0001405086-23-000269.txt : 20231114
0001405086-23-000269.hdr.sgml : 20231114
20231114101843
ACCESSION NUMBER: 0001405086-23-000269
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 231402416
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
09-30-2023
09-30-2023
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
000138032
801-72520
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
11-14-2023
0
103
1317365400
false
INFORMATION TABLE
2
basswood-table-q3-2023.xml
AERCAP HOLDINGS NV
SHS
N00985106
5046564
80526
SH
SOLE
80526
0
0
ALERUS FINL CORP
COM
01446U103
1095163
60240
SH
SOLE
60240
0
0
ALLSTATE CORP
COM
020002101
3136749
28155
SH
SOLE
28155
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
1563955
90822
SH
SOLE
90822
0
0
AMERIPRISE FINL INC
COM
03076C106
19584970
59406
SH
SOLE
59406
0
0
AMERIS BANCORP
COM
03076K108
3136041
81689
SH
SOLE
81689
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
20062078
223508
SH
SOLE
223508
0
0
AXOS FINANCIAL INC
COM
05465C100
25309334
668498
SH
SOLE
668498
0
0
BANCORP INC DEL
COM
05969A105
6082833
176314
SH
SOLE
176314
0
0
BANK AMERICA CORP
COM
060505104
36381175
1328750
SH
SOLE
1328750
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
2963270
147794
SH
SOLE
147794
0
0
BLACKROCK INC
COM
09247X101
22093796
34175
SH
SOLE
34175
0
0
BLACKSTONE INC
COM
09260D107
9788096
91358
SH
SOLE
91358
0
0
BLUE OWL CAPITAL INC
COM CL A
09581B103
13238135
1021461
SH
SOLE
1021461
0
0
BURFORD CAP LTD
ORD SHS
G17977110
5918976
422784
SH
SOLE
422784
0
0
CAMDEN NATL CORP
COM
133034108
6990066
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
26073841
268664
SH
SOLE
268664
0
0
CATALYST BANCORP INC
COMMON STOCK
14888L101
135627
11246
SH
SOLE
11246
0
0
CENTURY CMNTYS INC
COM
156504300
20941206
313585
SH
SOLE
313585
0
0
CITIGROUP INC
COM NEW
172967424
819310
19920
SH
SOLE
19920
0
0
CITIZENS FINL GROUP INC
COM
174610105
21923660
818047
SH
SOLE
818047
0
0
COMERICA INC
COM
200340107
10001791
240717
SH
SOLE
240717
0
0
DIME CMNTY BANCSHARES INC
COM
25432X102
40525423
2030332
SH
SOLE
2030332
0
0
DISCOVER FINL SVCS
COM
254709108
14026610
161914
SH
SOLE
161914
0
0
EAGLE BANCORP INC MD
COM
268948106
986957
46012
SH
SOLE
46012
0
0
EAST WEST BANCORP INC
COM
27579R104
25872071
490838
SH
SOLE
490838
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
20773918
454671
SH
SOLE
454671
0
0
EVERCORE INC
CLASS A
29977A105
17368881
125971
SH
SOLE
125971
0
0
F N B CORP
COM
302520101
29864713
2767814
SH
SOLE
2767814
0
0
F&G ANNUITIES & LIFE INC
COMMON STOCK
30190A104
7960734
283704
SH
SOLE
283704
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13801758
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
2371065
93607
SH
SOLE
93607
0
0
FINWISE BANCORP
COM
31813A109
2109456
244150
SH
SOLE
244150
0
0
FIRST AMERN FINL CORP
COM
31847R102
13423775
237631
SH
SOLE
237631
0
0
FIRST BANCORP N C
COM
318910106
3468705
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
6466953
336470
SH
SOLE
336470
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
32201873
23333
SH
SOLE
23333
0
0
FIRST INTST BANCSYSTEM INC
COM
32055Y201
4963559
199020
SH
SOLE
199020
0
0
FIRST UTD CORP
COM
33741H107
2993886
184523
SH
SOLE
184523
0
0
GUILD HLDGS CO
CL A
40172N107
5971267
544327
SH
SOLE
544327
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
17099922
462285
SH
SOLE
462285
0
0
HERITAGE FINL CORP WASH
COM
42722X106
3763320
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
3487306
166538
SH
SOLE
166538
0
0
ISHARES TR
20 YR TR BD ETF
464287432
8521601
96083
SH
SOLE
96083
0
0
ISHARES TR
20 YR TR BD ETF
464287432
888385
10083
SH
Call
SOLE
10083
0
0
JPMORGAN CHASE & CO
COM
46625H100
68086310
469496
SH
SOLE
469496
0
0
KB HOME
COM
48666K109
4776883
103217
SH
SOLE
103217
0
0
KEYCORP
COM
493267108
2819
262
SH
SOLE
262
0
0
KKR & CO INC
COM
48251W104
12175918
197661
SH
SOLE
197661
0
0
LAKELAND BANCORP INC
COM
511637100
3554814
281681
SH
SOLE
281681
0
0
LAZARD LTD
SHS A
G54050102
3306875
106639
SH
SOLE
106639
0
0
LENDINGCLUB CORP
COM NEW
52603A208
4559921
747528
SH
SOLE
747528
0
0
LENNAR CORP
CL A
526057104
45557861
405933
SH
SOLE
405933
0
0
M & T BK CORP
COM
55261F104
1689372
13360
SH
SOLE
13360
0
0
M/I HOMES INC
COM
55305B101
20399954
242741
SH
SOLE
242741
0
0
MACATAWA BK CORP
COM
554225102
705152
78700
SH
SOLE
78700
0
0
MERCHANTS BANCORP IND
COM
58844R108
19907894
718178
SH
SOLE
718178
0
0
MERITAGE HOMES CORP
COM
59001A102
2921694
23872
SH
SOLE
23872
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
1769956
48786
SH
SOLE
48786
0
0
MORGAN STANLEY
COM NEW
617446448
30157383
369259
SH
SOLE
369259
0
0
MR COOPER GROUP INC
COM
62482R107
5134958
95873
SH
SOLE
95873
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
16736354
1475869
SH
SOLE
1475869
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
14090171
319505
SH
SOLE
319505
0
0
OLD NATL BANCORP IND
COM
680033107
7439493
511657
SH
SOLE
511657
0
0
ONEMAIN HLDGS INC
COM
68268W103
36636567
913858
SH
SOLE
913858
0
0
PACWEST BANCORP DEL
COM
695263103
9018610
1140153
SH
SOLE
1140153
0
0
PARKE BANCORP INC
COM
700885106
3486598
214033
SH
SOLE
214033
0
0
PCB BANCORP
COM
69320M109
568375
36788
SH
SOLE
36788
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
32743890
491650
SH
SOLE
491650
0
0
PERELLA WEINBERG PARTNERS
CLASS A COM
71367G102
7234163
710625
SH
SOLE
710625
0
0
PJT PARTNERS INC
COM CL A
69343T107
11841485
149062
SH
SOLE
149062
0
0
POPULAR INC
COM NEW
733174700
20495956
325281
SH
SOLE
325281
0
0
PROGRESSIVE CORP
COM
743315103
11496290
82529
SH
SOLE
82529
0
0
PULTE GROUP INC
COM
745867101
14250552
192445
SH
SOLE
192445
0
0
QUINSTREET INC
COM
74874Q100
7493090
835350
SH
SOLE
835350
0
0
RAYMOND JAMES FINL INC
COM
754730109
12408227
123551
SH
SOLE
123551
0
0
REGIONAL MGMT CORP
COM
75902K106
25420980
918388
SH
SOLE
918388
0
0
SANDY SPRING BANCORP INC
COM
800363103
443751
20707
SH
SOLE
20707
0
0
SCHWAB CHARLES CORP
COM
808513105
30440513
554472
SH
SOLE
554472
0
0
SL GREEN RLTY CORP
COM
78440X887
2682094
71906
SH
SOLE
71906
0
0
SOUTHSTATE CORPORATION
COM
840441109
3566308
52944
SH
SOLE
52944
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
235170
515
SH
Put
SOLE
515
0
0
SPDR SER TR
S&P REGL BKG
78464A698
336917
8066
SH
Put
SOLE
8066
0
0
STELLAR BANCORP INC
COM
858927106
4273765
200458
SH
SOLE
200458
0
0
SYNCHRONY FINANCIAL
COM
87165B103
4358915
142588
SH
SOLE
142588
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
28130403
1011885
SH
SOLE
1011885
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
12563644
294852
SH
SOLE
294852
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
11564838
196347
SH
SOLE
196347
0
0
TOLL BROTHERS INC
COM
889478103
8598590
116260
SH
SOLE
116260
0
0
TRICO BANCSHARES
COM
896095106
4419531
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6429408
233034
SH
SOLE
233034
0
0
UPSTART HLDGS INC
COM
91680M107
2534181
88794
SH
SOLE
88794
0
0
US BANCORP DEL
COM NEW
902973304
38087203
1152063
SH
SOLE
1152063
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
1513995
312164
SH
SOLE
312164
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
8363939
250868
SH
SOLE
250868
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
2892497
14320
SH
SOLE
14320
0
0
VORNADO RLTY TR
SH BEN INT
929042109
8257720
364097
SH
SOLE
364097
0
0
VOYA FINANCIAL INC
COM
929089100
18384788
276671
SH
SOLE
276671
0
0
WEBSTER FINL CORP
COM
947890109
58298217
1446247
SH
SOLE
1446247
0
0
WELLS FARGO CO NEW
COM
949746101
33036005
808517
SH
SOLE
808517
0
0
WESBANCO INC
COM
950810101
1437337
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
27796036
604656
SH
SOLE
604656
0
0
WORLD ACCEP CORPORATION
COM
981419104
1452296
11430
SH
SOLE
11430
0
0