0001086377-13-000001.txt : 20130315 0001086377-13-000001.hdr.sgml : 20130315 20130315172125 ACCESSION NUMBER: 0001086377-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY KERRY P CENTRAL INDEX KEY: 0001086377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 13695226 MAIL ADDRESS: STREET 1: C/O ULURU INC. STREET 2: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU INC. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 0913 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-14 0 0001168220 ULURU INC. ULUR 0001086377 GRAY KERRY P C/O ULURU INC. 4452 BELTWAY DRIVE ADDISON TX 75001 1 1 1 0 Chief Executive Officer Common Stock 2013-03-14 4 P 0 1000000 0.4 A 1256893 D Common Stock 100000 I By Kerry P. Gray, Trustee for the benefit of Michael J. Gray and Lindsay K. Gray Warrant 0.6 2013-03-14 4 P 0 600000 0.6 A 2013-09-10 2018-03-14 Common Stock 600000 600000 D Warrant 1.08 2011-07-28 2016-07-28 Common Stock 34722 34722 D Convertible Promissory Note 1.08 2011-07-28 2014-07-28 Common Stock 115741 115741 D Warrant 1.2 2011-06-13 2016-06-13 Common Stock 35000 35000 D Convertible Promissory Note 1.2 2011-06-13 2014-06-13 Common Stock 116667 116667 D On March 14, 2013, Mr. Gray purchased from the Company 1,000,000 shares of common stock at a price of $0.40 per share. The purchase will take place at the following four closings over the next twelve months: (i) 200,000 shares of common stock will be purchased at a price of $80,000 at the initial closing on March 14, 2013, (ii) 250,000 shares of common stock will be purchased at a price of $100,000 on July 14, 2013, (iii) 300,000 shares of common stock will be purchased at a price of $120,000 on November 14, 2013, and (iv) 250,000 shares of common stock will be purchased at a price of $100,000 on March 14, 2014. In connection with his purchase of the Company's common stock, Mr. Gray was also issued a warrant to acquire up to 600,000 shares of the Company's common stock at a fixed exercise price of $0.60 per share. The warrant will become excercisable on September 10, 2013 subject to payment of the sums described above and has an expiration date of March 14, 2018. Includes 50,000 shares of common stock held by Kerry P. Gray, Trustee for the benefit of Michael J. Gray and 50,000 shares of common stock held by Kerry P. Gray, Trustee for the benefit of Lindsay K. Gray. Mr. Gray disclaims beneficial ownership of such shares of common stock. On July 28, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $125,000. The principal amount of the convertible promissory note is convertible into shares of the Company's common stock at a price of $1.08 per share. In connection with his purchase of the convertible promissory note, Mr. Gray was also issued a warrant to acquire up to 34,722 shares of the Company's common stock at a fixed exercise price of $1.08 per share with an expiration date of July 28, 2016. On June 13, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $140,000. The principal amount of the convertible promissory note is convertible into shares of the Company's common stock at a price of $1.20 per share. In connection with his purchase of the convertible promissory note, Mr. Gray was also issued a warrant to acquire up to 35,000 shares of the Company's common stock at a fixed exercise price of $1.20 per share with an expiration date of June 13, 2016. /s/ Kerry P. Gray 2013-03-15