-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2L4Z+3PmwkU6BfFkekiXQABjOOCTucWQYCJNkRNh/6ll6ZRqN6uSbTkQ2Ka9rO1 ch8KF0U0Hml+T/hRPE4ggg== 0001193125-04-000188.txt : 20040102 0001193125-04-000188.hdr.sgml : 20040101 20040102145932 ACCESSION NUMBER: 0001193125-04-000188 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040102 GROUP MEMBERS: ICG HOLDINGS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA COM INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58749 FILM NUMBER: 04501113 BUSINESS ADDRESS: STREET 1: 1260 MERCER ST CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062825170 MAIL ADDRESS: STREET 1: C/O VENTURE LAW GROUP STREET 2: 4750 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNET CAPITAL GROUP INC CENTRAL INDEX KEY: 0001085621 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 232996071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 690 LEE ROAD STREET 2: SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-727-6900 MAIL ADDRESS: STREET 1: 690 LEE ROAD STREET 2: SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 SC 13D/A 1 dsc13da.htm ONVIA.COM, INC. - SC13D AMENDMENT #4 ONVIA.COM, Inc. - SC13D Amendment #4

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under The Securities Exchange Act of 1934

(Amendment No. 4)*

 

ONVIA.COM, INC.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

68338T 10 6


(CUSIP Number)

 

Suzanne L. Niemeyer, Esq.

Managing Director and General Counsel

Internet Capital Group, Inc.

690 Lee Road

Suite 310

Wayne, Pennsylvania 19087

(610) 727-6900


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

Copy to:

Christopher G. Karras, Esq.

Dechert

4000 Bell Atlantic Tower

1717 Arch Street

Philadelphia, Pennsylvania 19103-2793

 

December 19, 2003


(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.    ¨

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

This information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 68338T 10 6

 


  1.  

Name of Reporting Persons I.R.S. Identification Nos. of Above Person

 

Internet Capital Group, Inc. 23-2996071

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds (See Instructions)

 

OO

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

        0


  8.    Shared Voting Power

 

        1,559,481


  9.    Sole Dispositive Power

 

        0


10.    Shared Dispositive Power

 

        1,559,481


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,559,481

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

20.3%

   

14.  

Type of Reporting Person (See Instructions)

 

CO

   

 

Page 2 of 7


CUSIP NO. 68338T 10 6

 


  1.  

Name of Reporting Persons I.R.S. Identification Nos. of Above Person

 

ICG Holdings, Inc. 51-0396570

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds (See Instructions)

 

OO

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

        0


  8.    Shared Voting Power

 

        1,559,481


  9.    Sole Dispositive Power

 

        0


10.    Shared Dispositive Power

 

        1,559,481


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,559,481

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

20.3%

   

14.  

Type of Reporting Person (See Instructions)

 

CO

   

 

Page 3 of 7


This Amendment No. 4 to the Statement on Schedule 13D (this “Amendment”) amends the statement previously filed on March 24, 2000, as amended on December 31, 2001, August 23, 2002 and September 23, 2003 and relates to the Common Stock, par value $0.0001 per share (the “Common Stock”), of Onvia.com, Inc., a Delaware corporation (the “Issuer”).

 

The Statement on Schedule 13D is hereby amended and supplemented as follows:

 

ITEM 5.   INTEREST IN SECURITIES OF THE ISSUER

 

(a) – (b) The Reporting Persons each may be deemed to be the beneficial owner with shared power to vote and dispose of a total of 1,559,481 shares of Common Stock (or 21.0% of the outstanding Common Stock) as calculated in accordance with Rule 13d-3(d).

 

(c) The Reporting Persons have sold a total of 107,300 shares of Common Stock in the open market as follows: the Reporting Persons sold 37,900 shares for an average price per share of $4.7763 on December 15, 2003; the Reporting Persons sold 1,200 shares for an average price per share of $4.505 on December 18, 2003; the Reporting Persons sold 52,700 shares for an average price per share of $4.4092 on December 19, 2003; the Reporting Persons sold 6,100 shares for an average price per share of $4.4138 on December 22, 2003; the Reporting Persons sold 1,600 shares for an average price per share of $4.4341 on December 23, 2003; the Reporting Persons sold 7,800 shares for an average price per share of $4.4151 on December 26, 2003; and the Reporting Persons sold 51,700 shares for an average price per share of $4.40 on December 29, 2003.

 

Page 4 of 7


Signature

 

After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated December 31, 2003

     

INTERNET CAPITAL GROUP, INC.

            By:   /s/    Suzanne L. Niemeyer        
             
           

Suzanne L. Niemeyer

Managing Director, General Counsel & Secretary

 

Dated December 31, 2003

     

ICG HOLDINGS, INC.

            By:   /s/    Suzanne L. Niemeyer        
             
           

Suzanne L. Niemeyer

Vice President and Secretary

 

Page 5 of 7


SCHEDULE I

INTERNET CAPITAL GROUP, INC.

 

Name


 

Present Principal Employment


 

Business Address


EXECUTIVE OFFICERS        
Walter W. Buckley, III  

Chairman, President & Chief

Executive Officer

 

Internet Capital Group, Inc.

690 Lee Road, Suite 310

Wayne, PA 19087

Anthony P. Dolanski   Chief Financial Officer  

Internet Capital Group, Inc.

690 Lee Road, Suite 310

Wayne, PA 19087

DIRECTORS        
Walter W. Buckley, III   (same as above)   (same as above)
Robert E. Keith, Jr.  

President & Chief Executive

Officer

 

TL Ventures

700 Building

435 Devon Park Drive

Wayne, PA 19087

David Berkman   Managing Partner  

Liberty Associated Partners, L.P.

3 Bala Plaza

Suite 502

Bala Cynwyd, PA 19004

David K. Downes   Retired  

c/o Internet Capital Group

690 Lee Road, Suite 310

Wayne, PA 19087

Warren V. Musser   Managing Director  

The Musser Group

Building 500

435 Devon Park Drive

Wayne, PA 19087

Thomas P. Gerrity   Professor of Management  

The Wharton School

University of Pennsylvania

1000 Steinberg Hall

Philadelphia, PA 19104

Michael D. Zisman  

Vice President, Corporate

Strategy

 

International Business Machines

Corporation

55 Cambridge Parkway

Cambridge, MA 02142

Philip J. Ringo  

Chairman and Chief Executive

Officer

 

RubberNetwork.com, LLC

3003 Summit Boulevard NE

Suite 1400

Atlanta, GA 30319

 

 

Page 6 of 7


SCHEDULE II

ICG HOLDINGS, INC.

 

Name


 

Present Principal Employment


 

Business Address


EXECUTIVE OFFICERS        
Walter W. Buckley, III   President  

Internet Capital Group, Inc.

690 Lee Road, Suite 310

Wayne, PA 19087

Anthony P. Dolanski   Chief Financial Officer  

Internet Capital Group, Inc.

690 Lee Road, Suite 310

Wayne, PA 19087

DIRECTORS        
Walter W. Buckley, III   (same as above)   (same as above)
Suzanne L. Niemeyer   General Counsel, Managing Director & Secretary  

Internet Capital Group, Inc.

690 Lee Road, Suite 310

Wayne, PA 19087

Philip A. Rooney   Vice President  

Internet Capital Group, Inc.

690 Lee Road, Suite 310

Wayne, PA 19087

 

Page 7 of 7

EX-1 3 dex1.htm JOINT FILING AGREEMENT Joint Filing Agreement

Exhibit 1

 

Joint Filing Agreement

 

The undersigned parties hereby agree that the Schedule 13D filed herewith (and any amendments thereto) relating to the Common Stock of Onvia.com, Inc. is being filed jointly on behalf of each of them with the Securities and Exchange Commission pursuant to Section 13(d) of the Securities Act of 1934, as amended.

 

Dated    December 31, 2003

     

INTERNET CAPITAL GROUP, INC.

            By:  

/s/    Suzanne L. Niemeyer        

             
           

Suzanne L. Niemeyer

Managing Director, General Counsel & Secretary

 

Dated    December 31, 2003

     

ICG HOLDINGS, INC.

            By:  

/s/    Suzanne L. Niemeyer        

             
           

Suzanne L. Niemeyer

Vice President and Secretary

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