0000108634-22-000012.txt : 20220913
0000108634-22-000012.hdr.sgml : 20220913
20220913103424
ACCESSION NUMBER: 0000108634-22-000012
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20220824
DATE AS OF CHANGE: 20220913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WULFF, HANSEN & CO.
CENTRAL INDEX KEY: 0000108634
IRS NUMBER: 940993720
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1230
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01256
FILM NUMBER: 221239978
BUSINESS ADDRESS:
STREET 1: 100 SMITH RANCH ROAD, SUITE 330
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 415-202-6650
MAIL ADDRESS:
STREET 1: 100 SMITH RANCH ROAD, SUITE 330
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
FORMER COMPANY:
FORMER CONFORMED NAME: WULFF HANSEN & CO /BD
DATE OF NAME CHANGE: 20020129
MA/A
1
primary_doc.xml
MA/A
0000108634
XXXXXXXX
Chris
Charles
ccharles@wulffhansen.com
WULFF, HANSEN & CO.
908
94-0993720
866-00191-00
867-01256
008-00292
908
908
CA
100 Smith Ranch Road Suite 330
San Rafael
CA
94903
415-421-8900
N
wulffhansen.com
Christopher
Donald
Charles
100 Smith Ranch Road, Suite 330
San Rafael
CA
94903
4154218900
ccharles@wulffhansen.com
Add
Global Relay
220 Cambie St
Vancouver
A1
v6b2m9
6044846630
Electronic communications archive
December
CA
04-20-1931
N
10
7
5
1
0
20
Municipal Entities
Non-profit organizations
Corporations or other businesses
Other
Persons or organizations considering formation of a municipal entity or becoming an obligated person
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Solicitation Of IAB
Advice On Selection
Other
Advice concerning continuing disclosure and a wide variety of financial and operational matters
Y
Y
Y
N
Other municipal advisor
1
NewAdd
Other municipal advisor
Steven Gortler
Steven Gortler
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
Y
Y
N
Y
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
Y
N
Christopher
Donald
Charles
President, CCO
07-29-2002
E
Y
709131
Dennis
Henry
Steinkamp
5%+ Shareholder
03-20-2018
A
N
1356304
Kim
B
Tu
FINOP
10-01-2019
NA
Y
2047262
Christopher
Donald
Charles
President, CCO
07-29-2002
E
Y
709131
Dennis
Henry
Steinkamp
5%+ Shareholder
03-20-2018
A
N
1356304
Kim
B
Tu
FINOP
10-01-2019
NA
Y
2047262
9-C1
9-C2
9-C4
Wulff, Hansen & Co.
908
118097
9-E2
Wulff, Hansen & Co.
908
118097, 118098, 138620, 1553736
1
9-E2
Kim
B
Tu
N
2047262
Kim Tu
2047262
C01010014
1
9-E2
Kim
B
Tu
N
2047262
Kim Tu
2047262
C01030027
Christopher Charles
Christopher Charles
President
08-24-2022
908
N
N
N
N
N
Y
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N