0001235468-21-000085.txt : 20210219 0001235468-21-000085.hdr.sgml : 20210219 20210219172924 ACCESSION NUMBER: 0001235468-21-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS GEORGE H CENTRAL INDEX KEY: 0001085715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 21657351 MAIL ADDRESS: STREET 1: 2911 TURTLE CREEK BOULEVARD STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 wf-form4_161377371439630.xml FORM 4 X0306 4 2021-02-17 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001085715 ELLIS GEORGE H C/O LIQUIDITY SERVICES, INC. 6931 ARLINGTON ROAD, SUITE 200 BETHESDA MD 20814 1 0 0 0 Common Stock 2021-02-17 4 S 0 5181 19.25 D 27614 D Common Stock 1160 I I.R.A. Stock Option 42.31 2013-02-01 2022-02-01 Common Stock 5328.0 5328 D Stock Option 40.11 2014-02-01 2023-02-01 Common Stock 5954.0 5954 D Stock Option 21.53 2015-02-01 2024-02-01 Common Stock 13144.0 13144 D Stock Option 6.29 2017-02-01 2026-02-01 Common Stock 44192.0 44192 D Restricted Stock Grant 2022-02-01 Common Stock 4655.0 4655 D George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. These restricted stock units vest on February 1, 2022. /s/ Mark A. Shaffer, by power of attorney 2021-02-19