0001405086-23-000197.txt : 20230814
0001405086-23-000197.hdr.sgml : 20230814
20230814101426
ACCESSION NUMBER: 0001405086-23-000197
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
EFFECTIVENESS DATE: 20230814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 231167030
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2023
06-30-2023
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
000138032
801-72520
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
08-14-2023
0
101
1357521368
false
INFORMATION TABLE
2
basswood-table-q2-2023.xml
AERCAP HOLDINGS NV
SHS
N00985106
5115012
80526
SH
SOLE
80526
0
0
ALERUS FINL CORP
COM
01446U103
1083115
60240
SH
SOLE
60240
0
0
ALLSTATE CORP
COM
020002101
11307230
103698
SH
SOLE
103698
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
1461326
90822
SH
SOLE
90822
0
0
AMERIPRISE FINL INC
COM
03076C106
24029119
72342
SH
SOLE
72342
0
0
AMERIS BANCORP
COM
03076K108
2794581
81689
SH
SOLE
81689
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
25399531
330680
SH
SOLE
330680
0
0
AXOS FINANCIAL INC
COM
05465C100
21406533
542762
SH
SOLE
542762
0
0
BANCORP INC DEL
COM
05969A105
5756652
176314
SH
SOLE
176314
0
0
BANK AMERICA CORP
COM
060505104
38121838
1328750
SH
SOLE
1328750
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
3063770
147794
SH
SOLE
147794
0
0
BLACKROCK INC
COM
09247X101
26502454
38346
SH
SOLE
38346
0
0
BLACKSTONE INC
COM
09260D107
15675114
168604
SH
SOLE
168604
0
0
BLUE OWL CAPITAL INC
COM CL A
09581B103
4675937
401368
SH
SOLE
401368
0
0
BURFORD CAP LTD
ORD SHS
G17977110
7415087
608792
SH
SOLE
608792
0
0
CAMDEN NATL CORP
COM
133034108
7671238
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
30404751
277999
SH
SOLE
277999
0
0
CATALYST BANCORP INC
COMMON STOCK
14888L101
124043
11246
SH
SOLE
11246
0
0
CENTURY CMNTYS INC
COM
156504300
27229139
355379
SH
SOLE
355379
0
0
CITIGROUP INC
COM NEW
172967424
917117
19920
SH
SOLE
19920
0
0
COLUMBIA BKG SYS INC
COM
197236102
7002339
345283
SH
SOLE
345283
0
0
COMERICA INC
COM
200340107
25738360
607610
SH
SOLE
607610
0
0
DIME CMNTY BANCSHARES INC
COM
25432X102
35794768
2030333
SH
SOLE
2030333
0
0
EAGLE BANCORP INC MD
COM
268948106
973614
46012
SH
SOLE
46012
0
0
EAST WEST BANCORP INC
COM
27579R104
20536735
389027
SH
SOLE
389027
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
26597627
581496
SH
SOLE
581496
0
0
EVERCORE INC
CLASS A
29977A105
18251277
147676
SH
SOLE
147676
0
0
F&G ANNUITIES & LIFE INC
COMMON STOCK
30190A104
17264722
696720
SH
SOLE
696720
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
12030588
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
2453439
93607
SH
SOLE
93607
0
0
FINWISE BANCORP
COM
31813A109
3941150
440352
SH
SOLE
440352
0
0
FIRST AMERN FINL CORP
COM
31847R102
5904478
103551
SH
SOLE
103551
0
0
FIRST BANCORP N C
COM
318910106
3667164
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
12859739
639788
SH
SOLE
639788
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
29946739
23333
SH
SOLE
23333
0
0
FIRST INTST BANCSYSTEM INC
COM
32055Y201
4744637
199020
SH
SOLE
199020
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
506130
920236
SH
SOLE
920236
0
0
FIRST UTD CORP
COM
33741H107
3290909
230779
SH
SOLE
230779
0
0
F N B CORP
COM
302520101
24787734
2166760
SH
SOLE
2166760
0
0
GUILD HLDGS CO
CL A
40172N107
7689777
676917
SH
SOLE
676917
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
9301355
242349
SH
SOLE
242349
0
0
HERITAGE FINL CORP WASH
COM
42722X106
3731017
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
3797066
166538
SH
SOLE
166538
0
0
ISHARES TR
20 YR TR BD ETF
464287432
9890784
96083
SH
SOLE
96083
0
0
JPMORGAN CHASE & CO
COM
46625H100
68283498
469496
SH
SOLE
469496
0
0
KB HOME
COM
48666K109
7170212
138662
SH
SOLE
138662
0
0
KEYCORP
COM
493267108
2421
262
SH
SOLE
262
0
0
KKR & CO INC
COM
48251W104
13443528
240063
SH
SOLE
240063
0
0
LAKELAND BANCORP INC
COM
511637100
3771709
281681
SH
SOLE
281681
0
0
LAZARD LTD
SHS A
G54050102
6412896
200403
SH
SOLE
200403
0
0
LENDINGCLUB CORP
COM NEW
52603A208
16957093
1739189
SH
SOLE
1739189
0
0
LENNAR CORP
CL A
526057104
50867464
405933
SH
SOLE
405933
0
0
M & T BK CORP
COM
55261F104
1653434
13360
SH
SOLE
13360
0
0
M/I HOMES INC
COM
55305B101
23497182
269494
SH
SOLE
269494
0
0
MACATAWA BK CORP
COM
554225102
3135851
337915
SH
SOLE
337915
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
592891
1238
SH
Put
SOLE
1238
0
0
MERCHANTS BANCORP IND
COM
58844R108
19736863
771574
SH
SOLE
771574
0
0
MERITAGE HOMES CORP
COM
59001A102
3396269
23872
SH
SOLE
23872
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
1694338
48786
SH
SOLE
48786
0
0
MORGAN STANLEY
COM NEW
617446448
31534719
369259
SH
SOLE
369259
0
0
MR COOPER GROUP INC
COM
62482R107
10376693
204911
SH
SOLE
204911
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
16588768
1475869
SH
SOLE
1475869
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
15667545
375991
SH
SOLE
375991
0
0
OLD NATL BANCORP IND
COM
680033107
7132499
511657
SH
SOLE
511657
0
0
ONEMAIN HLDGS INC
COM
68268W103
44780765
1024966
SH
SOLE
1024966
0
0
PACWEST BANCORP DEL
COM
695263103
7711530
946200
SH
SOLE
946200
0
0
PARKE BANCORP INC
COM
700885106
4594929
270449
SH
SOLE
270449
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
785710
54318
SH
SOLE
54318
0
0
PCB BANCORP
COM
69320M109
541151
36788
SH
SOLE
36788
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
36282983
516043
SH
SOLE
516043
0
0
PJT PARTNERS INC
COM CL A
69343T107
7226821
103774
SH
SOLE
103774
0
0
POPULAR INC
COM NEW
733174700
21017022
347274
SH
SOLE
347274
0
0
PROGRESSIVE CORP
COM
743315103
3225460
24367
SH
SOLE
24367
0
0
PULTE GROUP INC
COM
745867101
7343556
94536
SH
SOLE
94536
0
0
QUINSTREET INC
COM
74874Q100
6417538
726788
SH
SOLE
726788
0
0
RAYMOND JAMES FINL INC
COM
754730109
10742167
103519
SH
SOLE
103519
0
0
REGIONAL MGMT CORP
COM
75902K106
28010834
918388
SH
SOLE
918388
0
0
SANDY SPRING BANCORP INC
COM
800363103
469635
20707
SH
SOLE
20707
0
0
SCHWAB CHARLES CORP
COM
808513105
35910521
633566
SH
SOLE
633566
0
0
SL GREEN RLTY CORP
COM
78440X887
2160775
71906
SH
SOLE
71906
0
0
SOUTHSTATE CORPORATION
COM
840441109
3483715
52944
SH
SOLE
52944
0
0
STELLAR BANCORP INC
COM
858927106
5666442
247551
SH
SOLE
247551
0
0
SYNCHRONY FINANCIAL
COM
87165B103
10316361
304138
SH
SOLE
304138
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
22882613
756450
SH
SOLE
756450
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
12105543
248217
SH
SOLE
248217
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
25543485
495990
SH
SOLE
495990
0
0
ISHARES TR
20 YR TR BD ETF
464287432
417506
4078
SH
Call
SOLE
4078
0
0
TOLL BROTHERS INC
COM
889478103
12282971
155343
SH
SOLE
155343
0
0
TRICO BANCSHARES
COM
896095106
4580969
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6914119
233034
SH
SOLE
233034
0
0
UPSTART HLDGS INC
COM
91680M107
3179713
88794
SH
SOLE
88794
0
0
US BANCORP DEL
COM NEW
902973304
38064162
1152063
SH
SOLE
1152063
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
1901704
339590
SH
SOLE
339590
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
5827488
184765
SH
SOLE
184765
0
0
VORNADO RLTY TR
SH BEN INT
929042109
6604720
364097
SH
SOLE
364097
0
0
VOYA FINANCIAL INC
COM
929089100
16400507
228706
SH
SOLE
228706
0
0
WEBSTER FINL CORP
COM
947890109
51696738
1369450
SH
SOLE
1369450
0
0
WELLS FARGO CO NEW
COM
949746101
33975286
796047
SH
SOLE
796047
0
0
WESBANCO INC
COM
950810101
1507379
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
22645208
620927
SH
SOLE
620927
0
0
WORLD ACCEP CORPORATION
COM
981419104
1531734
11430
SH
SOLE
11430
0
0