0001405086-23-000132.txt : 20230515
0001405086-23-000132.hdr.sgml : 20230515
20230515110655
ACCESSION NUMBER: 0001405086-23-000132
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
EFFECTIVENESS DATE: 20230515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 23919649
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2023
03-31-2023
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
000138032
801-72520
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-15-2023
0
110
1434746801
false
INFORMATION TABLE
2
basswood-table-q1-2023.xml
AERCAP HOLDINGS NV
SHS
N00985106
7206774
128166
SH
SOLE
128166
0
0
ALERUS FINL CORP
COM
01446U103
966852
60240
SH
SOLE
60240
0
0
ALLSTATE CORP
COM
020002101
14144453
127646
SH
SOLE
127646
0
0
ALLY FINL INC
COM
02005N100
5452642
213913
SH
SOLE
213913
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
9304604
525981
SH
SOLE
525981
0
0
AMERIPRISE FINL INC
COM
03076C106
10247828
33435
SH
SOLE
33435
0
0
AMERIS BANCORP
COM
03076K108
2988184
81689
SH
SOLE
81689
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
23775508
376433
SH
SOLE
376433
0
0
APOLLO STRATEGIC GRWT CPTL I
SHS CL A
G0412A102
788615
76938
SH
SOLE
76938
0
0
ASSURANT INC
COM
04621X108
4128127
34381
SH
SOLE
34381
0
0
AXOS FINANCIAL INC
COM
05465C100
15771449
427179
SH
SOLE
427179
0
0
BANCORP INC DEL
COM
05969A105
4910345
176314
SH
SOLE
176314
0
0
BANK AMERICA CORP
COM
060505104
58539452
2046834
SH
SOLE
2046834
0
0
BANK7 CORP
COM
06652N107
2263191
92187
SH
SOLE
92187
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
3703718
147794
SH
SOLE
147794
0
0
BLACKROCK INC
COM
09247X101
17391767
25992
SH
SOLE
25992
0
0
BLACKSTONE INC
COM
09260D107
7892863
89855
SH
SOLE
89855
0
0
BURFORD CAP LTD
ORD SHS
G17977110
13787761
1246633
SH
SOLE
1246633
0
0
CAMDEN NATL CORP
COM
133034108
8964227
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
47066762
489463
SH
SOLE
489463
0
0
CARLYLE GROUP INC
COM
14316J108
14931008
480715
SH
SOLE
480715
0
0
CATALYST BANCORP INC
COMMON STOCK
14888L101
129329
11246
SH
SOLE
11246
0
0
CENTURY CMNTYS INC
COM
156504300
20618291
322564
SH
SOLE
322564
0
0
CHEMUNG FINL CORP
COM
164024101
1790310
43140
SH
SOLE
43140
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
1474503
145846
SH
SOLE
145846
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
1551146
152973
SH
SOLE
152973
0
0
CITIGROUP INC
COM NEW
172967424
934049
19920
SH
SOLE
19920
0
0
CITIZENS FINL GROUP INC
COM
174610105
20513538
675454
SH
SOLE
675454
0
0
COMERICA INC
COM
200340107
11743069
270453
SH
SOLE
270453
0
0
CUSTOMERS BANCORP INC
COM
23204G100
4190261
226256
SH
SOLE
226256
0
0
DIME CMNTY BANCSHARES INC
COM
25432X102
46129162
2030333
SH
SOLE
2030333
0
0
EAGLE BANCORP INC MD
COM
268948106
1540022
46012
SH
SOLE
46012
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
22993576
588071
SH
SOLE
588071
0
0
EVERCORE INC
CLASS A
29977A105
12828525
111185
SH
SOLE
111185
0
0
F&G ANNUITIES & LIFE INC
COMMON STOCK
30190A104
11102323
612711
SH
SOLE
612711
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
11673012
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
2493690
93607
SH
SOLE
93607
0
0
FINWISE BANCORP
COM
31813A109
6400377
726490
SH
SOLE
726490
0
0
FIRST AMERN FINL CORP
COM
31847R102
12838925
230667
SH
SOLE
230667
0
0
FIRST BANCORP N C
COM
318910106
5543500
156067
SH
SOLE
156067
0
0
FIRST BUSEY CORP
COM NEW
319383204
11299562
555534
SH
SOLE
555534
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
27333406
28089
SH
SOLE
28089
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
6053309
202723
SH
SOLE
202723
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
4053225
289723
SH
SOLE
289723
0
0
FIRST UTD CORP
COM
33741H107
4122573
244518
SH
SOLE
244518
0
0
F N B CORP
COM
302520101
27529039
2373193
SH
SOLE
2373193
0
0
GLOBAL PMTS INC
COM
37940X102
1832018
17408
SH
SOLE
17408
0
0
GUILD HLDGS CO
CL A
40172N107
7110002
683654
SH
SOLE
683654
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
4030208
110720
SH
SOLE
110720
0
0
HERITAGE FINL CORP WASH
COM
42722X106
4937772
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
3615540
166538
SH
SOLE
166538
0
0
ISHARES TR
20 YR TR BD ETF
464287432
10220349
96083
SH
SOLE
96083
0
0
JPMORGAN CHASE & CO
COM
46625H100
61180024
469496
SH
SOLE
469496
0
0
KB HOME
COM
48666K109
9689367
241149
SH
SOLE
241149
0
0
KEYCORP
COM
493267108
922449
73678
SH
SOLE
73678
0
0
LAKELAND BANCORP INC
COM
511637100
4405491
281681
SH
SOLE
281681
0
0
LENDINGCLUB CORP
COM NEW
52603A208
10974154
1522074
SH
SOLE
1522074
0
0
LENNAR CORP
CL A
526057104
44653776
424829
SH
SOLE
424829
0
0
M & T BK CORP
COM
55261F104
4828595
40383
SH
SOLE
40383
0
0
M/I HOMES INC
COM
55305B101
15704363
248920
SH
SOLE
248920
0
0
MACATAWA BK CORP
COM
554225102
3650840
357225
SH
SOLE
357225
0
0
MERCHANTS BANCORP IND
COM
58844R108
19091851
733174
SH
SOLE
733174
0
0
MERITAGE HOMES CORP
COM
59001A102
2787295
23872
SH
SOLE
23872
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
9982537
294557
SH
SOLE
294557
0
0
MORGAN STANLEY
COM NEW
617446448
32420940
369259
SH
SOLE
369259
0
0
MR COOPER GROUP INC
COM
62482R107
3713931
90650
SH
SOLE
90650
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
13341856
1475869
SH
SOLE
1475869
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
12871348
382393
SH
SOLE
382393
0
0
OLD NATL BANCORP IND
COM
680033107
7378094
511657
SH
SOLE
511657
0
0
ONEMAIN HLDGS INC
COM
68268W103
38372312
1034852
SH
SOLE
1034852
0
0
PACWEST BANCORP DEL
COM
695263103
6291233
646581
SH
SOLE
646581
0
0
PARKE BANCORP INC
COM
700885106
5063513
284787
SH
SOLE
284787
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
1202096
69606
SH
SOLE
69606
0
0
PCB BANCORP
COM
69320M109
2119771
146292
SH
SOLE
146292
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
32026188
537262
SH
SOLE
537262
0
0
PERELLA WEINBERG PARTNERS
CLASS A COM
71367G102
7662500
842033
SH
SOLE
842033
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
5413071
98134
SH
SOLE
98134
0
0
PJT PARTNERS INC
COM CL A
69343T107
6601920
91452
SH
SOLE
91452
0
0
POPULAR INC
COM NEW
733174700
18060842
314594
SH
SOLE
314594
0
0
PULTE GROUP INC
COM
745867101
14052240
241116
SH
SOLE
241116
0
0
QUINSTREET INC
COM
74874Q100
7576401
477404
SH
SOLE
477404
0
0
RAYMOND JAMES FINL INC
COM
754730109
12984770
139217
SH
SOLE
139217
0
0
REGIONAL MGMT CORP
COM
75902K106
22782701
873235
SH
SOLE
873235
0
0
SANDY SPRING BANCORP INC
COM
800363103
537968
20707
SH
SOLE
20707
0
0
SCHWAB CHARLES CORP
COM
808513105
14028516
267822
SH
SOLE
267822
0
0
SOUTHSTATE CORPORATION
COM
840441109
3772789
52944
SH
SOLE
52944
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
170716
417
SH
Put
SOLE
417
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
537120
1312
SH
Put
SOLE
1312
0
0
STELLAR BANCORP INC
COM
858927106
9023478
366659
SH
SOLE
366659
0
0
SVB FINANCIAL GROUP
COM
78486Q101
57193
63197
SH
SOLE
63197
0
0
SYNCHRONY FINANCIAL
COM
87165B103
11265127
387384
SH
SOLE
387384
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
8915635
289187
SH
SOLE
289187
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
6921502
180907
SH
SOLE
180907
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
101217897
2067359
SH
SOLE
2067359
0
0
ISHARES TR
20 YR TR BD ETF
464287432
1046468
9838
SH
Call
SOLE
9838
0
0
TOLL BROTHERS INC
COM
889478103
12903028
214943
SH
SOLE
214943
0
0
TRICO BANCSHARES
COM
896095106
5738630
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
8202797
233034
SH
SOLE
233034
0
0
US BANCORP DEL
COM NEW
902973304
41531871
1152063
SH
SOLE
1152063
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
4780533
973632
SH
SOLE
973632
0
0
VALLEY NATL BANCORP
COM
919794107
8883253
961391
SH
SOLE
961391
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
9936931
339492
SH
SOLE
339492
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
11495939
60381
SH
SOLE
60381
0
0
VOYA FINANCIAL INC
COM
929089100
17140824
239866
SH
SOLE
239866
0
0
WEBSTER FINL CORP
COM
947890109
63276511
1605188
SH
SOLE
1605188
0
0
WELLS FARGO CO NEW
COM
949746101
46436651
1242286
SH
SOLE
1242286
0
0
WESBANCO INC
COM
950810101
1806971
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
13600163
382672
SH
SOLE
382672
0
0
WORLD ACCEP CORPORATION
COM
981419104
952005
11430
SH
SOLE
11430
0
0
ZIONS BANCORPORATION N A
COM
989701107
9909075
331075
SH
SOLE
331075
0
0