0001405086-23-000068.txt : 20230214
0001405086-23-000068.hdr.sgml : 20230214
20230214104645
ACCESSION NUMBER: 0001405086-23-000068
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
EFFECTIVENESS DATE: 20230214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 23624292
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
12-31-2022
12-31-2022
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
000138032
801-72520
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
02-14-2023
0
117
1353024588
false
INFORMATION TABLE
2
basswood-table-q4-2022.xml
AERCAP HOLDINGS NV
SHS
N00985106
7474641
128166
SH
SOLE
128166
0
0
ALERUS FINL CORP
COM
01446U103
1406604
60240
SH
SOLE
60240
0
0
ALLSTATE CORP
COM
020002101
11803573
87047
SH
SOLE
87047
0
0
ALLY FINL INC
COM
02005N100
7356907
300896
SH
SOLE
300896
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
13592494
589952
SH
SOLE
589952
0
0
AMERIPRISE FINL INC
COM
03076C106
4638479
14897
SH
SOLE
14897
0
0
AMERIS BANCORP
COM
03076K108
3850819
81689
SH
SOLE
81689
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
22660122
355230
SH
SOLE
355230
0
0
APOLLO STRATEGIC GRWT CPTL I
SHS CL A
G0412A102
770919
76938
SH
SOLE
76938
0
0
ASSURANT INC
COM
04621X108
4299688
34381
SH
SOLE
34381
0
0
AXOS FINANCIAL INC
COM
05465C100
17872475
467621
SH
SOLE
467621
0
0
BANCORP INC DEL
COM
05969A105
5003791
176314
SH
SOLE
176314
0
0
BANK AMERICA CORP
COM
060505104
38526277
1163233
SH
SOLE
1163233
0
0
BANK MARIN BANCORP
COM
063425102
4194436
127568
SH
SOLE
127568
0
0
BANK7 CORP
COM
06652N107
5886029
229923
SH
SOLE
229923
0
0
BAYCOM CORP
COM
07272M107
6802907
358425
SH
SOLE
358425
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
4419041
147794
SH
SOLE
147794
0
0
BLACKROCK INC
COM
09247X101
6350033
8961
SH
SOLE
8961
0
0
BLACKSTONE INC
COM
09260D107
6633476
89412
SH
SOLE
89412
0
0
BREAD FINANCIAL HOLDINGS INC
COM
018581108
2118187
56245
SH
SOLE
56245
0
0
BURFORD CAP LTD
ORD SHS
G17977110
6501198
797693
SH
SOLE
797693
0
0
CAMDEN NATL CORP
COM
133034108
10326571
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
32405019
348591
SH
SOLE
348591
0
0
CATALYST BANCORP INC
COMMON STOCK
14888L101
142824
11246
SH
SOLE
11246
0
0
CENTRAL VY CMNTY BANCORP
COM
155685100
4055271
191467
SH
SOLE
191467
0
0
CENTURY CMNTYS INC
COM
156504300
10871124
217379
SH
SOLE
217379
0
0
CHEMUNG FINL CORP
COM
164024101
6971139
151976
SH
SOLE
151976
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
1457731
145846
SH
SOLE
145846
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
1525141
152973
SH
SOLE
152973
0
0
CITIGROUP INC
COM NEW
172967424
900982
19920
SH
SOLE
19920
0
0
CITIZENS FINL GROUP INC
COM
174610105
15121230
384080
SH
SOLE
384080
0
0
COMERICA INC
COM
200340107
23488817
351366
SH
SOLE
351366
0
0
CUSTOMERS BANCORP INC
COM
23204G100
14279081
503849
SH
SOLE
503849
0
0
DEEP LAKE CAPITAL ACQUSTN CO
CL A SHS
G27029100
765074
75825
SH
SOLE
75825
0
0
DIME CMNTY BANCSHARES INC
COM
25432X102
71447936
2244673
SH
SOLE
2244673
0
0
EAGLE BANCORP INC MD
COM
268948106
10768769
244356
SH
SOLE
244356
0
0
EAST WEST BANCORP INC
COM
27579R104
7587660
115139
SH
SOLE
115139
0
0
ENTERPRISE BANCORP INC MASS
COM
293668109
1490260
42217
SH
SOLE
42217
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
27837291
643488
SH
SOLE
643488
0
0
EVERCORE INC
CLASS A
29977A105
16803556
154048
SH
SOLE
154048
0
0
F N B CORP
COM
302520101
31255455
2395054
SH
SOLE
2395054
0
0
F&G ANNUITIES & LIFE INC
COMMON STOCK
30190A104
571366
28554
SH
SOLE
28554
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
12571964
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
3071246
93607
SH
SOLE
93607
0
0
FINWISE BANCORP
COM
31813A109
6727297
726490
SH
SOLE
726490
0
0
FIRST AMERN FINL CORP
COM
31847R102
16380222
312958
SH
SOLE
312958
0
0
FIRST BANCORP N C
COM
318910106
6685910
156067
SH
SOLE
156067
0
0
FIRST BANCSHARES INC MS
COM
318916103
6936887
216710
SH
SOLE
216710
0
0
FIRST BUSEY CORP
COM NEW
319383204
18207318
736542
SH
SOLE
736542
0
0
FIRST CMNTY CORP S C
COM
319835104
1015521
46392
SH
SOLE
46392
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
11396634
15028
SH
SOLE
15028
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
7835244
202723
SH
SOLE
202723
0
0
FIRST UTD CORP
COM
33741H107
4804779
244518
SH
SOLE
244518
0
0
FORTRESS CAPITAL ACQUISITION
SHS CL A
G36427105
1560056
154461
SH
SOLE
154461
0
0
FTAC ATHENA ACQUISITION CORP
CL A SHS
G37283101
771802
76416
SH
SOLE
76416
0
0
FTAC HERA ACQUISITION CORP
CLASS A ORD SHS
G3728Y103
841839
83268
SH
SOLE
83268
0
0
G SQUARED ASCEND I INC
SHS CL A
G4204R109
772234
76421
SH
SOLE
76421
0
0
GLOBAL PMTS INC
COM
37940X102
1728963
17408
SH
SOLE
17408
0
0
GUILD HLDGS CO
CL A
40172N107
6817954
675714
SH
SOLE
675714
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
10918381
225633
SH
SOLE
225633
0
0
HBT FINL INC.
COM
404111106
3481229
177886
SH
SOLE
177886
0
0
HERITAGE FINL CORP WASH
COM
42722X106
7069782
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
3795401
166538
SH
SOLE
166538
0
0
HORIZON BANCORP INC
COM
440407104
1890278
125350
SH
SOLE
125350
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2482529
24935
SH
SOLE
24935
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
798517
79022
SH
SOLE
79022
0
0
JPMORGAN CHASE & CO
COM
46625H100
62959414
469496
SH
SOLE
469496
0
0
KB HOME
COM
48666K109
3645201
114449
SH
SOLE
114449
0
0
KEYCORP
COM
493267108
1283471
73678
SH
SOLE
73678
0
0
LAKELAND BANCORP INC
COM
511637100
4960402
281681
SH
SOLE
281681
0
0
LAZARD GROWTH ACQUISITION CO
CL A ORD SHS
G54035103
783053
77530
SH
SOLE
77530
0
0
LENDINGCLUB CORP
COM NEW
52603A208
1813214
206047
SH
SOLE
206047
0
0
LENNAR CORP
CL A
526057104
39464245
436069
SH
SOLE
436069
0
0
M & T BK CORP
COM
55261F104
5857958
40383
SH
SOLE
40383
0
0
M/I HOMES INC
COM
55305B101
10036807
217341
SH
SOLE
217341
0
0
MACATAWA BK CORP
COM
554225102
5660728
513212
SH
SOLE
513212
0
0
MERCHANTS BANCORP IND
COM
58844R108
17455972
717762
SH
SOLE
717762
0
0
MERITAGE HOMES CORP
COM
59001A102
4281768
46440
SH
SOLE
46440
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
10407706
177394
SH
SOLE
177394
0
0
MORGAN STANLEY
COM NEW
617446448
31394400
369259
SH
SOLE
369259
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
12692482
1475870
SH
SOLE
1475870
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
16098745
382393
SH
SOLE
382393
0
0
OLD NATL BANCORP IND
COM
680033107
21883584
1217107
SH
SOLE
1217107
0
0
ONEMAIN HLDGS INC
COM
68268W103
22101385
663506
SH
SOLE
663506
0
0
PACWEST BANCORP DEL
COM
695263103
29136654
1269571
SH
SOLE
1269571
0
0
PARKE BANCORP INC
COM
700885106
5906482
284787
SH
SOLE
284787
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
1524731
79662
SH
SOLE
79662
0
0
PCB BANCORP
COM
69320M109
2587905
146292
SH
SOLE
146292
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
18968295
334774
SH
SOLE
334774
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
7203036
98134
SH
SOLE
98134
0
0
POPULAR INC
COM NEW
733174700
13864395
209053
SH
SOLE
209053
0
0
PULTE GROUP INC
COM
745867101
8316874
182668
SH
SOLE
182668
0
0
QUINSTREET INC
COM
74874Q100
10001720
696984
SH
SOLE
696984
0
0
REGIONAL MGMT CORP
COM
75902K106
24520439
873235
SH
SOLE
873235
0
0
SANDY SPRING BANCORP INC
COM
800363103
729508
20707
SH
SOLE
20707
0
0
SCHWAB CHARLES CORP
COM
808513105
10382605
124701
SH
SOLE
124701
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
14993579
130130
SH
SOLE
130130
0
0
SOUTHSTATE CORPORATION
COM
840441109
4042804
52944
SH
SOLE
52944
0
0
SPDR SER TR
S&P REGL BKG
78464A698
375349
6390
SH
Put
SOLE
6390
0
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
7143702
246080
SH
SOLE
246080
0
0
STELLAR BANCORP INC
COM
858927106
12744367
432599
SH
SOLE
432599
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
19516124
519737
SH
SOLE
519737
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
5490527
180907
SH
SOLE
180907
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
43865514
727334
SH
SOLE
727334
0
0
TIMBERLAND BANCORP INC
COM
887098101
3922117
114917
SH
SOLE
114917
0
0
TOLL BROTHERS INC
COM
889478103
6019853
120590
SH
SOLE
120590
0
0
TRICO BANCSHARES
COM
896095106
7035651
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
9435547
233034
SH
SOLE
233034
0
0
UNITED SEC BANCSHARES CALIF
COM
911460103
1976047
270321
SH
SOLE
270321
0
0
US BANCORP DEL
COM NEW
902973304
50241467
1152063
SH
SOLE
1152063
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
7088486
264200
SH
SOLE
264200
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
6759938
35311
SH
SOLE
35311
0
0
WEBSTER FINL CORP
COM
947890109
53339682
1126736
SH
SOLE
1126736
0
0
WELLS FARGO CO NEW
COM
949746101
40069385
970438
SH
SOLE
970438
0
0
WESBANCO INC
COM
950810101
2176606
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
24617935
413330
SH
SOLE
413330
0
0
ZIONS BANCORPORATION N A
COM
989701107
15450349
314287
SH
SOLE
314287
0
0