0001181431-12-014789.txt : 20120306 0001181431-12-014789.hdr.sgml : 20120306 20120306164525 ACCESSION NUMBER: 0001181431-12-014789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120302 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKMAN DAVID J CENTRAL INDEX KEY: 0001185514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16249 FILM NUMBER: 12671114 MAIL ADDRESS: STREET 1: 690 LEE ROAD STREET 2: SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICG GROUP, INC. CENTRAL INDEX KEY: 0001085621 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 232996071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD STREET 2: SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-727-6900 MAIL ADDRESS: STREET 1: 690 LEE ROAD STREET 2: SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: INTERNET CAPITAL GROUP INC DATE OF NAME CHANGE: 19990430 4 1 rrd335719.xml BERKMAN FORM 4 ANNUAL GRANT 030212 X0304 4 2012-03-02 0 0001085621 ICG GROUP, INC. ICGE 0001185514 BERKMAN DAVID J C/O ICG GROUP, INC. 690 LEE ROAD, SUITE 310 WAYNE PA 19087 1 0 0 0 Common Stock, par value $.001 per share 2012-03-02 4 A 0 7500 0 A 103961 D This amount represents the right of the Reporting Person to exchange such units for an equivalent number of shares of Common Stock following the date of termination of service or employment of the Reporting Person with the Issuer pursuant to the terms of the ICG Group, Inc. 2005 Omnibus Equity Compensation Plan. This amount includes 41,461 shares of Common Stock that the Reporting Person has the right to receive following the termination of his services as a director pursuant to the terms of the ICG Deferred Stock Unit Program. This amount also includes 47,500 stock units that the Reporting Person has the right to receive following the termination of his service or employment with the Company pursuant to the terms of the ICG Group, Inc. 2005 Omnibus Equity Compensation Plan. David J. Berkman 2012-03-02