MA-I/A 0000108634 XXXXXXXX Chris Charles 4152026650 ccharles@wulffhansen.com N N Christopher Donald Charles 709131 N 1 0000108634 WULFF, HANSEN & CO. 07-01-2014 N 867-01256 LOCATED SUPERVISED 07-01-2014 100 Smith Ranch Road, Suite 330 SAN Rafael CA 94903 01-1980 Wulff, Hansen & Co. San Rafael CA 94903 Y Y President since 2002. Note: Actual date of employment was 11/27/1979 but advised by counsel in OMS that EDGAR system will not accept dates prior to Jan 1980. Y 11-2007 C.A. Botzum 18321 Hillcrest Ave Villa Park CA 92861 N Y Broker/dealer PRINCIPAL 1 CONTINUING EDUCATION , yearly average l0-15 minutes per month 10-2015 NATIONAL SOCIETY OF COMPLIANCE PROFESSIONALS 22 Kent Road Cornwall Bridge CT 06754 N N Professional association Member, Board of Directors 3 Director 09-2017 Mcclurg Capital Corporation 950 Northgate Suite 301 San Rafael CA 94903 N Y Broker/dealer and registered investment advisor Registered representative, retail 4 Retail brokerage services 01-1980 Wulff, Hansen & Co. 100 Smith Ranch Road, Suite 330 San Rafael CA 94903 Y Y Municipal Advisor, Broker/Dealer, Registered Investment Advisor President and CEO, CCO 160 Responsibilities in addition to municipal advisory activities include broker/dealer activities and registered investment advisor activities Hourly total above includes all three types of activity. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-23-2020 Christopher Charles President