0001086377-13-000001.txt : 20130315
0001086377-13-000001.hdr.sgml : 20130315
20130315172125
ACCESSION NUMBER: 0001086377-13-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130314
FILED AS OF DATE: 20130315
DATE AS OF CHANGE: 20130315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRAY KERRY P
CENTRAL INDEX KEY: 0001086377
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33618
FILM NUMBER: 13695226
MAIL ADDRESS:
STREET 1: C/O ULURU INC.
STREET 2: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULURU INC.
CENTRAL INDEX KEY: 0001168220
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 412118656
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0913
BUSINESS ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 214-905-5145
MAIL ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: OXFORD VENTURES INC
DATE OF NAME CHANGE: 20020225
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-14
0
0001168220
ULURU INC.
ULUR
0001086377
GRAY KERRY P
C/O ULURU INC.
4452 BELTWAY DRIVE
ADDISON
TX
75001
1
1
1
0
Chief Executive Officer
Common Stock
2013-03-14
4
P
0
1000000
0.4
A
1256893
D
Common Stock
100000
I
By Kerry P. Gray, Trustee for the benefit of Michael J. Gray and Lindsay K. Gray
Warrant
0.6
2013-03-14
4
P
0
600000
0.6
A
2013-09-10
2018-03-14
Common Stock
600000
600000
D
Warrant
1.08
2011-07-28
2016-07-28
Common Stock
34722
34722
D
Convertible Promissory Note
1.08
2011-07-28
2014-07-28
Common Stock
115741
115741
D
Warrant
1.2
2011-06-13
2016-06-13
Common Stock
35000
35000
D
Convertible Promissory Note
1.2
2011-06-13
2014-06-13
Common Stock
116667
116667
D
On March 14, 2013, Mr. Gray purchased from the Company 1,000,000 shares of common stock at a price of $0.40 per share. The purchase will take place at the following four closings over the next twelve months: (i) 200,000 shares of common stock will be purchased at a price of $80,000 at the initial closing on March 14, 2013, (ii) 250,000 shares of common stock will be purchased at a price of $100,000 on July 14, 2013, (iii) 300,000 shares of common stock will be purchased at a price of $120,000 on November 14, 2013, and (iv) 250,000 shares of common stock will be purchased at a price of $100,000 on March 14, 2014. In connection with his purchase of the Company's common stock, Mr. Gray was also issued a warrant to acquire up to 600,000 shares of the Company's common stock at a fixed exercise price of $0.60 per share. The warrant will become excercisable on September 10, 2013 subject to payment of the sums described above and has an expiration date of March 14, 2018.
Includes 50,000 shares of common stock held by Kerry P. Gray, Trustee for the benefit of Michael J. Gray and 50,000 shares of common stock held by Kerry P. Gray, Trustee for the benefit of Lindsay K. Gray. Mr. Gray disclaims beneficial ownership of such shares of common stock.
On July 28, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $125,000. The principal amount of the convertible promissory note is convertible into shares of the Company's common stock at a price of $1.08 per share. In connection with his purchase of the convertible promissory note, Mr. Gray was also issued a warrant to acquire up to 34,722 shares of the Company's common stock at a fixed exercise price of $1.08 per share with an expiration date of July 28, 2016.
On June 13, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $140,000. The principal amount of the convertible promissory note is convertible into shares of the Company's common stock at a price of $1.20 per share. In connection with his purchase of the convertible promissory note, Mr. Gray was also issued a warrant to acquire up to 35,000 shares of the Company's common stock at a fixed exercise price of $1.20 per share with an expiration date of June 13, 2016.
/s/ Kerry P. Gray
2013-03-15