
| HUMANA INC | COM | 444859102 | 9,793 | 48,000 | SH | OTR | 1 | 48,000 | 0 | 0 | |
| HUMANA INC | COM | 444859102 | 24,484 | 120,000 | SH | Call | OTR | 1 | 120,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 33,713 | 250,000 | SH | Call | OTR | 1 | 250,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 33,713 | 250,000 | SH | Put | OTR | 1 | 250,000 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 8,655 | 100,000 | SH | Put | OTR | 1 | 100,000 | 0 | 0 |
| KEY ENERGY SVCS INC DEL | COM | 49309J103 | 8,575 | 268,377 | SH | OTR | 1 | 268,377 | 0 | 0 | |
| KRATON CORPORATION | COM | 50077C106 | 1,114 | 39,113 | SH | OTR | 1 | 39,113 | 0 | 0 | |
| M III ACQUISITION CORP | COM | 55378T104 | 9,068 | 918,750 | SH | OTR | 1 | 918,750 | 0 | 0 | |
| MYLAN N V | SHS EURO | N59465109 | 9,156 | 240,000 | SH | Call | OTR | 1 | 240,000 | 0 | 0 |
| NII HLDGS INC | COM PAR $0.001 | 62913F508 | 1,858 | 864,000 | SH | OTR | 1 | 864,000 | 0 | 0 | |
| PANDORA MEDIA INC | COM | 698354107 | 14,208 | 1,089,600 | SH | OTR | 1 | 1,089,600 | 0 | 0 | |
| PATTERSON UTI ENERGY INC | COM | 703481101 | 2,988 | 111,000 | SH | Put | OTR | 1 | 111,000 | 0 | 0 |
| PENN WEST PETE LTD NEW | COM | 707887105 | 4,106 | 2,320,000 | SH | OTR | 1 | 2,320,000 | 0 | 0 | |
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 12,714 | 1,296,000 | SH | OTR | 1 | 1,296,000 | 0 | 0 | |
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 15,598 | 1,590,000 | SH | Call | OTR | 1 | 1,590,000 | 0 | 0 |
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,354 | 240,000 | SH | Put | OTR | 1 | 240,000 | 0 | 0 |
| QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 9,320 | 920,000 | SH | OTR | 1 | 920,000 | 0 | 0 | |
| RALPH LAUREN CORP | CL A | 751212101 | 8,671 | 96,000 | SH | Call | OTR | 1 | 96,000 | 0 | 0 |
| RANGE RES CORP | COM | 75281A109 | 14,191 | 413,000 | SH | Call | OTR | 1 | 413,000 | 0 | 0 |
| RANGE RES CORP | COM | 75281A109 | 37,830 | 1,101,000 | SH | Put | OTR | 1 | 1,101,000 | 0 | 0 |
| RESOURCE CAP CORP | COM NEW | 76120W708 | 7,997 | 960,000 | SH | OTR | 1 | 960,000 | 0 | 0 | |
| REYNOLDS AMERICAN INC | COM | 761713106 | 80,709 | 1,440,200 | SH | OTR | 1 | 1,440,200 | 0 | 0 | |
| ROCKWELL COLLINS INC | COM | 774341101 | 22,262 | 240,000 | SH | OTR | 1 | 240,000 | 0 | 0 | |
| ROCKWELL COLLINS INC | COM | 774341101 | 17,810 | 192,000 | SH | Call | OTR | 1 | 192,000 | 0 | 0 |
| ROCKWELL COLLINS INC | COM | 774341101 | 17,810 | 192,000 | SH | Put | OTR | 1 | 192,000 | 0 | 0 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | 6,059 | 560,000 | SH | Put | OTR | 1 | 560,000 | 0 | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 402 | 1,800 | SH | OTR | 1 | 1,800 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 55,883 | 250,000 | SH | Call | OTR | 1 | 250,000 | 0 | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,153 | 287,000 | SH | Put | OTR | 1 | 287,000 | 0 | 0 |
| TIME WARNER INC | COM NEW | 887317303 | 32,434 | 336,000 | SH | OTR | 1 | 336,000 | 0 | 0 | |
| TRANSOCEAN LTD | REG SHS | H8817H100 | 4,275 | 290,000 | SH | Put | OTR | 1 | 290,000 | 0 | 0 |
| TRILOGY METALS INC NEW | COM | 89621C105 | 523 | 1,064,507 | SH | OTR | 1 | 1,064,507 | 0 | 0 | |
| WASTE CONNECTIONS INC | COM | 94106B101 | 9,431 | 120,000 | SH | OTR | 1 | 120,000 | 0 | 0 | |
| WMIH CORP | COM | 92936P100 | 3,009 | 1,941,365 | SH | OTR | 1 | 1,941,365 | 0 | 0 | |
| XEROX CORP | COM | 984121103 | 1,676 | 192,000 | SH | OTR | 1 | 192,000 | 0 | 0 | |
| YAHOO INC | COM | 984332106 | 46,846 | 1,211,434 | SH | OTR | 1 | 1,211,434 | 0 | 0 | |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 11,880 | 720,000 | SH | OTR | 1 | 720,000 | 0 | 0 | |