0001181431-12-005727.txt : 20120203
0001181431-12-005727.hdr.sgml : 20120203
20120203161040
ACCESSION NUMBER: 0001181431-12-005727
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120202
FILED AS OF DATE: 20120203
DATE AS OF CHANGE: 20120203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKMAN DAVID J
CENTRAL INDEX KEY: 0001185514
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16249
FILM NUMBER: 12570080
MAIL ADDRESS:
STREET 1: 690 LEE ROAD
STREET 2: SUITE 310
CITY: WAYNE
STATE: PA
ZIP: 19087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICG GROUP, INC.
CENTRAL INDEX KEY: 0001085621
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 232996071
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 690 LEE ROAD
STREET 2: SUITE 310
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-727-6900
MAIL ADDRESS:
STREET 1: 690 LEE ROAD
STREET 2: SUITE 310
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNET CAPITAL GROUP INC
DATE OF NAME CHANGE: 19990430
4
1
rrd332386.xml
BERKMAN 020212 OPTION EXERCISE
X0304
4
2012-02-02
0
0001085621
ICG GROUP, INC.
ICGE
0001185514
BERKMAN DAVID J
C/O ICG GROUP, INC.
690 LEE ROAD, SUITE 310
WAYNE
PA
19087
1
0
0
0
Common Stock, par value $.001 per share
2012-02-02
4
M
0
5000
8.60
A
101461
D
Common Stock, par value $.001 per share
2012-02-02
4
S
0
5000
9.50
D
96461
D
Options to Purchase Common Stock
8.60
2012-02-02
4
M
0
5000
0
D
2004-02-12
2012-02-12
Common Stock, par value $.001 per share
5000
0
D
The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b(5)-1 trading plan adopted by the reporting person on December 21, 2011.
This amount includes 41,461 shares of Common Stock that the Reporting Person has the right to receive following the termination of his services as a director pursuant to the terms of the ICG Group, Inc. Deferred Stock Unit Program. This amount also includes 40,000 stock units that the Reporting Person has the right to receive following the termination of his service or employment with the Company pursuant to the terms of the ICG Group, Inc. 2005 Omnibus Equity Compensation Plan.
David J. Berkman
2012-02-02