0000899243-20-012094.txt : 20200505
0000899243-20-012094.hdr.sgml : 20200505
20200505184703
ACCESSION NUMBER: 0000899243-20-012094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200501
FILED AS OF DATE: 20200505
DATE AS OF CHANGE: 20200505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTSON THOMAS S
CENTRAL INDEX KEY: 0001086248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35538
FILM NUMBER: 20850578
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: T-33
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group Inc.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
FORMER COMPANY:
FORMER CONFORMED NAME: Carlyle Group L.P.
DATE OF NAME CHANGE: 20110801
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-01
0
0001527166
Carlyle Group Inc.
CG
0001086248
ROBERTSON THOMAS S
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW
WASHINGTON
DC
20004
1
0
0
0
Common Stock
2020-05-01
4
A
0
5411
0.00
A
47945
D
On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc.
These securities are restricted stock unit awards granted under The Carlyle Group Inc. 2012 Amended & Restated Equity Incentive Plan. These securities will vest on May 1, 2021, subject to Dr. Robertson's continued service on the board of directors of The Carlyle Group Inc. on such vesting date.
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed to be an admission that the Reporting Person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of the Reporting Person's pecuniary interest in such interests.
Jeffrey W. Ferguson, by power of attorney for Thomas S. Robertson
2020-05-05