0001405086-22-000326.txt : 20221114
0001405086-22-000326.hdr.sgml : 20221114
20221114114225
ACCESSION NUMBER: 0001405086-22-000326
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 221382439
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
09-30-2022
09-30-2022
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
11-14-2022
0
130
1363393
false
INFORMATION TABLE
2
basswood-table-q3-2022.xml
AERCAP HOLDINGS NV
SHS
N00985106
5425
128166
SH
SOLE
128166
0
0
AIR LEASE CORP
CL A
00912X302
56
1815
SH
SOLE
1815
0
0
ALERUS FINL CORP
COM
01446U103
1331
60240
SH
SOLE
60240
0
0
ALLSTATE CORP
COM
020002101
13064
104906
SH
SOLE
104906
0
0
ALLY FINL INC
COM
02005N100
12762
458570
SH
SOLE
458570
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
16544
733679
SH
SOLE
733679
0
0
AMERIPRISE FINL INC
COM
03076C106
4618
18329
SH
SOLE
18329
0
0
AMERIS BANCORP
COM
03076K108
3652
81689
SH
SOLE
81689
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
18162
390570
SH
SOLE
390570
0
0
APOLLO STRATEGIC GRWT CPTL I
SHS CL A
G0412A102
759
76938
SH
SOLE
76938
0
0
ASSURANT INC
COM
04621X108
4995
34381
SH
SOLE
34381
0
0
ATLAS CREST INVESTMENT CORP
COM CL A
049287105
30
3006
SH
SOLE
3006
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
764
77904
SH
SOLE
77904
0
0
AUSTERLITZ ACQUISITION CORP
SHS CL A
G0633D109
715
72854
SH
SOLE
72854
0
0
AXOS FINANCIAL INC
COM
05465C100
15342
448196
SH
SOLE
448196
0
0
BANCORP INC DEL
COM
05969A105
15069
685567
SH
SOLE
685567
0
0
BANK MARIN BANCORP
COM
063425102
2760
92142
SH
SOLE
92142
0
0
BANK7 CORP
COM
06652N107
5818
262294
SH
SOLE
262294
0
0
BAYCOM CORP
COM
07272M107
7267
413358
SH
SOLE
413358
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
4035
147794
SH
SOLE
147794
0
0
BK OF AMERICA CORP
COM
060505104
35130
1163233
SH
SOLE
1163233
0
0
BLACKROCK INC
COM
09247X101
12657
23001
SH
SOLE
23001
0
0
BURFORD CAP LTD
ORD SHS
G17977110
6967
928939
SH
SOLE
928939
0
0
CAMDEN NATL CORP
COM
133034108
10552
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
28247
306470
SH
SOLE
306470
0
0
CATALYST BANCORP INC
COMMON STOCK
14888L101
139
11246
SH
SOLE
11246
0
0
CBTX INC
COM
12481V104
3922
134081
SH
SOLE
134081
0
0
CENTRAL VY CMNTY BANCORP
COM
155685100
3912
220899
SH
SOLE
220899
0
0
CENTURY CMNTYS INC
COM
156504300
7208
168484
SH
SOLE
168484
0
0
CF ACQUISITION CORP IV
COM CL A
12520T102
31
3134
SH
SOLE
3134
0
0
CHEMUNG FINL CORP
COM
164024101
8127
194111
SH
SOLE
194111
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
29
2900
SH
SOLE
2900
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
30
3046
SH
SOLE
3046
0
0
CITIGROUP INC
COM NEW
172967424
830
19920
SH
SOLE
19920
0
0
CITIZENS FINL GROUP INC
COM
174610105
21609
628902
SH
SOLE
628902
0
0
COLUMBIA BKG SYS INC
COM
197236102
9937
343943
SH
SOLE
343943
0
0
COMERICA INC
COM
200340107
34585
486429
SH
SOLE
486429
0
0
CUSTOMERS BANCORP INC
COM
23204G100
21817
740045
SH
SOLE
740045
0
0
DEEP LAKE CAPITAL ACQUSTN CO
CL A SHS
G27029100
89
8911
SH
SOLE
8911
0
0
DIME CMNTY BANCSHARES INC
COM
25432X102
77065
2632008
SH
SOLE
2632008
0
0
EAGLE BANCORP INC MD
COM
268948106
10487
233970
SH
SOLE
233970
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
31507
839081
SH
SOLE
839081
0
0
EVANS BANCORP INC
COM NEW
29911Q208
731
19954
SH
SOLE
19954
0
0
EVERCORE INC
CLASS A
29977A105
8463
102889
SH
SOLE
102889
0
0
F N B CORP
COM
302520101
37030
3192249
SH
SOLE
3192249
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13647
376996
SH
SOLE
376996
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
10196
134921
SH
SOLE
134921
0
0
FIFTH THIRD BANCORP
COM
316773100
2992
93607
SH
SOLE
93607
0
0
FINWISE BANCORP
COM
31813A109
4895
542123
SH
SOLE
542123
0
0
FIRST BANCORP N C
COM
318910106
10375
283635
SH
SOLE
283635
0
0
FIRST BANCSHARES INC MS
COM
318916103
8467
283464
SH
SOLE
283464
0
0
FIRST BUSEY CORP
COM NEW
319383204
21541
980038
SH
SOLE
980038
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
11984
15028
SH
SOLE
15028
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
8180
202723
SH
SOLE
202723
0
0
FIRST UTD CORP
COM
33741H107
4429
267598
SH
SOLE
267598
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
9682
289874
SH
SOLE
289874
0
0
FORTRESS CAPITAL ACQUISITION
SHS CL A
G36427105
31
3085
SH
SOLE
3085
0
0
FORTRESS VALUE ACQUIS CORP I
COM CL A
34964G107
15
1546
SH
SOLE
1546
0
0
FTAC ATHENA ACQUISITION CORP
CL A SHS
G37283101
759
76416
SH
SOLE
76416
0
0
FTAC HERA ACQUISITION CORP
CLASS A ORD SHS
G3728Y103
826
83268
SH
SOLE
83268
0
0
G SQUARED ASCEND I INC
SHS CL A
G4204R109
15
1529
SH
SOLE
1529
0
0
GLOBAL PMTS INC
COM
37940X102
1881
17408
SH
SOLE
17408
0
0
GORES HOLDINGS VII INC
COM CL A
38286T101
761
77152
SH
SOLE
77152
0
0
GUILD HLDGS CO
CL A
40172N107
6887
745364
SH
SOLE
745364
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
15205
331915
SH
SOLE
331915
0
0
HBT FINL INC.
COM
404111106
5382
296505
SH
SOLE
296505
0
0
HERITAGE FINL CORP WASH
COM
42722X106
6108
230737
SH
SOLE
230737
0
0
HOME BANCORP INC
COM
43689E107
1122
28774
SH
SOLE
28774
0
0
HOME BANCSHARES INC
COM
436893200
3749
166538
SH
SOLE
166538
0
0
INSU ACQUISITION CORP III
COM CL A
457817104
828
83187
SH
SOLE
83187
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2555
24935
SH
SOLE
24935
0
0
ISHARES TR
20 YR TR BD ETF
464287432
440
4297
SH
Call
SOLE
4297
0
0
ISHARES TR
7-10 YR TRSY BD
464287440
7933
82645
SH
SOLE
82645
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
94
9438
SH
SOLE
9438
0
0
JOFF FINTECH ACQUISITION COR
COM CL A
46592C100
760
77165
SH
SOLE
77165
0
0
JPMORGAN CHASE & CO
COM
46625H100
51310
491000
SH
SOLE
491000
0
0
KB HOME
COM
48666K109
1385
53421
SH
SOLE
53421
0
0
KEYCORP
COM
493267108
1180
73678
SH
SOLE
73678
0
0
LAKELAND BANCORP INC
COM
511637100
4510
281681
SH
SOLE
281681
0
0
LAZARD GROWTH ACQUISITION CO
CL A ORD SHS
G54035103
769
77530
SH
SOLE
77530
0
0
LENDINGCLUB CORP
COM NEW
52603A208
413
37396
SH
SOLE
37396
0
0
LENNAR CORP
CL A
526057104
29189
391530
SH
SOLE
391530
0
0
LOANDEPOT INC
COM CL A
53946R106
42
31623
SH
SOLE
31623
0
0
M & T BK CORP
COM
55261F104
7120
40383
SH
SOLE
40383
0
0
M/I HOMES INC
COM
55305B101
4956
136799
SH
SOLE
136799
0
0
MACATAWA BK CORP
COM
554225102
6895
744569
SH
SOLE
744569
0
0
MERCHANTS BANCORP IND
COM
58844R108
18311
793709
SH
SOLE
793709
0
0
MERITAGE HOMES CORP
COM
59001A102
969
13785
SH
SOLE
13785
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
11417
177394
SH
SOLE
177394
0
0
MIDWESTONE FINL GROUP INC NE
COM
598511103
1739
63717
SH
SOLE
63717
0
0
MORGAN STANLEY
COM NEW
617446448
29175
369259
SH
SOLE
369259
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
15541
423802
SH
SOLE
423802
0
0
OLD NATL BANCORP IND
COM
680033107
17012
1032889
SH
SOLE
1032889
0
0
ONEMAIN HLDGS INC
COM
68268W103
17901
606395
SH
SOLE
606395
0
0
PACWEST BANCORP DEL
COM
695263103
24613
1089091
SH
SOLE
1089091
0
0
PAGAYA TECHNOLOGIES LTD
CL A SHS
M7S64L115
0
266
SH
SOLE
266
0
0
PARKE BANCORP INC
COM
700885106
7203
343656
SH
SOLE
343656
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
1979
97281
SH
SOLE
97281
0
0
PCB BANCORP
COM
69320M109
2643
146292
SH
SOLE
146292
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
140
4152
SH
SOLE
4152
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
13925
324581
SH
SOLE
324581
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
7959
98134
SH
SOLE
98134
0
0
POPULAR INC
COM NEW
733174700
22756
315791
SH
SOLE
315791
0
0
PULTE GROUP INC
COM
745867101
2644
70511
SH
SOLE
70511
0
0
QUINSTREET INC
COM
74874Q100
5354
509942
SH
SOLE
509942
0
0
REGIONAL MGMT CORP
COM
75902K106
29134
1039019
SH
SOLE
1039019
0
0
ROCKET COS INC
COM CL A
77311W101
939
148632
SH
SOLE
148632
0
0
SANDY SPRING BANCORP INC
COM
800363103
730
20707
SH
SOLE
20707
0
0
SCHWAB CHARLES CORP
COM
808513105
11280
156956
SH
SOLE
156956
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
26962
178555
SH
SOLE
178555
0
0
SOUTHSTATE CORPORATION
COM
840441109
4189
52944
SH
SOLE
52944
0
0
SPDR SER TR
S&P REGL BKG
78464A698
337
5727
SH
Put
SOLE
5727
0
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
7294
246080
SH
SOLE
246080
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
16146
430445
SH
SOLE
430445
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
3988
171030
SH
SOLE
171030
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
49919
845650
SH
SOLE
845650
0
0
TIMBERLAND BANCORP INC
COM
887098101
2477
89586
SH
SOLE
89586
0
0
TOLL BROTHERS INC
COM
889478103
1573
37458
SH
SOLE
37458
0
0
TRICO BANCSHARES
COM
896095106
6161
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
8331
233034
SH
SOLE
233034
0
0
UNITED SEC BANCSHARES CALIF
COM
911460103
2041
313056
SH
SOLE
313056
0
0
UPSTART HLDGS INC
COM
91680M107
96
4633
SH
SOLE
4633
0
0
US BANCORP DEL
COM NEW
902973304
46451
1152063
SH
SOLE
1152063
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
2336
797384
SH
SOLE
797384
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
3754
161050
SH
SOLE
161050
0
0
WEBSTER FINL CORP
COM
947890109
69587
1539528
SH
SOLE
1539528
0
0
WELLS FARGO CO NEW
COM
949746101
48239
1199376
SH
SOLE
1199376
0
0
WESBANCO INC
COM
950810101
1964
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
27227
414169
SH
SOLE
414169
0
0
ZIONS BANCORPORATION N A
COM
989701107
17180
337782
SH
SOLE
337782
0
0