0001405086-24-000056.txt : 20240214 0001405086-24-000056.hdr.sgml : 20240214 20240214094004 ACCESSION NUMBER: 0001405086-24-000056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001085393 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10569 FILM NUMBER: 24633205 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-9500 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Basswood Capital Management LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19990428 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001085393 XXXXXXXX 12-31-2023 12-31-2023 BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10569 000138032 801-72520 Y Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein. MATTHEW LINDENBAUM 212-521-9500 /S/MATTHEW LINDENBAUM NEW YORK NY 02-14-2024 0 102 1549112913 false INFORMATION TABLE 2 basswood-q4-2023-table.xml ALERUS FINL CORP COM 01446U103 1348774 60240 SH SOLE 60240 0 0 ALLSTATE CORP COM 020002101 132001 943 SH SOLE 943 0 0 AMALGAMATED FINANCIAL CORP COM 022671101 34726 1289 SH SOLE 1289 0 0 AMERIPRISE FINL INC COM 03076C106 22208660 58470 SH SOLE 58470 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 19407097 208253 SH SOLE 208253 0 0 AXOS FINANCIAL INC COM 05465C100 14745931 270072 SH SOLE 270072 0 0 BANC OF CALIFORNIA INC COM 05990K106 3373643 251202 SH SOLE 251202 0 0 BANCORP INC DEL COM 05969A105 6798668 176314 SH SOLE 176314 0 0 BANK AMERICA CORP COM 060505104 59504385 1767282 SH SOLE 1767282 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 3669725 147794 SH SOLE 147794 0 0 BLACKROCK INC COM 09247X101 12966881 15973 SH SOLE 15973 0 0 BLACKSTONE INC COM 09260D107 11960589 91358 SH SOLE 91358 0 0 BLUE OWL CAPITAL INC COM CL A 09581B103 295735 19848 SH SOLE 19848 0 0 BREAD FINANCIAL HOLDINGS INC COM 018581108 7262776 220485 SH SOLE 220485 0 0 BURFORD CAP LTD ORD SHS G17977110 6595430 422784 SH SOLE 422784 0 0 CAMDEN NATL CORP COM 133034108 9320913 247699 SH SOLE 247699 0 0 CAPITAL ONE FINL CORP COM 14040H105 31718452 241904 SH SOLE 241904 0 0 CATALYST BANCORP INC COMMON STOCK 14888L101 121907 11246 SH SOLE 11246 0 0 CENTURY CMNTYS INC COM 156504300 26268644 288223 SH SOLE 288223 0 0 CITIGROUP INC COM NEW 172967424 1024685 19920 SH SOLE 19920 0 0 CITIZENS FINL GROUP INC COM 174610105 35017447 1056652 SH SOLE 1056652 0 0 COMERICA INC COM 200340107 5376456 96335 SH SOLE 96335 0 0 DIME CMNTY BANCSHARES INC COM 25432X102 54736809 2032559 SH SOLE 2032559 0 0 DISCOVER FINL SVCS COM 254709108 16467499 146508 SH SOLE 146508 0 0 EAGLE BANCORP INC MD COM 268948106 642736 21325 SH SOLE 21325 0 0 EAST WEST BANCORP INC COM 27579R104 25690395 357059 SH SOLE 357059 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 19582072 391955 SH SOLE 391955 0 0 EVERCORE INC CLASS A 29977A105 14677287 85807 SH SOLE 85807 0 0 F&G ANNUITIES & LIFE INC COMMON STOCK 30190A104 13050384 283704 SH SOLE 283704 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 17050017 334183 SH SOLE 334183 0 0 FIFTH THIRD BANCORP COM 316773100 3228505 93607 SH SOLE 93607 0 0 FINWISE BANCORP COM 31813A109 64924 4537 SH SOLE 4537 0 0 FIRST AMERN FINL CORP COM 31847R102 29328384 455127 SH SOLE 455127 0 0 FIRST BANCORP N C COM 318910106 4562075 123266 SH SOLE 123266 0 0 FIRST BUSEY CORP COM NEW 319383204 6867446 276690 SH SOLE 276690 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 33108827 23333 SH SOLE 23333 0 0 FIRST INTST BANCSYSTEM INC COM 32055Y201 6119865 199020 SH SOLE 199020 0 0 FIRST UTD CORP COM 33741H107 3669864 156098 SH SOLE 156098 0 0 F N B CORP COM 302520101 37059890 2691350 SH SOLE 2691350 0 0 GUILD HLDGS CO CL A 40172N107 7447918 528596 SH SOLE 528596 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 21334849 439079 SH SOLE 439079 0 0 HERITAGE FINL CORP WASH COM 42722X106 4935464 230737 SH SOLE 230737 0 0 HOME BANCSHARES INC COM 436893200 4218408 166538 SH SOLE 166538 0 0 ISHARES TR 20 YR TR BD ETF 464287432 9507708 96154 SH SOLE 96154 0 0 JPMORGAN CHASE & CO COM 46625H100 79861270 469496 SH SOLE 469496 0 0 KB HOME COM 48666K109 6446934 103217 SH SOLE 103217 0 0 KEYCORP COM 493267108 3773 262 SH SOLE 262 0 0 KKR & CO INC COM 48251W104 7698919 92926 SH SOLE 92926 0 0 SPDR SER TR S&P REGL BKG 78464A698 404864 7722 SH Put SOLE 7722 0 0 LAKELAND BANCORP INC COM 511637100 4166062 281681 SH SOLE 281681 0 0 LAZARD LTD SHS A G54050102 13143716 377693 SH SOLE 377693 0 0 LENNAR CORP CL A 526057104 60500254 405933 SH SOLE 405933 0 0 M & T BK CORP COM 55261F104 1831389 13360 SH SOLE 13360 0 0 M/I HOMES INC COM 55305B101 35722731 259349 SH SOLE 259349 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 380028 749 SH Put SOLE 749 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 679382 1339 SH Put SOLE 1339 0 0 MERCHANTS BANCORP IND COM 58844R108 25370995 595843 SH SOLE 595843 0 0 MERITAGE HOMES CORP COM 59001A102 4158502 23872 SH SOLE 23872 0 0 METROPOLITAN BK HLDG CORP COM 591774104 8820871 159279 SH SOLE 159279 0 0 MORGAN STANLEY COM NEW 617446448 34433402 369259 SH SOLE 369259 0 0 MR COOPER GROUP INC COM 62482R107 12792889 196451 SH SOLE 196451 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 15098140 1475869 SH SOLE 1475869 0 0 NORTHEAST BK LEWISTON ME COM 66405S100 16110016 291901 SH SOLE 291901 0 0 OLD NATL BANCORP IND COM 680033107 8641887 511657 SH SOLE 511657 0 0 ONEMAIN HLDGS INC COM 68268W103 40577651 824749 SH SOLE 824749 0 0 PARKE BANCORP INC COM 700885106 3757833 185572 SH SOLE 185572 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 4589686 153913 SH SOLE 153913 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 30256121 342380 SH SOLE 342380 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 10289185 841307 SH SOLE 841307 0 0 PJT PARTNERS INC COM CL A 69343T107 6094882 59830 SH SOLE 59830 0 0 POPULAR INC COM NEW 733174700 24834300 302599 SH SOLE 302599 0 0 PROGRESSIVE CORP COM 743315103 8120094 50980 SH SOLE 50980 0 0 PULTE GROUP INC COM 745867101 20401123 197647 SH SOLE 197647 0 0 QUINSTREET INC COM 74874Q100 12912150 1007188 SH SOLE 1007188 0 0 RAYMOND JAMES FINL INC COM 754730109 17567717 157558 SH SOLE 157558 0 0 REGIONAL MGMT CORP COM 75902K106 23033171 918388 SH SOLE 918388 0 0 SANDY SPRING BANCORP INC COM 800363103 564059 20707 SH SOLE 20707 0 0 SCHWAB CHARLES CORP COM 808513105 36352544 528380 SH SOLE 528380 0 0 SL GREEN RLTY CORP COM 78440X887 919119 20348 SH SOLE 20348 0 0 SOUTHSTATE CORPORATION COM 840441109 4471121 52944 SH SOLE 52944 0 0 STELLAR BANCORP INC COM 858927106 4915932 176578 SH SOLE 176578 0 0 SYNCHRONY FINANCIAL COM 87165B103 16836062 440850 SH SOLE 440850 0 0 SYNOVUS FINL CORP COM NEW 87161C501 39102838 1038588 SH SOLE 1038588 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 15749614 295213 SH SOLE 295213 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 12689907 196347 SH SOLE 196347 0 0 ISHARES TR 20 YR TR BD ETF 464287432 888733 8988 SH Call SOLE 8988 0 0 TOLL BROTHERS INC COM 889478103 18592861 180882 SH SOLE 180882 0 0 TRICO BANCSHARES COM 896095106 5929044 137981 SH SOLE 137981 0 0 TRUIST FINL CORP COM 89832Q109 18313981 496045 SH SOLE 496045 0 0 UNITED BANKSHARES INC WEST V COM 909907107 8750427 233034 SH SOLE 233034 0 0 US BANCORP DEL COM NEW 902973304 49861287 1152063 SH SOLE 1152063 0 0 USCB FINANCIAL HOLDINGS INC CLASS A COM 90355N101 3015681 246178 SH SOLE 246178 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 12736532 369818 SH SOLE 369818 0 0 VIRTUS INVT PARTNERS INC COM 92828Q109 7644451 31620 SH SOLE 31620 0 0 VORNADO RLTY TR SH BEN INT 929042109 6316757 223602 SH SOLE 223602 0 0 VOYA FINANCIAL INC COM 929089100 7555738 103560 SH SOLE 103560 0 0 WEBSTER FINL CORP COM 947890109 68576252 1350990 SH SOLE 1350990 0 0 WELLS FARGO CO NEW COM 949746101 28170033 572329 SH SOLE 572329 0 0 WESBANCO INC COM 950810101 1846407 58859 SH SOLE 58859 0 0 WESTERN ALLIANCE BANCORP COM 957638109 26445869 401974 SH SOLE 401974 0 0 WORLD ACCEP CORPORATION COM 981419104 1491958 11430 SH SOLE 11430 0 0 ZIONS BANCORPORATION N A COM 989701107 170918 3896 SH SOLE 3896 0 0