-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IXIEDworj44xT0m3WxEywlvnxYvZZHKShRckl47g+Drhbxd8eVjq5q+uIJO82l4x OM78SQiV5Blh4suhaAGrXQ== 0001104659-07-050010.txt : 20070626 0001104659-07-050010.hdr.sgml : 20070626 20070626155412 ACCESSION NUMBER: 0001104659-07-050010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070625 FILED AS OF DATE: 20070626 DATE AS OF CHANGE: 20070626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VeriFone Holdings, Inc. CENTRAL INDEX KEY: 0001312073 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 043692546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2099 GATEWAY PLACE STREET 2: SUITE 600 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 232-7800 MAIL ADDRESS: STREET 1: 2099 GATEWAY PLACE STREET 2: SUITE 600 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GTCR GOLDER RAUNER LLC CENTRAL INDEX KEY: 0001105021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32465 FILM NUMBER: 07941233 BUSINESS ADDRESS: STREET 1: 6100 SEARS TOWER CITY: CHICAGO STATE: IL ZIP: 60606-6402 BUSINESS PHONE: 3123822200 MAIL ADDRESS: STREET 1: 6100 SEARS TOWER CITY: CHICAGO STATE: IL ZIP: 60606-6402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GTCR PARTNERS VI L P CENTRAL INDEX KEY: 0001262948 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32465 FILM NUMBER: 07941234 BUSINESS ADDRESS: STREET 1: GTCR GOLDER RAUNER LLC STREET 2: SUITE 6100, SEARS TOWER CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GTCR MEZZANINE PARTNERS LP CENTRAL INDEX KEY: 0001262801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32465 FILM NUMBER: 07941235 BUSINESS ADDRESS: STREET 1: C/O GTCR GOLDER RAUNER LLC STREET 2: SEARS TWR. #6100 CITY: CHICAGO STATE: IL ZIP: 60606-6402 BUSINESS PHONE: 3123822200 MAIL ADDRESS: STREET 1: C/O GTCR GOLDEN RAUNER LLC STREET 2: SEARS TOWER #6100 CITY: CHICAGO STATE: IL ZIP: 60606-6402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GTCR CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001085449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32465 FILM NUMBER: 07941236 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER STREET 2: 6100 SEARS TOWER CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123822200 4 1 a4.xml 4 X0202 4 2007-06-25 0 0001312073 VeriFone Holdings, Inc. PAY 0001085449 GTCR CAPITAL PARTNERS L P 0 0 1 0 0001262801 GTCR MEZZANINE PARTNERS LP C/O GTCR GOLDEN RAUNER LLC SEARS TOWER #6100 CHICAGO IL 60606-6402 0 0 1 0 0001262948 GTCR PARTNERS VI L P 0 0 1 0 0001105021 GTCR GOLDER RAUNER LLC 6100 SEARS TOWER CHICAGO IL 60606-6402 0 0 1 0 Common Stock, par value $0.01 per share 2007-06-25 4 S 0 235165 35.37 D 870712.1 D GTCR Capital Partners, L.P. ("Capital Partners") is the direct beneficial owner of the shares of Common Stock reported in Table I. GTCR Mezzanine Partners, L.P. ("Mezzanine Partners") is the general partner of Capital Partners. GTCR Partners VI, L.P. ("GTCR Partners VI") is the general partner of Mezzanine Partners. GTCR Golder Rauner, L.L.C. ("GTCR") is the general partner of GTCR Partners VI. As such, Mezzanine Partners, GTCR Partners VI and GTCR may be deemed to be beneficial owners of the shares of Common Stock reported in Table I. Mezzanine Partners, GTCR Partners VI and GTCR expressly disclaim beneficial ownership of the shares reported in Table I. The filing of this form shall not be deemed an admission that Mezzanine Partners, GTCR Partners VI or GTCR is, for Section 16 purposes or otherwise, the beneficial owner of such shares. The beneficial ownership information does not include shares held by other stockholders subject to the Stockholders Agreement, dated as of July 1, 2002, by and among VeriFone Holdings, Inc., GTCR Fund VII, L.P., GTCR Co-Invest, L.P., GTCR Capital Partners, L.P., TCW/Crescent Mezzanine Partners III, L.P., TCW/Crescent Mezzanine Trust III, TCW/Crescent Mezzanine Partners III Netherlands, L.P. and TCW Leveraged Income Trust VI, L.P., VF Holding Corp. and the executives party thereto (the "Stockholders Agreement"). Subject to specified conditions, the Stockholders Agreement requires the stockholders who are parties to it to consent to any sale of the Issuer to a non-affiliate of GTCR if the sale is approved by the holders of a majority of the shares subject to the agreement. This provision generally applies to any set of transactions that results in the acquisition, by a person or group of related persons, of substantially all of the assets of the Issuer or of an amount of the Issuer's stock with sufficient voting power to elect a majority of the Issuer's directors. Each of the Reporting Persons expressly disclaim beneficial ownership of such shares held by other stockholders subject to the Stockholders Agreement. The filing of this form shall not be deemed an admission that any Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares. /s/ Steven S. Hall under a Power of Attorney filed as Exhibit 99.1 to the Form 4 filed on September 26, 2005 2007-06-26 -----END PRIVACY-ENHANCED MESSAGE-----