DEFA14A 1 d339997ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.     )

 

Filed by the Registrant x                            Filed by a Party other than the Registrant ¨

Check the appropriate box:

 

¨ Preliminary Proxy Statement

 

¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

¨ Definitive Proxy Statement

 

x Definitive Additional Materials

 

¨ Soliciting Material Pursuant to §240.14a-12

 

 

ICG Group, Inc.

(Name of the Registrant as Specified In Its Charter)

 

 

 

  

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

 

x No fee required.

 

¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.

 

  (1) Title of each class of securities to which transaction applies:

 

 

  

 

  (2) Aggregate number of securities to which transaction applies:

 

 

  

 

  (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined):

 

 

  

 

  (4) Proposed maximum aggregate value of transaction:

 

 

  

 

  (5) Total fee paid:

 

 

  

 

 

¨ Fee paid previously with preliminary materials.

 

¨ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

  (1) Amount Previously Paid:

 

 

  

 

  (2) Form, Schedule or Registration Statement No.:

 

 

  

 

  (3) Filing Party:

 

 

  

 

  (4) Date Filed:

 

 

  

 


*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on June 15, 2012

 

               
    

 

ICG GROUP, INC.

 

 

 

 

LOGO

 

ICG GROUP, INC.

690 LEE ROAD

SUITE 310

WAYNE, PA 19087

   

Meeting Information

 

Meeting Type: Annual Meeting

 

For Holders As Of: April 19, 2012

 

Date: June 15, 2012    Time: 10:00 AM ET

 

Location:   The Radnor Hotel

591 East Lancaster Avenue

St. Davids, PA 19087

 

    
           
 

LOGO

    

 

You are receiving this communication because you hold shares of ICG Common Stock.

      

 

Materials related to ICG’s annual meeting are now available. We urge you to access and review these materials and then cast your vote. You can access the proxy materials on the Internet or request paper or e-mail copies (see reverse side).

 

This communication presents an overview of a more complete set of proxy materials that are now available to you on the Internet. We encourage you to access and review all of the important information contained in these materials before voting.

 

The proxy materials are available on the Internet at www.proxyvote.com. If you want to receive a paper or e-mail copy of these materials, you must request one. There is no charge to you for requesting a copy. Please make your request for a copy as instructed on the reverse side on or before June 1, 2012 to facilitate timely delivery.

 

        

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 

  


— Before You Vote —

How to Access the Proxy Materials

 

       

 

Proxy Materials Available to VIEW or RECEIVE:

 

NOTICE AND PROXY STATEMENT            ANNUAL REPORT            FORM 10-K

 

How to View Online:

 

Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com.

 

How to Request and Receive a PAPER or E-MAIL Copy:

 

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

 

1) BY INTERNET:        www.proxyvote.com

 

2) BY TELEPHONE:    1 -800-579-1639

 

3) BY E-MAIL*:            sendmaterial@proxyvote.com

 

*  If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow LOGO (located on the following page) in the subject line.

 

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before June 1, 2012 to facilitate timely delivery.

 

     
         
     

 

— How To Vote —

Please Choose One of the Following Voting Methods

 

   
LOGO    

 

Vote In Person: If you want to vote in person at ICG’s annual meeting, you must bring a government-issued picture identification with you. If you hold shares through an account with a bank or a broker, you must obtain a proxy card from your bank or broker and bring that proxy card to the annual meeting, together with a copy of your bank or brokerage statement reflecting your stock ownership as of April 19, 2012.

     
   

 

Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow LOGO available and follow the instructions. You may vote by Internet up until 11:59 p.m. ET on June 14, 2012.

     
   

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 

     
         


   Voting Items                  
 

 

THE BOARD OF DIRECTORS RECOMMENDS

            
  A VOTE “FOR” ALL NOMINEES LISTED IN
  ITEM 1, AND “FOR” ITEMS 2 AND 3.
 

 

Vote on Directors

        
 

1.      Election of Directors

        
 

1a.    David J. Adelman

        
 

1b.    David J. Berkman

        
 

1c.    David K. Downes

        
 

 

Vote on Proposals

        
 

 

2.      Ratification of KPMG LLP as ICG’s independent registered public accountant for the year ending December 31, 2012.

  
 

 

3.      Approval, on an advisory basis, of the compensation of ICG’s named executive officers.

  
          
          
          
          
          
          
          
LOGO           


                
            
          
          
          
          
          
          
          
 

 

        
 

 

        
          
          
          
LOGO