9999999997-15-001663.txt : 20150226 9999999997-15-001663.hdr.sgml : 20150226 20150226171024 ACCESSION NUMBER: 9999999997-15-001663 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150225 DATE AS OF CHANGE: 20150226 EFFECTIVENESS DATE: 20150225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANCHOR BAY SECURITIES, LLC CENTRAL INDEX KEY: 0001085541 IRS NUMBER: 900391569 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-51763 FILM NUMBER: 15045672 BUSINESS ADDRESS: STREET 1: 5780 FLEET STREET STREET 2: SUITE 308 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-602-3470 MAIL ADDRESS: STREET 1: 5780 FLEET STREET STREET 2: SUITE 308 CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: ANCHOR BAY SECURITIES LLC /BD DATE OF NAME CHANGE: 20011010 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST SECURITIES LLC /BD DATE OF NAME CHANGE: 20011010 X-17A-5 1 9999999997-15-001663.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 15045672 for access to the original document.