9999999997-15-001663.txt : 20150226
9999999997-15-001663.hdr.sgml : 20150226
20150226171024
ACCESSION NUMBER: 9999999997-15-001663
CONFORMED SUBMISSION TYPE: X-17A-5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150225
DATE AS OF CHANGE: 20150226
EFFECTIVENESS DATE: 20150225
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANCHOR BAY SECURITIES, LLC
CENTRAL INDEX KEY: 0001085541
IRS NUMBER: 900391569
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: X-17A-5
SEC ACT: 1934 Act
SEC FILE NUMBER: 008-51763
FILM NUMBER: 15045672
BUSINESS ADDRESS:
STREET 1: 5780 FLEET STREET
STREET 2: SUITE 308
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-602-3470
MAIL ADDRESS:
STREET 1: 5780 FLEET STREET
STREET 2: SUITE 308
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: ANCHOR BAY SECURITIES LLC /BD
DATE OF NAME CHANGE: 20011010
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST SECURITIES LLC /BD
DATE OF NAME CHANGE: 20011010
X-17A-5
1
9999999997-15-001663.paper
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